Event: Commission Meetings
CFTC to Hold an Open Commission Meeting on November 25
U.S. Commodity Futures Trading Commission Chairman Heath P. Tarbert today announced the CFTC will hold an open meeting on Monday, November 25, 2019, at 10:00 a.m. EST at its headquarters in Washington, DC to consider the following:
- Final Rules: Amendments to Part 4: Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
- Amendments to Rules 4.7, 4.13, and 4.14 (Codification of Relief for Family Offices and Relief Related to the JOBS Act)
- Amendments to Rules 4.5 and 4.27 (Updating Exclusions and Adding Reporting Relief)
- Proposed Rule: Amendments to Swap Clearing Requirement Exemptions under Part 50
The meeting is open to the public with seating on a first-come, first-served basis. Members of the public may also watch a live webcast or listen to the meeting via conference call using a domestic toll-free telephone or international toll or toll-free number to connect to a live, listen-only audio feed. People requiring special accommodations to attend the meeting because of a disability should contact the Office of Public Affairs at (202) 418–5080.
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What: |
CFTC Open Meeting |
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Location: |
CFTC Headquarters Lobby-Level Hearing Room |
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Date: |
Monday, November 25, 2019 |
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Time: |
10:00 a.m. – 12 p.m. EST |
Viewing/Listening Instructions: Watch the live webcast at www.cftc.gov. To listen to the live audio feed, call the toll or toll-free numbers listed under Related Links. Call-in participants should be prepared to provide their first name, last name, and affiliation. Conference call information below:
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Domestic Toll-Free: |
866-844-9416 |
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International Toll Numbers: |
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Conference Passcode: |
8985313 |
Members of the press interested in covering the meeting in person should RSVP to [email protected] no later than 5:00 p.m. EST on Friday, November 22. Late RSVPs and walk-ins cannot be guaranteed workspace.
Sunshine Act Meetings: November 25 2019
Statements:
Statement of Concurrence by CFTC Commissioner Rostin Behnam
Dissenting Statement of Commissioner Dan M. Berkovitz
Statement of Commissioner Dan M. Berkovitz
Federal Register Notices:
84 FR 67343
Vote 4-1
84 FR 67355
Vote unanimously approved