Event: Commission Meetings

CFTC to Hold an Open Commission Meeting on January 30

Commodity Futures Trading Commission Chairman Heath P. Tarbert announced that the CFTC will hold an open meeting on Thursday, January 30, 2020 at its headquarters in Washington, D.C. A morning session will convene from 9:00 a.m. – 12:30 p.m. (EST) to consider the following:

  • Proposed Rule: Position Limits for Derivatives 

The meeting will resume for an afternoon session from 1:30 p.m. – 3:30 p.m. (EST) to consider the following:

  • Proposed Rule: Amendments to Codify No-Action Relief in Swap Execution Facility and Real-Time Reporting Requirements

The meeting is open to the public with seating on a first-come, first-served basis. Members of the public may also watch a live webcast or listen to the meeting via conference call using a domestic toll-free telephone or international toll or toll-free number to connect to a live, listen-only audio feed. People requiring special accommodations to attend the meeting because of a disability should contact the Office of Public Affairs at (202) 418–5080.
 

What:

CFTC Open Meeting

Location:

CFTC Headquarters Lobby-Level Hearing Room
1155 21st Street, NW, Washington, D.C. 20581

Date:

Thursday, January 30, 2020

Time:

Morning session    9:00 a.m. – 12:30 p.m. (EST)

Afternoon session 1:30 p.m. – 3:30 p.m. (EST)

Viewing/Listening Instructions: Watch the live webcast at www.cftc.gov. To listen to the live audio feed, call the toll or toll-free numbers listed below. Call-in participants should be prepared to provide their first name, last name, and affiliation. Conference call information below:

Domestic Toll-Free:

866-844-9416

International Toll Numbers:

International Numbers

Conference Passcode:

8985313

Members of the press interested in covering the meeting in person should RSVP to [email protected] no later than 5:00 p.m. (EST) on Wednesday, January 29. Late RSVPs and walk-ins cannot be guaranteed workspace. 

View Archived Webcast
Agenda

CFTC Press Release 8107-20
Sunshine Act Meeting: January 30, 2020
CFTC Press Release 8112-20

 

Statements:

Proposed Rule: Position Limits for Derivatives

Statement of Chairman Heath P. Tarbert

Statement of Commissioner Brian Quintenz

Statement of Dissent by Commissioner Rostin Behnam

Statement of Dissent by Commissioner Dan M. Berkovitz
Statement of Commissioner Dawn D. Stump

Proposed Rule: Amendments to Certain Swap Execution Facility Requirements and Real-Time Reporting Requirements

Statement of Chairman Heath P. Tarbert

Statement of Commissioner Brian Quintenz

Statement of Concurrence by Commissioner Rostin Behnam

Statement of Commissioner Dan M. Berkovitz

Draft: Federal Register Notice:
Proposed Rule: Position Limits for Derivatives

Federal Register Notice:

85 FR 11596: 17 CFR Parts 1, 15, 17, 19, 40, 140, 150 and 151 Position Limits for Derivatives

85 FR 9407: 17 CFR Parts 36, 37, and 43 Swap Execution Facility Requirements and Real-Time Reporting Requirements

Additional Documents:

Position Limits for Derivatives
(Vote: 3-2)

Amendments to Certain Swap Execution Facility Requirements and Real-Time Reporting Requirements
(Unanimously Approved)

Fact Sheet: Notice of Proposed Rulemaking on Position Limits for Derivatives