EVENT: Archive Dec 1, 2010


Transcript

Open Meeting on Sixth Series of Proposed Rules under the Dodd-Frank Act


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

When:

Wednesday, December 1, 2010, 9:30 AM (ET)

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Sixth Series of Proposed Rules under the Dodd-Frank Act

This event is open to the public.

View Archived Webcast

Sunshine Act Meetings: December 1, 2010, December 9, 2010 and December 16, 2010

CFTC Press Release 5941-10

Opening Statements:

Opening Statement by Chairman Gary Gensler

Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler

Opening Statement by Commissioner Scott O’Malia

Opening Statement by Commissioner Bart Chilton

Opening Statement by Commissioner Jill Sommers

Additional Documents:

Fact Sheet: Proposed Rulemaking Regarding Core Principles and Other Requirements for Designated Contract Markets
Q&A: Core Principles and Other Requirements for Designated Contract Markets

Fact Sheet: Proposed Rule for Derivative Clearing Organization Definitions, Procedures and Core Principles
Q&A: Derivative Clearing Organization Definitions, Procedures and Core Principles

Fact Sheet: Proposed Rules on Reporting, Recordkeeping, Public Information and Information Sharing Requirements for DCOs
Q&A: Reporting, Recordkeeping, Public Information and Information Sharing Requirements for DCOs

Chart: Reporting, Recordkeeping, Public Information and Information Sharing Requirements for DCOs

Fact Sheet: Proposed Rule on Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
Q&A: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Fact Sheet: Proposed Rules Further Defining “Swap Dealer,” “Major Swap Participant” and “Eligible Contract Participant”
Q&A: Further Defining “Swap Dealer,” “Major Swap Participant” and “Eligible Contract Participant”

Federal Register Releases:

75 FR 76666: 17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

75 FR 80572: 17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets

75 FR 77576: 17 CFR Parts 1 and 39 General Regulations and Derivatives Clearing Organizations

75 FR 80174: 17 CFR Part 240 Further Definition of ‘‘Swap Dealer,’’‘‘Security-Based Swap Dealer,’’ ‘‘Major Swap Participant,’’ ‘‘Major Security-Based Swap Participant’’ and ‘‘Eligible Contract Participant’’


Last Updated: January 30, 2015