Event: Other Events
Joint Meeting on harmonization of Regulation
SEC Headquarters
September 3, 2009
Opening Statement:
Panel One – Enforcement:
• Daniel Roth, National Futures Association
• David Downey, OneChicago
• Kenneth Raisler, Sullivan & Cromwell
• William R. McLucas, Wilmer Cutler Pickering Hale and Dorr
• Damon Silvers, AFL-CIO
• Richard Owens, Latham & Watkins
15 Minute Break
Panel Two – Investment Funds:
• Professor John Coffee, Columbia Law School
• Richard Baker, Managed Funds Association
• Sharon Brown-Hruska, NERA Economic Consulting
• Kathleen Moriarty, Katten Muchin Rosenman
• Michael Butowsky, Mayer Brown
• Michael Connolly, Association for Financial Professionals
Break for the Day
Last Updated: April 14, 2011