FEDERAL REGISTER
COMMENT FILE: 08-009

Comment File for Federal Register Release 73 FR 54097

17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

Comments Open Date: 09/18/2008
Comments Closing Date: 11/17/2008
Comments Extended Date: 01/05/2009

DATE
FILE CONTENTS
06/15/2009
CL48
Ronin Capital, LLC
12
04/02/2009
CL47
Gressel, Joe
2
01/28/2009
CL46
NYSE Liffe
3
01/27/2009
CL45
Electronic Liquidity Exchange (ELX)
8
01/21/2009
CL44
Futures Industry Associaiton (FIA)
3
01/05/2009
CL41
Futures Industry Associaiton (FIA)
3
01/05/2009
CL43
ICE Futures U.S., Inc.
5
01/05/2009
CL42
CME Group
11
01/05/2009
CL40
Santoro, John
1
01/05/2009
CL39
Electronic Liquidity Exchange (ELX)
2
01/05/2009
CL38
Coyle, Dan
1
01/03/2009
CL37
Levine, David
1
12/08/2008
CL36
Conway, Lawrence D.
2
11/12/2008
CL35
Lando, Christopher
1
11/17/2008
CL34
Kenul, Jason
1
11/17/2008
CL33
Shaw, Timothy
1
11/17/2008
CL32
Chason, Jeffrey
1
11/16/2008
CL31
Wezner, Joseph
2
11/16/2008
CL30
Fordyce, Alastair
1
11/15/2008
CL29
Forsyth, John B.
1
11/13/2008
CL28
Walls, Patrick
1
11/12/2008
CL27
Golodetz, David
1
11/12/2008
CL26
Watters, Robert
1
11/12/2008
CL25
Watters, Terence
1
11/11/2008
CL24
Watters, Terence
1
11/11/2008
CL23
Fitzpatrick, Terrence E.
1
11/11/2008
CL22
Scozzafava, Anthony
1
11/14/2008
CL20
Greenberg, Andrew
2
11/14/2008
CL21
Vassallo, Daniel L.
1
11/04/2008
NC01
CME Group requests an extension of time
1
11/07/2008
CL19
Darcy, David R.
1
11/08/2008
CL18
Pearson, Jessica
2
11/07/2008
CL17
Radice, Timothy
2
11/06/2008
CL16
Reddy, Michael W.
1
11/06/2008
CL15
Hertzberg, Jim
2
11/05/2008
CL14
Stern, Scott
1
11/05/2008
CL13
Rabinowitz, Alan
1
11/05/2008
CL12
Etwaroo, Ravi
2
11/04/2008
CL11
Schaffer, Daniel
1
11/03/2008
CL10
Meijer, Filip
2
11/03/2008
CL08
Apollonio, Michael
1
11/04/2008
CL07
Thornton, Pam
2
11/03/2008
CL09
Cingari, Joseph
1
10/29/2008
CL06
Citrus Trading Assoc. (Pappas, Sandra)
1
10/30/2008
CL05
Pinchuk, Daniel
2
10/29/2008
CL04
Galland, Jeremy
2
10/21/2008
CL02
Barbera, Louis
2
10/20/2008
CL02
Walls, Patrick
2
10/20/2008
CL01
Lelliot, Jeff
1


Last Updated: September 18, 2008