Dodd-Frank Act

Provisionally Registered Swap Dealers

A list of provisionally registered swap dealers is listed below. This list is current as of July 28, 2021.

 

REGISTERED SWAP DEALERS
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD
BANCO BILBAO VIZCAYA ARGENTARIA SA
BANCO SANTANDER SA
BANK OF AMERICA EUROPE DAC
BANK OF AMERICA NA
BANK OF MONTREAL
BANK OF NEW YORK MELLON THE
BANK OF NOVA SCOTIA THE
BARCLAYS BANK IRELAND PLC
BARCLAYS BANK PLC
BNP PARIBAS SA
BOFA SECURITIES EUROPE SA
BOFA SECURITIES JAPAN CO LTD
BP ENERGY COMPANY
BTIG LLC
CANADIAN IMPERIAL BANK OF COMMERCE
CANTOR FITZGERALD SECURITIES
CAPITAL ONE NATIONAL ASSOCIATION
CARGILL INCORPORATED
CITADEL SECURITIES SWAP DEALER LLC
CITIBANK N A
CITIGROUP ENERGY INC
CITIGROUP GLOBAL MARKETS EUROPE AG
CITIGROUP GLOBAL MARKETS INC
CITIGROUP GLOBAL MARKETS LIMITED
COMMERZBANK AG
COMMONWEALTH BANK OF AUSTRALIA
COOPERATIEVE RABOBANK UA
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
CREDIT SUISSE CAPITAL LLC
CREDIT SUISSE INTERNATIONAL
CREDIT SUISSE SECURITIES EUROPE LIMITED
DANSKE BANK AS
DARBY SWAP TRADING LLC
DEUTSCHE BANK AG
E D & F MAN CAPITAL MARKETS INC
E D & F MAN CAPITAL MARKETS LIMITED
E D & F MAN DERIVATIVE PRODUCTS INC
FIFTH THIRD BANK NATIONAL ASSOCIATION
GAIN GTX LLC
GOLDMAN SACHS & CO LLC
GOLDMAN SACHS BANK EUROPE SE
GOLDMAN SACHS BANK USA
GOLDMAN SACHS EUROPE SE
GOLDMAN SACHS FINANCIAL MARKETS LP
GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
GOLDMAN SACHS INTERNATIONAL
GOLDMAN SACHS JAPAN CO LTD
GOLDMAN SACHS MEXICO CASA DE BOLSA SA DE CV
GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP
GOLDMAN SACHS PARIS INC ET CIE
HSBC BANK PLC
HSBC BANK USA NA
ICBC STANDARD BANK PLC
ING CAPITAL MARKETS LLC
INTESA SANPAOLO SPA
J ARON & COMPANY LLC
J ARON & COMPANY SINGAPORE PTE
JB DRAX HONORE UK LTD
JEFFERIES FINANCIAL PRODUCTS LLC
JEFFERIES FINANCIAL SERVICES, INC.
JP MORGAN SECURITIES LLC
JP MORGAN SECURITIES PLC
JPMORGAN CHASE BANK NATIONAL ASSOCIATION
KEYBANK NATIONAL ASSOCIATION
LLOYDS BANK CORPORATE MARKETS PLC
MACQUARIE BANK LIMITED
MACQUARIE ENERGY LLC
MERRILL LYNCH CAPITAL SERVICES INC
MERRILL LYNCH COMMODITIES INC
MERRILL LYNCH INTERNATIONAL
MIZUHO CAPITAL MARKETS LLC
MORGAN STANLEY & CO INTERNATIONAL PLC
MORGAN STANLEY & CO LLC
MORGAN STANLEY BANK INTERNATIONAL LIMITED
MORGAN STANLEY BANK NA
MORGAN STANLEY CAPITAL GROUP INC
MORGAN STANLEY CAPITAL GROUP SINGAPORE PTE
MORGAN STANLEY CAPITAL PRODUCTS LLC
MORGAN STANLEY CAPITAL SERVICES LLC
MORGAN STANLEY EUROPE SE
MORGAN STANLEY MEXICO CASA DE BOLSA SA DE CV
MORGAN STANLEY MUFG SECURITIES CO LTD
MUFG BANK LTD
MUFG SECURITIES EMEA PLC
NATIONAL AUSTRALIA BANK LIMITED
NATIXIS
NATWEST MARKETS PLC
NOMURA GLOBAL FINANCIAL PRODUCTS INC
NOMURA INTERNATIONAL PLC
NORDEA BANK ABP
NORTHERN TRUST COMPANY THE
PNC BANK NATIONAL ASSOCIATION
RJ OBRIEN ASSOCIATES LLC
ROYAL BANK OF CANADA
SHELL TRADING RISK MANAGEMENT LLC
SKANDINAVISKA ENSKILDA BANKEN AB PUBL
SMBC CAPITAL MARKETS INC
SOCIETE GENERALE INTERNATIONAL LIMITED
SOCIETE GENERALE S A
STANDARD CHARTERED BANK
STATE STREET BANK AND TRUST COMPANY
STONEX MARKETS LLC
TORONTO DOMINION BANK THE
TRUIST BANK
TULLETT PREBON SECURITIES LIMITED
UBS AG
UNICREDIT BANK AG
US BANK NA
WELLS FARGO BANK NA
WESTPAC BANKING CORPORATION