Dodd-Frank Act

Provisionally Registered Swap Dealers

A list of provisionally registered swap dealers is listed below. This list is current as of October 11, 2018.

 

ABBEY NATIONAL TREASURY SERVICES PLC

ASTON CAPITAL INVESTMENT MANAGER LP

AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD

BANCO BILBAO VIZCAYA ARGENTARIA SA

BANCO SANTANDER SA

BANK OF AMERICA MERRILL LYNCH INTERNATIONAL DAC

BANK OF AMERICA NA

BANK OF MONTREAL

BANK OF NEW YORK MELLON THE

BANK OF NOVA SCOTIA THE

BARCLAYS BANK PLC

BNP PARIBAS SA

BP ENERGY COMPANY

BTIG LLC

CANADIAN IMPERIAL BANK OF COMMERCE

CANTOR FITZGERALD SECURITIES

CARGILL INCORPORATED

CITADEL SECURITIES SWAP DEALER LLC

CITIBANK N A

CITIGROUP ENERGY INC

CITIGROUP GLOBAL MARKETS INC

CITIGROUP GLOBAL MARKETS LIMITED

COMMERZBANK AG

COMMONWEALTH BANK OF AUSTRALIA

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

CREDIT SUISSE CAPITAL LLC

CREDIT SUISSE INTERNATIONAL

CREDIT SUISSE SECURITIES EUROPE LIMITED

DANSKE BANK AS

DEUTSCHE BANK AG

ED&F MAN CAPITAL MARKETS LIMITED

ED&F MAN DERIVATIVE PRODUCTS INC

FIFTH THIRD BANK

GAIN GTX LLC

GOLDMAN SACHS & CO LLC

GOLDMAN SACHS BANK USA

GOLDMAN SACHS FINANCIAL MARKETS LP

GOLDMAN SACHS FINANCIAL MARKETS PTY LTD

GOLDMAN SACHS INTERNATIONAL

GOLDMAN SACHS JAPAN CO LTD

GOLDMAN SACHS MEXICO CASA DE BOLSA SA DE CV

GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP

GOLDMAN SACHS PARIS INC ET CIE

HSBC BANK PLC

HSBC BANK USA NA

ICBC STANDARD BANK PLC

ING CAPITAL MARKETS LLC

INTESA SANPAOLO SPA

INTL FCSTONE MARKETS LLC

J ARON & COMPANY LLC

J ARON & COMPANY SINGAPORE PTE

JB DRAX HONORE UK LTD

JEFFERIES FINANCIAL PRODUCTS LLC

JEFFERIES FINANCIAL SERVICES, INC.

JP MORGAN SECURITIES LLC

JP MORGAN SECURITIES PLC

JPMORGAN CHASE BANK NATIONAL ASSOCIATION

KEYBANK NATIONAL ASSOCIATION

LLOYDS BANK CORPORATE MARKETS PLC

LLOYDS BANK PLC

MACQUARIE BANK LIMITED

MACQUARIE ENERGY LLC

MERRILL LYNCH CAPITAL SERVICES INC

MERRILL LYNCH COMMODITIES INC

MERRILL LYNCH INTERNATIONAL

MERRILL LYNCH JAPAN SECURITIES CO LTD

MIZUHO CAPITAL MARKETS LLC

MORGAN STANLEY & CO INTERNATIONAL PLC

MORGAN STANLEY & CO LLC

MORGAN STANLEY BANK INTERNATIONAL LIMITED

MORGAN STANLEY BANK NA

MORGAN STANLEY CAPITAL GROUP INC

MORGAN STANLEY CAPITAL PRODUCTS LLC

MORGAN STANLEY CAPITAL SERVICES LLC

MORGAN STANLEY MEXICO CASA DE BOLSA SA DE CV

MORGAN STANLEY MUFG SECURITIES CO LTD

MUFG BANK LTD

MUFG SECURITIES EMEA PLC

NATIONAL AUSTRALIA BANK LIMITED

NATIXIS

NATWEST MARKETS PLC

NOMURA DERIVATIVE PRODUCTS INC

NOMURA GLOBAL FINANCIAL PRODUCTS INC

NOMURA INTERNATIONAL PLC

NORTHERN TRUST COMPANY THE

PNC BANK NATIONAL ASSOCIATION

ROYAL BANK OF CANADA

SHELL TRADING RISK MANAGEMENT LLC

SKANDINAVISKA ENSKILDA BANKEN AB PUBL

SMBC CAPITAL MARKETS INC

SOCIETE GENERALE INTERNATIONAL LIMITED

SOCIETE GENERALE S A

STANDARD CHARTERED BANK

STATE STREET BANK AND TRUST COMPANY

SUNTRUST BANK

TORONTO DOMINION BANK THE

TULLETT PREBON SECURITIES LIMITED

UBS AG

UNICREDIT BANK AG

US BANK NA

WELLS FARGO BANK NA

WESTPAC BANKING CORPORATION