| NYMEX |
Climate Action Reserve (CAR) Vintage 2011 |
Future |
Certified |
06/18/2012 |
Natural Resource |
Emissions |
|
1 |
| NYMEX |
Climate Action Reserve (CAR) Vintage 2012 |
Future |
Certified |
06/18/2012 |
Natural Resource |
Emissions |
|
1 |
| OCX |
Iron Mountain Incorporated |
Future |
Certified |
06/15/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Select Comfort Corporation |
Future |
Certified |
06/15/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| CBOT |
Short Dated Option on New Crop Corn Futures |
Option on a Future |
Certified |
06/05/2012 |
Agriculture |
Grain/Grain Product |
|
1 |
| CBOT |
Short Dated Option on New Crop Soybean Futures |
Option on a Future |
Certified |
06/05/2012 |
Agriculture |
Grain/Grain Product |
|
1 |
| CBOT |
Short Dated Option on New Crop Wheat Futures |
Option on a Future |
Certified |
06/05/2012 |
Agriculture |
Grain/Grain Product |
|
1 |
| OCX |
Morgan Stanley Asia-Pacific Fund, Inc |
Future |
Certified |
06/04/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
VimpelCom Ltd. |
Future |
Certified |
06/04/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| CME |
Nikkei Stock Average Index E-mini Yen Denominated |
Future |
Certified |
06/01/2012 |
Financial Instrument |
Equity Index |
|
2 |
| NYMEX |
Canadian Sweet Synthetic Oil Index (Net Energy) Futures |
Future |
Certified |
05/31/2012 |
Natural Resource |
Crude Oil |
|
0 |
| OCX |
Facebook, Inc. |
Future |
Certified |
05/25/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Qihoo 360 Technology Co., Ltd |
Future |
Certified |
05/25/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| CBOT |
Black Sea Wheat Futures |
Future |
Certified |
05/21/2012 |
Agriculture |
Grain/Grain Product |
|
1 |
| OCX |
WisdomTree Emerging Markets Local Debt Fund |
Future |
Certified |
05/17/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
Peritus High Yield ETF |
Future |
Certified |
05/17/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| NYMEX |
Singapore Jet Kerosene (Platts) Dubai Crack Spread Futures |
Future |
Certified |
05/17/2012 |
Natural Resource |
Distillate Fuel Oil & Jet Fuel |
|
2 |
| NYMEX |
Singapore Jet Kerosene (Platts) vs. DME Oman Crude Oil Futures |
Future |
Certified |
05/17/2012 |
Natural Resource |
Distillate Fuel Oil & Jet Fuel |
|
2 |
| OCX |
Greenbrier Companies, Inc. |
Future |
Certified |
05/15/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Millennial Media, Inc. |
Future |
Certified |
05/15/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Nu Skin Enterprises, Inc. |
Future |
Certified |
05/15/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Phillips 66 |
Future |
Certified |
05/15/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
WisdomTree India Earnings Fund |
Future |
Certified |
05/15/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
Market Vectors Oil Services ETF |
Future |
Certified |
05/15/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
ProShares Short 20+ Year Treasury |
Future |
Certified |
05/15/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| CFE |
CBOE Nasdaq-100 Volatility Index futures |
Future |
Certified |
05/08/2012 |
Financial Instrument |
Nonequity Index |
|
1 |
| OCX |
Basic Energy Services, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Cobalt International Energy, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Comstock Resources, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Domino's Pizza, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Freescale Semiconductor Holdings I, Ltd. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
NCR Corporation |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
NXP Semiconductors N.V. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Oasis Petroleum Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Optimer Pharmaceuticals, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
2 |
| OCX |
Roundy's, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
SolarWinds, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Telefonica, S.A. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
TripAdvisor, Inc. |
Future |
Certified |
05/02/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
Direxion Daily Gold Miners Bull 3X Shares |
Future |
Certified |
05/02/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
Arcos Dorados Holdings Inc. |
Future |
Certified |
04/27/2012 |
Security Futures Product |
SSF - Single Stock Future |
|
1 |
| OCX |
iShares Barclays Intermediate Credit Bond Fund |
Future |
Certified |
04/27/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
iShares Barclays 1-3 Credit Bond Fund |
Future |
Certified |
04/27/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
iShares S&P Global Materials Sector Index Fund |
Future |
Certified |
04/27/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
United States Commodity Index Fund |
Future |
Certified |
04/27/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| OCX |
Wisdom Tree Managed Futures Strategy Fund |
Future |
Certified |
04/27/2012 |
Security Futures Product |
ETF - Exchange Traded Fund |
|
1 |
| NYMEX |
Tokyo Bay Gasoline (RIM) Futures |
Future |
Certified |
04/27/2012 |
Natural Resource |
Gasoline |
|
2 |
| NYMEX |
Toyko Bay Kerosene (RIM) Futures |
Future |
Certified |
04/27/2012 |
Natural Resource |
Gasoline |
|
2 |
| NYMEX |
Tokyo Bay 10ppm Gasoil (RIM) Futures |
Future |
Certified |
04/27/2012 |
Natural Resource |
Gasoline |
|
2 |
| NYMEX |
Tokyo Bay A-Grade 1% Sulfur Fuel Oil (RIM) Futures |
Future |
Certified |
04/27/2012 |
Natural Resource |
Distillate Fuel Oil & Jet Fuel |
|
2 |