| CBOESEF |
Amendments to Cboe SEF's Market Maker Program. |
02/03/2025 |
Certified |
02/18/2025 |
|
1 |
| RTX |
Amendment to SEF Rulebook |
01/16/2025 |
Certified |
01/31/2025 |
|
2 |
| ISBV |
Maturity extension (6 months) of current incentive. Rate card updated added incentive for 6 months (Feb '25 9 July '25). Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
01/13/2025 |
Certified |
01/27/2025 |
|
3 |
| BGC |
BGC SEF is amending its Rulebook to incorporate additional 1) underlying indices for equities and credit swaps listed for trading; 2) language around methods of execution; and 3) correct technical errors in rule references to align with CFTC Rules. |
01/10/2025 |
Certified |
01/27/2025 |
|
4 |
| SPECTR |
SpectrAxe is amending (and reformatting) its Fee Schedule to offer Makers an ongoing 50% discount from the current fees. |
12/30/2024 |
Certified |
01/15/2025 |
|
2 |
| AEGIS |
Amending certain rules to ensure requirements of Participants are specific to activities related to actions performed on AEGIS Markets. |
12/18/2024 |
Certified |
01/06/2025 |
|
3 |
| ROTHSEF |
Revised Fee Schedule |
12/17/2024 |
Certified |
01/03/2025 |
|
1 |
| CBOESEF |
Removed definition of Primary Economic Terms and added new definition for Required Swap Creation Data. Amended Rules 516(2) and (3) (SDR Reporting). |
12/17/2024 |
Certified |
01/03/2025 |
|
1 |
| ISBV |
iSwap submits amendments to its Fee Structures and Incentives, which has been amended to highlight transaction and execution fees for the Targeted Streaming Market. The Program will incentivize liquidity and volume on the iSwap Venue. |
12/13/2024 |
Certified |
12/31/2024 |
|
3 |
| AEGIS |
Rulebook and Exhibit N-1 Participant Agreement amended to allow for Block Trades |
12/10/2024 |
Certified |
12/26/2024 |
|
4 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2024-R-19. |
12/09/2024 |
Certified |
12/23/2024 |
|
1 |
| AEGIS |
Updates to AEGIS Markets Rulebook and Exhibit K (Fee Schedule) |
12/09/2024 |
Certified |
12/23/2024 |
|
5 |
| TPSEF |
Amendments to tpSEF Inc. Risk Mitigation Procedures. |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| TPSEF |
Amendments to Rules 4003.A. (Execution of Transactions) and 4011 (Time Delay Requirement for Required Cross Transactions) of the tpSEF Rulebook. |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2024-R-18) |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| RTX |
Fee Schedule Amendment |
11/26/2024 |
Certified |
12/11/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification - Issuance of BSEF Notice to Participants |
11/26/2024 |
Certified |
12/11/2024 |
|
1 |
| GFISEF |
GFI is amending the terms and conditions of its Rulebook, GFI SEF Rule 1101, and Appendix A - Contract Specifications to incorporate equity index swaps, option on variance swaps, and volatility swaps, as well as additional underlying indices for equities. |
11/26/2024 |
Certified |
12/10/2024 |
|
3 |
| RF SEF |
Incentive program waiving the API fee for new liquidity providers pricing on PriceStream only until June 30, 2025 |
11/25/2024 |
Certified |
12/10/2024 |
|
1 |
| AEGIS |
Updates to AEGIS Markets Rulebook and Exhibit K (Fee Schedule) |
12/05/2024 |
Notified |
12/05/2024 |
|
5 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendment to the Bloomberg SEF LLC Rulebook |
11/15/2024 |
Certified |
12/02/2024 |
|
1 |
| AEGIS |
Rule 4.4 - Clean up of description of `electronic messaging capability' Rule 4.15.2 - Remove reference to 'electronic communications capability'Rule 9.8 - Correction of rule reference |
11/19/2024 |
Notified |
11/19/2024 |
|
3 |
| ISBV |
iSwap Euro B.V. - Rulebook Amendment |
11/01/2024 |
Certified |
11/15/2024 |
|
8 |
| ROTHSEF |
New Fee Schedule |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| ISBV |
Maturity extension (3months) of current incentive. Rate card updated added incentive for 3 months (Nov '24, Dec '24 and Jan '25). Page 9 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
10/24/2024 |
Certified |
11/07/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
10/16/2024 |
Certified |
10/30/2024 |
|
1 |
| TRAD |
Amendment of platform trading hours for USD, EUR and GBP currencies on Tradition SEF Platform Supplement 1 effective October 17, 2024. |
10/02/2024 |
Certified |
10/17/2024 |
|
3 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2024-R-13) |
10/02/2024 |
Certified |
10/17/2024 |
|
1 |
| RF SEF |
Amendments to i) accommodate the execution of Block Trades; and ii) describe the manner in which participants elect to treat such trades as Block Trades. |
09/20/2024 |
Certified |
10/04/2024 |
|
1 |
| TPSEF |
Amendments to Rule 3109 (Authorized Traders) and Rule 4013.A. (Cleared Swaps) of the tpSEF Rulebook. |
09/16/2024 |
Certified |
09/30/2024 |
|
1 |
| CBOESEF |
Clarifying definition of API and new definition of Participant API. Clarifying that prior to commencing trading activity on the SEF, each Authorized Trader must register an order entry operator ID (OEOID) with the SEF. |
09/13/2024 |
Certified |
09/27/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
09/13/2024 |
Certified |
09/27/2024 |
|
1 |
| OSTTRA |
Amendments to NEX SEF Rule 902 Appendix 1 ("Shield System Protocol" - "Contracts offered for trading") (Form SEF Exhibit M) to Include Non-Deliverable Forwards ("NDFs") on the Shield Order Book and the Issuance of NEX SEF Market Regulation Advisory Notice |
09/12/2024 |
Certified |
09/26/2024 |
|
1 |
| BSEF |
Amendments to the Bloomberg SEF LLC Rulebook |
08/29/2024 |
Certified |
09/13/2024 |
|
1 |
| SPECTR |
Submission of SpectrAxe's Reverse Give Up Credit Program |
08/29/2024 |
Certified |
09/13/2024 |
|
3 |
| ROTHSEF |
Revisions to SEF Rulebook |
08/20/2024 |
Certified |
09/04/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
08/15/2024 |
Certified |
08/29/2024 |
|
1 |
| AEGIS |
Modifications to - Exhibit N1a Market Participant Agreement |
08/26/2024 |
Notified |
08/26/2024 |
|
2 |
| TRAD |
Modifications to Rules 101, 102, 209, 304, 308, 309, 311, 403, 404, 405, 409, 412, 503, 509, 510, 511, 512, 529, 706, and 902 within Tradition SEF's Rulebook, as well as other non-substantive revisions. |
08/09/2024 |
Certified |
08/23/2024 |
|
3 |
| OSTTRA |
Amendments to NEX SEF Rule 901(e) ("NEX SEF NDF System Protocol" - "The Matching Process") (Form SEF Exhibit M) in Connection with the Adoption of Conditional Price Increments for Certain Products. |
08/07/2024 |
Certified |
08/21/2024 |
|
1 |
| RF SEF |
Incorporate rules requiring SEF Participants to notify LSEG SEF, prior to entering into any Prime Broker Trades, of their intent to use the services of Prime Broker(s) as well as identity the name of such Prime Broker(s). |
08/02/2024 |
Certified |
08/16/2024 |
|
1 |
| RTX |
RTX Fintech & Research LLC Amended Fee Schedule |
07/22/2024 |
Certified |
08/05/2024 |
|
2 |
| ISBV |
Maturity extension (3months) of current incentive. Rate card updated added incentive for 3 months (Aug/Sept/Oct\r\n24). Page 9 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
07/17/2024 |
Certified |
07/31/2024 |
|
3 |
| ISBV |
Maturity extension (3months) of current incentive. Rate card updated added incentive for 3 months (Aug/Sept/Oct 24). \r\nPage 9 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
07/16/2024 |
Certified |
07/29/2024 |
|
2 |
| OSTTRA |
Modifications to the NEX SEF Fee Schedule for Various Administrative Amendments |
07/03/2024 |
Certified |
07/18/2024 |
|
2 |
| AEGIS |
NEW - Exhibit N1a Participant Agreement for Market Participants |
07/11/2024 |
Notified |
07/11/2024 |
|
2 |
| SPECTR |
Amending Rulebook to add references to Spot Stops and Time Stops, add reference to APIs, add reference to NDOs, change user ID notification requirement, remove redundancies, fix grammar inconsistencies, and add clarifying language. |
06/17/2024 |
Certified |
07/02/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2024-R-09. |
06/13/2024 |
Certified |
06/28/2024 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2024-R-08. |
06/13/2024 |
Certified |
06/28/2024 |
|
1 |
| ROTHSEF |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
