| AEGIS |
Updates to Fee Schedule |
11/18/2025 |
Certified |
12/03/2025 |
|
2 |
| CBOESEF |
Cboe SEF, LLC - 2026 Fee Schedule Update |
11/28/2025 |
10 Day Review |
11/28/2025 |
|
1 |
| OSTTRA |
OSTTRA SEF Rulebook amendments |
11/13/2025 |
Certified |
11/28/2025 |
|
3 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2025-R-11) |
11/13/2025 |
Certified |
11/28/2025 |
|
1 |
| BGC |
BGC SEF is amending the terms and conditions of its Rulebook, BGC SEF Rule 1306, to incorporate the Municipal Market Data General Obligation AAA Index as a permissible reference rate index for IRS trading. |
11/10/2025 |
Certified |
11/26/2025 |
|
1 |
| ICE SEF |
Provide additional clarity for Participants operating on the venue. Many of the amendments are non-substantive and are revising defined terms or the use thereof to better align this Rulebook with that of IST's security-based swap execution facility. |
10/10/2025 |
Certified |
11/26/2025 |
|
4 |
| CBOESEF |
Emergency Rule Certification to hold 20ms order review times. Effective and Implementation Dates: 9/30/2025 |
09/30/2025 |
Certified |
11/26/2025 |
|
1 |
| RESURE |
REsurety Markets LLC ("REsurety Markets") is notifying the Commodity Futures Trading Commission ("CFTC") of its initial Trading Hours under CFTC Regulation 40.6(a) and Rule 503 of its Rulebook. |
09/19/2025 |
Certified |
11/17/2025 |
|
1 |
| TPSEF |
Amendments to tpSEF Inc. Compliance Manual |
09/17/2025 |
Certified |
11/13/2025 |
|
1 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF |
09/17/2025 |
Certified |
11/13/2025 |
|
1 |
| TPSEF |
Amendments to tpSEF Inc. Fee Schedule. |
09/17/2025 |
Certified |
11/13/2025 |
|
1 |
| TPSEF |
Amendments to tpSEF Inc. Rulebook and Risk Mitigation Procedures. |
09/17/2025 |
Certified |
11/13/2025 |
|
1 |
| OSTTRA |
Amendment to NEX SEF Rulebook, Exhibits G, K, N, S and Q, as well as new MRANs, in connection with NEX SEF ownership transfer to OSTTRA. |
09/16/2025 |
Certified |
09/30/2025 |
|
12 |
| DWSEF |
DW SEF Rule 212 has been amended to reflect that the Chief Compliance Officer shall report directly to the Chief Executive Officer other equivalent officer of DW SEF |
09/11/2025 |
Certified |
09/25/2025 |
|
2 |
| IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
09/08/2025 |
Certified |
09/22/2025 |
|
1 |
| BSEF |
Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-09 |
09/02/2025 |
Certified |
09/16/2025 |
|
1 |
| AEGIS |
Amended to permit Financial Counterparties whom AEGIS Markets submits Parts 43 and Part 45 reporting for to elect block trade treatment. Removing NPECP as a defined term in the rulebook and amending applicable rules to remove references to NPECP. |
08/21/2025 |
Certified |
09/05/2025 |
|
3 |
| CBOESEF |
Cboe SEF Fee Schedule amendment removing the option for Participants to access its New York SEF Trading System located in the Equinix NY5 data center from a Tokyo point of presence (PoP) located in the Equinix TY3 data center (Transpacific Connectivity). |
08/15/2025 |
Certified |
08/29/2025 |
|
1 |
| CBOESEF |
Rule 716 Investigative Reports correction. |
08/15/2025 |
Certified |
08/29/2025 |
|
1 |
| BSEF |
Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-08 |
08/07/2025 |
Certified |
08/21/2025 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2025-R-7) |
08/04/2025 |
Certified |
08/18/2025 |
|
1 |
| TRAD |
Tradition SEF, LLC hereby provides notice of the renewal of the Spread-over Treasuries Liquidity Incentive Program ("SLIP") for the execution of Spread-over Treasuries swaps indexed to the Secured Overnight Financing Rate ("SOFR"). |
07/23/2025 |
Certified |
08/06/2025 |
|
3 |
| SPECTR |
Certification of amendments to the SpectrAxe Rulebook, Swap Specifications, and Fee Schedule due to the roll out of the Axe FX Trading Platform's Direct Trade module, which facilitates RFQs and block trades on the SEF. |
07/17/2025 |
Certified |
07/31/2025 |
|
1 |
| ISBV |
Maturity extension (6months) of current incentive. Rate card updated added incentive for 6 months (Aug/Sept/Oct/Nov/Dec/Jan 26). Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
07/09/2025 |
Certified |
07/23/2025 |
|
3 |
| GFISEF |
GFI is amending the terms and conditions of its Rulebook, GFI SEF Rule 541(e)(i) for further clarification regarding the requirement to notify the SEF, in writing, of Error, Offset, and Correction Trades. |
06/30/2025 |
Certified |
07/15/2025 |
|
3 |
| BSEF |
BSEF is withdrawing a portion of BSEF Submission No. 2025-R-06 due to additional information received from the iTraxx Europe Crossover index administrator |
07/02/2025 |
Notified |
07/02/2025 |
|
1 |
| ROTHSEF |
MIAXdx SEF Operations Manual |
06/13/2025 |
Certified |
06/30/2025 |
|
2 |
| ROTHSEF |
Revision of SEF Rules to incorporate FCM Participants |
06/13/2025 |
Certified |
06/30/2025 |
|
3 |
| SPECTR |
SpectrAxe Liquidity Provider Program and Volume Credit Program |
06/03/2025 |
Certified |
06/17/2025 |
|
1 |
| ROTHSEF |
Amendments to Direct Access Participant Agreement |
05/30/2025 |
Certified |
06/13/2025 |
|
3 |
| BSEF |
Bloomberg SEF LLC ("BSEF") is certifying to the U.S. Commodity Futures Trading Commission ("CFTC" or "Commission") the amendment of its swap execution facility ("SEF") Rulebook as detailed in Exhibit A. |
05/28/2025 |
Certified |
06/11/2025 |
|
1 |
| IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
05/23/2025 |
Certified |
06/09/2025 |
|
1 |
| SPECTR |
Amendment of SpectrAxe Rulebook to reflect SpectrAxe's conversion from LLC to corporation and affiliate protections. Update SpectrAxe Fee Schedule. |
05/13/2025 |
Certified |
05/28/2025 |
|
1 |
| BGC |
BGC SEF is amending the terms and conditions of its Rulebook, to include additional information regarding the Facility's fee schedule. |
05/08/2025 |
Certified |
05/22/2025 |
|
3 |
| GFISEF |
GFI SEF is amending the terms and conditions of its Rulebook, to include additional information regarding the Facility's fee schedule. Additional changes were made for certain formatting corrections primarily to rule 541. |
05/08/2025 |
Certified |
05/22/2025 |
|
3 |
| BSEF |
Bloomberg SEF LLC ("Bloomberg SEF") is certifying to the U.S. Commodity Futures Trading Commission ("CFTC" or "Commission") the (i) issuance of BSEF Notice to Participants 2025-R-1 regarding Participants' obligation to review and update BSEF records. |
04/15/2025 |
Certified |
04/29/2025 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-03 |
03/31/2025 |
Certified |
04/14/2025 |
|
1 |
| SPECTR |
Updating the SEF's rulebook to enable block trading on the SEF |
03/27/2025 |
Certified |
04/10/2025 |
|
1 |
| CBOESEF |
Adding Credit Intermediary Program |
03/18/2025 |
Certified |
04/01/2025 |
|
2 |
| CBOESEF |
Clarification of Cboe SEF's trading hours. |
03/11/2025 |
Certified |
03/25/2025 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-02 |
03/11/2025 |
Certified |
03/25/2025 |
|
1 |
| TRAD |
The Securities and Exchange Commission ("SEC") has approved Tradition SEF's Rulebook v27 as part of its approval of Tradition SEF, LLC as a Security-Based Swap Execution Facility on January 29, 2025. Submitting for CFTC approval and detail Rule changes. |
02/24/2025 |
Certified |
03/10/2025 |
|
3 |
| ROTHSEF |
Please find attached clean and redline versions of the MIAXdx SEF Compliance Manual, along with a Rule 40.6 cover letter. |
02/19/2025 |
Certified |
03/05/2025 |
|
2 |
| ROTHSEF |
Amendments to SEF Operations Manual |
02/19/2025 |
Certified |
03/05/2025 |
|
4 |
| ROTHSEF |
Updates to SEF Operations Manual |
02/17/2025 |
Certified |
03/03/2025 |
|
2 |
| ROTHSEF |
Certification of new SEF Compliance Manual |
02/14/2025 |
Certified |
03/03/2025 |
|
2 |
| ROTHSEF |
Changes to Fee Schedule |
02/14/2025 |
Certified |
03/03/2025 |
|
1 |
| ROTHSEF |
Please find attached clean and redline versions of the MIAXdx SEF Rulebook, along with a Rule 40.6 Cover Letter describing the revisions. |
02/17/2025 |
Certified |
03/03/2025 |
|
3 |
| AEGIS |
Amending Rule 4.11.1 to clarify language pertaining to block trade treatment |
02/11/2025 |
Certified |
02/26/2025 |
|
4 |
| CBOESEF |
Amendments to Cboe SEF's Market Maker Program. |
02/03/2025 |
Certified |
02/18/2025 |
|
1 |
