| CBOESEF |
The proposed Cboe SEF Rulebook amendment introduces the Mid-Point Market Data Product, a real-time reference price at the mid-point of the best bid and offer for the SEF's NDF market, as an incentive within the existing Market Maker Program. |
09/08/2026 |
Certified |
09/22/2026 |
|
1 |
| BSEF |
Rulebook update for MXN Mandatory Clearing. RULE 1329. MXN-TIIE ON-OIS Compound Fixed-to-Floating |
09/21/2026 |
10 Day Review |
09/21/2026 |
|
1 |
| AEGIS |
Rule Amendments address conflicts of interest between affiliates and adhere to conflicts of interest regulations. |
08/27/2026 |
Certified |
09/11/2026 |
|
4 |
| BGC |
BGC SEF is amending the terms and conditions of its Rulebook, BGC SEF Rule 1306, to incorporate the South African Rand Overnight Index Average (Zaronia) as a permissible reference rate index for IRS trading. |
08/21/2026 |
Certified |
09/04/2026 |
|
4 |
| BSEF |
BSEF Rulebook updates expanding IRS to RFQT definitions along with clearing house updates for Interest Rate Swap contracts. |
08/20/2026 |
Certified |
09/03/2026 |
|
1 |
| RESURE |
The principal amendments revise Rule 534 and the defined terms in Chapter 1 to clarify when communications are deemed to commence and revise Rule 320 to clarify the supervisory responsibilities of Participants and Broker Firms. |
08/18/2026 |
Certified |
09/01/2026 |
|
1 |
| RESURE |
Pursuant to Resurety Markets Rule 306.A, it is removing Program 1 from its existing liquidity incentive program, |
08/18/2026 |
Certified |
09/01/2026 |
|
1 |
| TWSEF |
Notice to Participants- New Zealand Participant Eligibility Notice |
08/04/2026 |
Certified |
08/18/2026 |
|
1 |
| RESURE |
Resurety Markets LLC Certification for Amendments to the Broker Firm Agreement |
07/29/2026 |
Certified |
08/12/2026 |
|
1 |
| CBOESEF |
Amends the definition of "Emergency" and SEF Rule 203 (Emergency Authority) of the Cboe SEF Rulebook. The Amendment streamlines the SEF's emergency authority framework by vesting emergency response authority directly in the SEF. |
07/23/2026 |
Certified |
08/06/2026 |
|
1 |
| RESURE |
Resurety Markets LLC ("Resurety Markets") hereby notifies the Commission that it has amended its Participant Agreement. The |
07/21/2026 |
Certified |
08/04/2026 |
|
1 |
| OSTTRA |
MRAN 2026-01 providing clarifying guidance on previously issued MRAN 2024-02 |
07/21/2026 |
Certified |
08/04/2026 |
|
1 |
| AEGIS |
Updates to Fee Schedule |
07/16/2026 |
Certified |
07/30/2026 |
|
2 |
| RF SEF |
Amended to remove reference to the Regulatory Oversight Committee (ROC) as it is not mandated under CFTC regulations for SEFs and other administrative updates. |
07/15/2026 |
Certified |
07/29/2026 |
|
2 |
| SPECTR |
Amendment of its Fee Schedule to now include fees for the metal products previously filed for listing on the Axe FX Trading Platform. |
06/30/2026 |
Certified |
07/15/2026 |
|
1 |
| RTX |
We intend to implement amended fee schedule, which replaces the one that we submitted to the Commission on November 26, 2024 (version 1.4). |
06/11/2026 |
Certified |
06/26/2026 |
|
4 |
| RTX |
RTX SEF plans to extend its trading hours to 3:30-18:00 ET. |
06/09/2026 |
Certified |
06/24/2026 |
|
2 |
| CMSEF |
Clear Markets North America, Inc. Rule Amendments |
06/04/2026 |
Certified |
06/18/2026 |
|
1 |
| BSEF |
BSEF Rulebook Updates effective June 10th. |
05/27/2026 |
Certified |
06/10/2026 |
|
2 |
| CBOESEF |
The Amendment permits Cboe SEF at the request of Participants to execute Transactions at a rate expressed as being inclusive of compensation to the SEF and any applicable fees (Spread). |
05/15/2026 |
Certified |
06/01/2026 |
|
1 |
| RESURE |
REsurety Markets LLC hereby notifies the Commission that pursuant to REsurety Markets Rule 546, of its intent to remove prohibitions against Block Trades on the platform. |
05/10/2026 |
Certified |
05/22/2026 |
|
1 |
| CBOESEF |
The Amendment amends and extends Cboe SEF's market maker program. |
05/07/2026 |
Certified |
05/21/2026 |
|
1 |
| CBOESEF |
The Amendment updates and expands Fee Schedule to permit Cboe SEF at the request of Participants to execute Transactions at a rate expressed as being inclusive of compensation to the SEF and any applicable fees (Spread). |
05/07/2026 |
Certified |
05/21/2026 |
|
2 |
| RESURE |
The filing includes standardized cover letter to be incorporated into all Participant Agreements, and (ii) a revision to Section 2(a) to clarify the applicable effective dates for changes to REsurety Markets' Fee Schedule. |
05/05/2026 |
Certified |
05/19/2026 |
|
1 |
| RESURE |
Amendment to Schedule of Fees (clarification of `Fee-Paying Participant'); fee amounts unchanged. |
04/27/2026 |
Certified |
05/11/2026 |
|
1 |
| ISBV |
Maturity extension of existing fees and incentive scheme. Rate card updated effective May 26-Dec 26, page 10 of redline. Addition of Venue's ability to grant a 50% discount on API Data license fee for the top two ranked Market Makers in extreme volatility |
04/24/2026 |
Certified |
05/07/2026 |
|
3 |
| TPSEF |
Amendments to tpSEF Inc. Fee Schedule |
04/22/2026 |
Certified |
05/06/2026 |
|
2 |
| RESURE |
REsurety Markets has amended its Participant Agreement to include a standardized Affiliate Addendum, which requires affiliated counterparties to provide key identifying and regulatory information |
04/06/2026 |
Certified |
04/20/2026 |
|
2 |
| RESURE |
REsurety Markets LLC Certification under CFTC Regulation under 40.6(a) for Amendments to Certain Exhibits of Broker Agreement. Same changes as Participant Agreement filed on 1.23.2026 |
04/06/2026 |
Certified |
04/20/2026 |
|
1 |
| RESURE |
This filing reflects an update to the REsurety Markets LLC Rulebook to remove references to the REsurety Markets Order Book. The amendments are intended to align the Rulebook with the SEF's current execution methods and operational framework. |
04/03/2026 |
Certified |
04/17/2026 |
|
1 |
| SPECTR |
Amend Rulebook to allow for switch trades |
03/18/2026 |
Certified |
04/01/2026 |
|
3 |
| TWSEF |
Update to rules 105 and 411 b |
03/13/2026 |
Certified |
03/27/2026 |
|
2 |
| RF SEF |
The LSEG SEF rulebook has been amended to remove reference to LSEG SEF's Central Limit Order Book or CLOB pursuant to No-Action Letter 25-24 that was issued by the Commission's Division of Market Oversight on July 30, 2025. |
02/27/2026 |
Certified |
03/13/2026 |
|
1 |
| GFISEF |
GFI is amending the terms and conditions of its Rulebook, GFI SEF Rule 1101, and Appendix A - Contract Specifications to incorporate additional iBoxx reference indices listed for trading. |
02/20/2026 |
Certified |
03/06/2026 |
|
2 |
| OSTTRA |
Fee Schedule amendment |
02/11/2026 |
Certified |
02/26/2026 |
|
4 |
| RESURE |
REsurety Markets LLC ("REsurety Markets") hereby notifies the Commission that it has amended its Participant Agreement. The amendment includes updates to the language set forth in Section 6 (Indemnity) and Exhibit A (Participant Application Form). |
01/23/2026 |
Certified |
02/06/2026 |
|
2 |
| ISBV |
Maturity extension (6 months) of existing fees and incentive scheme. Rate card updated for 6 months effective Feb 26 to July 26 inclusive. Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria |
01/19/2026 |
Certified |
01/30/2026 |
|
3 |
| BGC |
BGC SEF is submitting this 40.6 filing to provide notification of the implementation of its Liquidity Provider Incentive Program, proposed to go live in February 2026. Details of the proposed program are attached in the included Attachment A. |
01/13/2026 |
Certified |
01/28/2026 |
|
1 |
| SPECTR |
Amendment of Fee Schedules, Contract Specs, and Rulebook due to listing of FX Swaps |
01/13/2026 |
Certified |
01/28/2026 |
|
1 |
| SPECTR |
Minor error correction of prior rulebook and fee schedule amendment filing |
01/09/2026 |
Certified |
01/26/2026 |
|
1 |
| SPECTR |
Amendment of Rulebook to create new category of Participants called SAPs, creation of separate SAP fee schedule, amendment of standard fee schedule, amendment of contract specs |
12/29/2025 |
Certified |
01/13/2026 |
|
1 |
| OSTTRA |
OSTTRA SEF Rule amendments reflecting a new clearing service provider and initial listing of two new currency pairs, as well as related Form SEF Exhibit N and T changes. |
12/22/2025 |
Certified |
01/09/2026 |
|
4 |
| TWSEF |
Fee Schedule Update- Rate Swaps - Euro and Asia Hours Only) |
12/18/2025 |
Certified |
01/07/2026 |
|
2 |
| BSEF |
BSEF update for Chapter 13, description of Tenor for all related IRS products. |
01/05/2026 |
Notified |
01/05/2026 |
|
1 |
| BSEF |
Notice to Participants regarding Rule 516 Cancellations and Amendments. |
12/16/2025 |
Certified |
01/05/2026 |
|
1 |
| RTX |
Amendment to compliance manual being submitted concurrently with a system-change notification, aligning the compliance-manual language with the system change. The substantive changes modify steps to comply with 17 CFR Part 43. |
12/11/2025 |
Certified |
12/30/2025 |
|
3 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
12/12/2025 |
Notified |
12/12/2025 |
|
1 |
| BSEF |
BSEF Rulebook amendments |
12/09/2025 |
10 Day Review |
12/09/2025 |
|
1 |
| TPSEF |
Amendments to tpSEF Inc. Risk Mitigation Procedures. |
11/21/2025 |
Certified |
12/08/2025 |
|
1 |
| RESURE |
REsurety Market provides notice of its Liquidity Incentive Programs ("Program") under Rule 306A of the Rulebook |
11/20/2025 |
Certified |
12/05/2025 |
|
10 |
