Clearing Organization Rules : 40034
Organization: ROTHDCO
Description: Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades
Official Receipt Date: 2018-10-22 00:00:00
Status: Certified
Date: 2018-11-05 00:00:00
Remarks:
| Associated Documents |
|---|
| 40.6(a) Rulebook Submission |