Global Markets Advisory Committee

Meeting of the CFTC’s Global Markets Advisory Committee
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581

November 7, 2012 – 9:30 a.m. - 4:30 p.m.

Morning Session: International Regulators' Panel

9:30 a.m.

Opening Remarks CFTC Commissioners/ Introduction of GMAC Chairman Ron Filler

9:45 a.m.

CFTC and SEC Presentations on Cross Border Rulemakings and Guidance

10:15 a.m.

Regulatory Updates from International Regulators: Cross Border
Implications of Each Respective Jurisdiction's OTC Derivatives Reform

12:15 p.m.

Questions from GMAC Members

12:30 p.m.

Lunch Mall Level (downstairs) for Regulators and GMAC Members

Afternoon Session: GMAC Members' Panel

2:00 p.m.

Topic #1 - Discussion Regarding Definition of US Persons

2:45 p.m.

Topic #2- Discussion Regarding Regulation of Conduits

3:30 p.m.

Topic #3- Discussion Regarding Substituted Compliance

4:15 p.m.


4:30 p.m.