Font Size: AAA // Print // Bookmark

Financial Data for FCMs

  • Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2013 financial reports was March 25, 2013.  The 12 business day target for posting these data was April 10, 2013.

    Once posted, the CFTC does not revise this information to reflect any amended financial information subsequently received.

    You can subscribe to email alerts that provide notice when the Financial Data for FCMs webpage is updated.

    Description of Report Data Fields

    2014

       

    July 31, 2014

    PDF

    Excel

    June 30, 2014

    PDF

    Excel

    May 31, 2014

    PDF

    Excel

    April 30, 2014

    PDF

    Excel

    March 31, 2014

    PDF

    Excel

    February 28, 2014

    PDF

    Excel

    January 31, 2014

    PDF

    Excel

    Historical FCM Reports

    Download Adobe Reader or Microsoft Excel Reader.

    Please contact DSIO with any questions about the posting of FCM financial data.