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Financial Data for FCMs

  • Futures commission merchants (FCMs) must file monthly financial reports with the CFTC's Division of Clearing and Intermediary Oversight (DCIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2010 financial reports was March 24, 2010.  The 12 business day target for posting these data was April 9, 2010.

    Once posted, the CFTC does not revise this information to reflect any amended financial information subsequently received.

    You can subscribe to email alerts that provide notice when the Financial Data for FCMs webpage is updated.

    Description of Report Data Fields

    2010

       

    July 31, 2010

    PDF

    Excel

    June 30, 2010

    PDF

    Excel

    May 31, 2010

    PDF

    Excel

    April 30, 2010

    PDF

    Excel

    March 31, 2010

    PDF

    Excel

    February 28, 2010

    PDF

    Excel

    January 31, 2010

    PDF

    Excel

    Historical FCM Reports

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    Please contact DCIO with any questions about the posting of FCM financial data.