BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add a definition, update various CFTC No Action Letters and add a rule for the CFTC Post-Trade Name Give-Up rule. |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add two order types for the execution of Required Transactions. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify rules 203, 204, and 603, and to remove unutilized subsets of rules 602 and 703. |
11/05/2021 |
Certified |
11/22/2021 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify Rules 604 and 704 with respect to Post-Trade Name Give-Up and to update various CFTC No Action Letters. |
11/24/2020 |
Certified |
12/09/2020 |
|
2 |
BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to more closely align with CFTC Regulations. |
06/07/2022 |
Certified |
06/22/2022 |
|
1 |
BGC |
BGC Derivative Markets, L.P. submits these rule amendments to reflect codification of CFTC No Action Letters. |
02/16/2021 |
Notified |
02/16/2021 |
|
1 |
BGC |
BGC Derivatives Markets, L.P. Rule Implementation Submission 2013-02 (Amended Rulebook) |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
BSEF |
Bloomberg SEF LLC ("BSEF") hereby notifies the Commission that it hasamended its Rulebook. The amended Rulebook will become effective on April 13, 2018. |
03/28/2018 |
Certified |
04/11/2018 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-10) |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Compliance Manual (BSEF-2021-R-07) |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Rulebook (BSEF-2021-R-05) |
06/14/2021 |
Certified |
06/28/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.6(a) Rule Amendment - Amended Rulebook (BSEF-2021-R-06) |
07/09/2021 |
Certified |
07/23/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
01/30/2023 |
Certified |
02/13/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook |
02/09/2022 |
Certified |
02/24/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - 40.60 Rule Amendment - Amended Rulebook (BSEF-2022-R-06) |
11/18/2022 |
Certified |
12/05/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amended Compliance Manual (BSEF-2020-R-05) |
05/21/2020 |
Certified |
06/05/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2020-R-04) |
05/21/2020 |
Certified |
06/05/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2021-R-08) |
11/10/2021 |
Certified |
11/26/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2022-R-03) |
05/20/2022 |
Certified |
06/06/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2022-R-05) |
11/03/2022 |
Certified |
11/18/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amended Rulebook (BSEF-2023-R-02) |
05/10/2023 |
Certified |
05/24/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - Amendment to Form SEF and Related Request for Freedom of Information Act Confidential Treatment (November 26, 2013) |
11/27/2013 |
Certified |
12/13/2013 |
|
0 |
BSEF |
Bloomberg SEF LLC - Certification 2020-R-03 (Notice to Participants) Rule 516.A: Alleged Error Trade Correction |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2021-R-09 (Notice to Participants) |
11/24/2021 |
Certified |
12/09/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2022-R-07 (Notice to Participants) |
12/02/2022 |
Certified |
12/16/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2022-R-1 (Notice to Participants) |
09/15/2022 |
Certified |
09/29/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2023-R-03 (Notice to Participants) |
05/12/2023 |
Certified |
05/26/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2023-R-04 (Notice to Participants) |
05/12/2023 |
Certified |
05/26/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2023-R-05 (Notice to Participants). Note that Product was already subject to a 40.2(a) certification, therefore trading will resume on June 3, 2023. |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification 2023-R-08 (BSEF Notice to Participants 2023-4) |
06/28/2023 |
Certified |
07/13/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - Certification Delisting of Two (2) LIBOR-related Contracts (BSEF-2023-R-06). |
06/07/2023 |
Certified |
06/22/2023 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual |
01/05/2022 |
Certified |
01/20/2022 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2019-R-10). |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2020-R-09) |
09/18/2020 |
Certified |
10/02/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2020-R-12) |
10/30/2020 |
Certified |
11/16/2020 |
|
3 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2021-04) |
06/14/2021 |
Certified |
06/28/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2021-R-03) |
03/12/2021 |
Certified |
03/26/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Compliance Manual (BSEF-2021-R-04) |
06/14/2021 |
Certified |
06/28/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Initial Administrator(s) Authorization Form (BSEF-2021-R-04) |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective July 1, 2014 Submission #2014-R-4 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (Amend December 9 Rulebook Certification) Letter dated December 19, 2013 2013-R-10A |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2018-R-07) |
08/16/2018 |
Certified |
08/30/2018 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2019-R-09). |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2020-R-08) |
09/17/2020 |
Certified |
10/01/2020 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2020-R-11) |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-R-2) |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - Adding rules regarding methods of using BSEF's SEF - effective June 21, 2014 BSEF 2014-R-3 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |