Appendix 7. Table of Acronyms

AP
Associated Persons
CEA
Commodity Exchange Act
CFTC
Commodity Futures Trading Commission
CPO
Commodity Pool Operator
CTA
Commodity Trading Advisor
DCM
Designated Contract Market
DCO
Derivatives Clearing Organization
DCR
Division of Clearing and Risk (CFTC)
DMO
Division of Market Oversight (CFTC)
DOE
Division of Enforcement (CFTC)
DSIO
Division of Swaps and Intermediary Oversight (CFTC)
DSRO
Designated Self-Regulatory Organization
Dodd-Frank Act
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
FBOT
Foreign Boards of Trade
FCM
Futures Commission Merchant
FOIA
Freedom of Information Act
FSOC
Financial Stability Oversight Council
FT
Floor Trader
FTE
Full-time Equivalent
FY
Fiscal Year
IB
Introducing Broker
IOSCO
International Organization of Securities Commissions
IT
Information Technology
MSP
Major Swap Participant
NFA
National Futures Association
OCC
Office of the Comptroller of the Currency
OCE
Office of Chief Economist (CFTC)
ODT
Office of Data and Technology (CFTC)
OGC
Office of the General Counsel (CFTC)
OMB
Office of Management and Budget
OTC
Over-the-Counter
RFED
Retail Foreign Exchange Dealers
SD
Swap Dealer
SDR
Swap Data Repository
SEC
Securities and Exchange Commission
SEF
Swap Execution Facility
SIDCO
Systemically Important Derivatives Clearing Organizations
SRO
Self-Regulatory Organization
USDA
United States Department of Agriculture
WBO
Whistleblower Office (CFTC)