- Information
Technology - Customer
Protection
Commissioners- Inspector
General - Industry
Regulation- The Commission and the Industry We Regulate
- Industry Growth in Volume, Globalization and Complexity
- Growth in Volume of Futures and Option Contracts Traded
- Estimated Annual Swap Event Volume
- Actively Traded Futures and Option Contracts
- Notional Value of Futures/Option Open Contracts
- Notional Value of Exchange-Traded and OTC Contracts
- Customer Funds in Futures Commission Merchants Accounts
- Aggregate Sum of House Origin Margin on Deposit
- Number of Registrants
- Contract Markets Designated by the CFTC
- Number of DCOs Registered with the CFTC
- Exempt Markets
- Industry
Trends- Industry Trends and CFTC Resource Requirements
- Industry Trend 1: Swap Markets are Increasingly Operating Under the Dodd-Frank Regulatory Framework
- Industry Trend 2: Increased Number of Market Participants is Driving Innovation in Derivatives Trading
- Industry Trend 3: Intermediaries are Investing in New Business Processes and Technology
- Industry Trend 4: Heightened Risk Management Practices Seek to Lower Institutional Risk at Clearinghouses
- Industry Trend 5: Market Participants Need to Manage Large Volumes of Data in Order to Adapt to Evolving Derivatives Environment
- Resources
by Goal - Privacy
Policy
Acronyms
Appendix 3. The Commission and the Industry We Regulate
Industry Growth in Volume, Globalization and Complexity
In a marketplace driven by change, it may be helpful to look back at industry and CFTC trends over the past few years. The charts that follow reflect many of those changes affecting the CFTC:
- Industry growth versus staff growth;
- Estimated annual swap volume;
- Growth in actively traded futures and option contracts;
- Notional value of futures/option open contracts;
- Notional value of exchange-traded and OTC contracts;
- Amount of customer funds held at futures commission merchants;
- Aggregate sum of house origin margin on deposit;
- Number of registrants;
- Contract markets designated by the CFTC;
- Number of derivatives clearing organizations registered with the CFTC;
- Exempt commercial markets; and
- Exempt boards of trade.
