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RELEASE: agenda120210

  • CFTC Staff Roundtable on Disruptive Trading Practices
    Three Lafayette Centre
    1155 21st Street, NW
    Washington, DC 20581

    December 2, 2010

    US Toll Free: 877-951-7311 and International Toll: 1-203-607-0666 (Listen Only)
    Passcode: 6047277

    I.

    Introduction (9:30 a.m.)

     

      a. Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 747)

      b. Advance Notice of Proposed Rulemaking (“ANOPR”) (75 FR 63701)

     

    http://www.cftc.gov/ucm/groups/public/@lrfederalregister/documents/file/2010-27547a.pdf

    II.

    Panel One: Opportunities and Challenges to Fair and Equitable Trading

    (9:35 a.m.-12:30 p.m. with 15 minute break)

     

      i. Ensuring Fair and Equitable Trading at the Close

      ii. Exploring “the character of” Spoofing

     

      a. Relevant ANOPR Questions: 1, 2, 3, 4, 5, 6, 8, 9, 10, 11, 12, 13, 15, 16, 17, 18, 19

      b. Panelists: John Hyland – U.S. Natural Gas Fund; Rajiv Fernando – Chopper Trading LLC; Adam Nunes – Hudson River Trading Group; Cameron Smith – Quantlab Financial, LLC; Liam Connell – Allston Trading, LLC; Don Wilson – DRW Trading Group; Joel Hasbrouck – New York University; Gary DeWaal – Newedge USA, LLC; Mark Fisher – MBF Clearing Corp; John Lothian – John J. Lothian & Company

    III.

    Lunch (12:30 p.m. – 1:30 p.m.)

    IV.

    Panel Two: Rules “Reasonably Necessary” to Prohibit Disruptive Trading

    (1:30 p.m.-2:30 p.m.)

     

      a. Relevant ANOPR Questions: 1, 7, 14

      b. Panelists: Tom Gira – Financial Industry Regulatory Authority; Chris Heymeyer – National Futures Association; Ike Gibbs – ConocoPhillips; Dean Payton – Chicago Mercantile Exchange; Mark Fabian – IntercontinentalExchange; Joe Mecane – New York Stock Exchange; Greg Mocek – McDermott Will & Emery; Ken Raisler on behalf of Futures Industry Association – Sullivan and Cromwell LLP; Micah Green – Patton Boggs LLP; Tyson Slocum – Public Citizen; Andrew Lo – Massachusetts Institute of Technology

    V.

    Break (2:30 p.m.-2:45 p.m.)

    VI.

    Panel Three: Exchange Perspectives on Disruptive Trading; Potential New Disruptive Trading Practices (2:45 p.m.-3:30 p.m.)

     

      a. Panelists: Tom Gira – Financial Industry Regulatory Authority; Chris Heymeyer – National Futures Association; Dean Payton – Chicago Mercantile Exchange; Mark Fabian – IntercontinentalExchange; Joe Mecane – New York Stock Exchange; Andrew Lo – Massachusetts Institute of Technology

    VII.

    Concluding Remarks (3:30 p.m.)

    Last Updated: November 26, 2010

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