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I.

Introduction (9:30 a.m.)

a. Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 747)

b. Advance Notice of Proposed Rulemaking (“ANOPR”) (75 FR 63701)

http://www.cftc.gov/ucm/groups/public/@lrfederalregister/documents/file/2010-27547a.pdf

II.

Panel One: Opportunities and Challenges to Fair and Equitable Trading

(9:35 a.m.-12:30 p.m. with 15 minute break)

i. Ensuring Fair and Equitable Trading at the Close

ii. Exploring “the character of” Spoofing

a. Relevant ANOPR Questions: 1, 2, 3, 4, 5, 6, 8, 9, 10, 11, 12, 13, 15, 16, 17, 18, 19

b. Panelists: John Hyland – U.S. Natural Gas Fund; Rajiv Fernando – Chopper Trading LLC; Adam Nunes – Hudson River Trading Group; Cameron Smith – Quantlab Financial, LLC; Liam Connell – Allston Trading, LLC; Don Wilson – DRW Trading Group; Joel Hasbrouck – New York University; Gary DeWaal – Newedge USA, LLC; Mark Fisher – MBF Clearing Corp; John Lothian – John J. Lothian & Company

III.

Lunch (12:30 p.m. – 1:30 p.m.)

IV.

Panel Two: Rules “Reasonably Necessary” to Prohibit Disruptive Trading

(1:30 p.m.-2:30 p.m.)

a. Relevant ANOPR Questions: 1, 7, 14

b. Panelists: Tom Gira – Financial Industry Regulatory Authority; Chris Heymeyer – National Futures Association; Ike Gibbs – ConocoPhillips; Dean Payton – Chicago Mercantile Exchange; Mark Fabian – IntercontinentalExchange; Joe Mecane – New York Stock Exchange; Greg Mocek – McDermott Will & Emery; Ken Raisler on behalf of Futures Industry Association – Sullivan and Cromwell LLP; Micah Green – Patton Boggs LLP; Tyson Slocum – Public Citizen; Andrew Lo – Massachusetts Institute of Technology

V.

Break (2:30 p.m.-2:45 p.m.)

VI.

Panel Three: Exchange Perspectives on Disruptive Trading; Potential New Disruptive Trading Practices (2:45 p.m.-3:30 p.m.)

a. Panelists: Tom Gira – Financial Industry Regulatory Authority; Chris Heymeyer – National Futures Association; Dean Payton – Chicago Mercantile Exchange; Mark Fabian – IntercontinentalExchange; Joe Mecane – New York Stock Exchange; Andrew Lo – Massachusetts Institute of Technology

VII.

Concluding Remarks (3:30 p.m.)