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Date
General Press Releases
06/17/2013
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide for Transition to SEF Registration, 6612-13
06/17/2013
CFTC Certifies Futures Contracts on the MSCI World Index, MISCI Europe Index, MSCI Japan Index, and the MSCI All Countries Asia Pacific ex-Japan Index Submitted by Eurex Deutschland, 6611-13
06/10/2013
CFTC Provides For Mutual Acceptance of Approved Legal Entity Identifiers , 6608-13
06/10/2013
CFTC Announces that Mandatory Clearing for Category 2 Entities Begins Today, 6607-13
06/10/2013
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief to Banks Having Assets of Less Than $10 Billion from the Board Approval Requirement of the CEA and the End-User Exception to the Clearing Requirement, 6606-13
06/10/2013
CFTC’s Division of Clearing and Risk Issues No-Action Letter for Corporación Andina de Fomento, 6605-13
06/07/2013
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives, 6604-13
06/07/2013
CFTC’s Division of Clearing and Risk Issues an Advisory Pertaining to the Effective Date of the Clearing Exemption for Swaps Between Certain Affiliated Entities , 6603-13
06/04/2013
CFTC’s Division of Clearing and Risk Provides No-Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates, 6598-13
06/03/2013
CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance with Certain Pre-Trade Screening Requirements of the Commission’s Rule Regarding Bunched Orders for Futures, 6597-13
05/22/2013
CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Report Omnibus Account Information in a Timely Manner, 6592-13
05/09/2013
CFTC to Hold Open Meeting to Consider Trade Execution Rules; Anti-Disruptive Trading Practices Guidance, 6585-13
05/08/2013
CFTC’s Division of Market Oversight Issues Advisory Providing Guidance to Reporting Markets on How to Submit Block Trade Volume Data, 6583-13
05/08/2013
CFTC’s Division of Market Oversight Issues Advisory Reminding Market Participants of Certain Call Cotton Reporting Requirements and a No-Action Position Allowing for E-mail Submission of Form 304 Reports, 6582-13
05/02/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Providing Relief Surrounding Certain Foreign Exchange Transactions with a Settlement Cycle of No More than Seven Local Business Days, 6580-13
05/02/2013
CFTC Issues Order of Registration for the Natural Gas Exchange Inc., 6579-13
05/01/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Obligation of Swap Dealers and Major Swap Participants to Provide Certain Disclosures for Certain Transactions Under Regulation 23.431, 6578-13
04/30/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements, 6577-13
04/25/2013
New CFTC Anti-Fraud Resources Released for Financial Capability Month, 6575-13
04/24/2013
CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director, 6574-13
04/24/2013
CFTC Announces Public Meeting of the Technology Advisory Committee, 6573-13
04/16/2013
Report to the G-20 Meeting of Finance Ministers and Central Bank Governors of 18-19 April 2013,
04/11/2013
CFTC Grants Order to ICE Clear Europe Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account, 6566-13
04/11/2013
CFTC Vacates Kansas City Board of Trade Clearing Corporation’s Registration as a Derivatives Clearing Organization, 6565-13
04/10/2013
CFTC and SEC Approve Joint Final Rule Governing Identity Theft, 6564-13
04/09/2013
CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants, 6563-13
04/09/2013
CFTC Announces Jonathan L. Marcus as General Counsel, 6562-13
04/05/2013
CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Joint No-Action Relief for Swaps Between Affiliated Counterparties from Certain Swap Reporting Requirements, 6558-13
04/05/2013
CFTC’s Division of Market Oversight Issues No-Action Relief for End-Users from Certain Reporting and Recordkeeping Requirements of the Trade Option Exemption, 6557-13
04/02/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter for Commodity Pool Operators of Securitization Vehicles, 6554-13
04/01/2013
CFTC Approves Final Regulations Governing Exemption from Required Clearing for Inter-Affiliate Swaps, 6553-13
04/01/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations, 6552-13
03/29/2013
CFTC Staff Issue Extension of No-Action Relief to Certain Regional Transmission Organizations (RTOs), Independent System Operators (ISOs), and/or Their Participants, 6551-13
03/29/2013
CFTC Approves Final Regulations Governing Dual and Multiple Associations of Associated Persons of Swap Dealers and Major Swap Participants, 6550-13
03/29/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Persons from Registration as an Introducing Broker or Commodity Trading Advisor, 6548-13
03/28/2013
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Futures Commission Merchants Concerning Annual Reports of Chief Compliance Officers, 6547-13
03/28/2013
CFTC Issues Final Order to Exempt Certain Specified Transactions of Regional Transmission Organizations and Independent System Operators, 6546-13
03/28/2013
CFTC Issues Final Order to Exempt Certain Non-Financial Energy Derivative Transactions between Government and/or Cooperatively-Owned Electric Utilities, 6545-13
03/21/2013
CFTC Issues Amended Registration Order for Natural Gas Exchange Inc., 6540-13
03/20/2013
CFTC’s Division of Clearing and Risk Issues Limited No-Action Relief from Required Clearing for Partial Novation and Partial Termination of Certain Swaps, 6538-13
03/18/2013
CFTC’s Division of Clearing and Risk Issues Limited No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Compression Exercises, 6536-13
03/15/2013
CFTC’s Division of Market Oversight and Office of Data and Technology Issue Advisory Reminding All Swap Counterparties of April 10 Deadline to Obtain a CICI Identifier, 6535-13
03/12/2013
CFTC Certifies Futures Contracts on the MICEX Index, the Hang Seng Index, the FTSE/JSE Top 40 Index, and the BSE Sensitive Index Submitted by the Bolsa de Valores, Mercadorias e Futuros (BVMF-Brazil), 6531-13
03/11/2013
CFTC Announces that Mandatory Clearing Begins Today, 6529-13
03/08/2013
CFTC Announces Departure of General Counsel Dan M. Berkovitz, 6528-13
03/08/2013
CFTC’s Division of Market Oversight Issues Advisory Reminding Market Participants of Certain Swap Data Reporting Requirements, 6527-13
03/07/2013
CFTC Provides Operational Guidance Concerning Maintenance of CICIs Issued Through Assisted Registration, 6526-13
03/06/2013
CFTC Approves Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook, 6525-13
02/25/2013
CFTC’s Division of Clearing and Risk Announces Revised Compliance Schedule for Required Clearing of iTraxx CDS Indices, 6521-13
02/21/2013
CFTC Staff and IOSCO Board Level Task Force to Host Public Roundtable to Discuss IOSCO Consultation Report on Financial Benchmarks, 6518-13
02/11/2013
CFTC Approves Amendment to Cantor Clearinghouse, L.P., Registration Order, 6514-13
02/05/2013
CFTC Seeks Public Comment on the Request of trueEX LLC for an Amended DCM Order to Allow Intermediated Trading on its Platform, 6509-13
01/29/2013
CFTC Staff to Host a Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded Customers and Funds Deposited by Customers, 6505-13
01/24/2013
Commissioner Jill Sommers Announces her Resignation, 6502-13
01/23/2013
CFTC Approves Rulebook and Issues Amended Registration Order for LCH.Clearnet LLC, 6501-13
01/18/2013
CFTC Staff to Host Public Roundtable to Discuss the “Futurization of Swaps”, 6500-13
01/18/2013
CFTC Extending Review Period on a Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook, 6498-13
01/14/2013
CFTC Grants Order to ICE Clear Credit Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account, 6495-13
01/14/2013
CFTC Announces Appointment of Melissa Jurgens to Serve as Secretary of the Commission, 6494-13
01/11/2013
CFTC Extends Public Comment Period on Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Future Commission Merchants and Derivatives Clearing Organizations, 6493-13
01/07/2013
CFTC Extending Period for Accepting Public Comment on a CME Request to Adopt New Chapter 10 and New Rule 1001 of CME’s Rulebook, 6492-13
01/02/2013
CFTC Announces Real-Time Public Reporting of Swap Transactions and Swap Dealer Registration Began December 31, 2012, 6489-13

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