EVENT: Other Event Mar 1, 2012

Transcript

Day 2: CFTC Staff Public Roundtable to Discuss Additional Customer Collateral Protections

Staff of the Commodity Futures Trading Commission (CFTC) will hold a two-day public roundtable to discuss additional customer collateral protection. The roundtable is to gather public input on a variety of ideas to further protect customers.

Day two of the two-day session will focus primarily on the protection of customer funds deposited with FCMs for trading on foreign futures markets; particular issues associated with entities dually registered with the CFTC as FCMs and the U.S. Securities and Exchange Commission as broker-dealers (BDs); and enhancing the self-regulatory structure..

The meeting will be open to the public on a first come, first served basis.

Agenda for Day 2:

CFTC Press Release 6188-12

Panelists: March 1, 2012 Public Roundtable on Customer Protection

View Roundtable Video

Transcript

Note:

Members of the public wishing to submit their views on the topics addressed at the roundtable may do so via:

• Paper submission to David Stawick, Secretary, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21^st Street, NW, Washington, DC 20581; or

• Electronic submission by visiting Comment Online and following the instructions for submitting comments through the CFTC’s website.

All comments on the Day 2 discussions must be identified by RIN number 3038-AD71.

All submissions provided to the CFTC in any electronic form or on paper may be published on the Commission’s website, without review and without removal of personally identifying information.