Event: Other Events

Joint Meeting on harmonization of Regulation
SEC Headquarters
September 3, 2009

View archived webcast.

Opening Statement:

Chairman Gary Gensler

Panel One – Enforcement:

Daniel Roth, National Futures Association

• David Downey, OneChicago

Kenneth Raisler, Sullivan & Cromwell

• William R. McLucas, Wilmer Cutler Pickering Hale and Dorr

Damon Silvers, AFL-CIO

Richard Owens, Latham & Watkins

15 Minute Break

Panel Two – Investment Funds:

Professor John Coffee, Columbia Law School

Richard Baker, Managed Funds Association

• Sharon Brown-Hruska, NERA Economic Consulting

Kathleen Moriarty, Katten Muchin Rosenman

• Michael Butowsky, Mayer Brown

Michael Connolly, Association for Financial Professionals

Break for the Day


Last Updated: April 14, 2011