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XXVIII. Volcker Rule

Date
MEETING WITH
REGARDING RULEMAKING
12/05/2013
1:00 PM
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CME Group
XXVIII. Volcker Rule

General

09/11/2013
11:30 AM
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Better Markets
XXVI. Position Limits

XXVIII. Volcker Rule

Cross-Border

10/01/2012
1:00 PM
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Barclays
XXVIII. Volcker Rule

09/20/2012
9:00 AM
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SSgA, Natixis, BNY Mellon, Fidelity Investments, Patton Boggs
XXVIII. Volcker Rule

06/14/2012
10:30 AM
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Credit Suisse
XXVIII. Volcker Rule

05/21/2012
2:00 PM
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NEFI

PMAA
XXVIII. Volcker Rule

05/16/2012
1:00 PM
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Better Markets
XXVIII. Volcker Rule

05/11/2012
2:00 PM
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Occupy the SEC
XXVIII. Volcker Rule

05/09/2012
11:00 AM
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SIFMA

Davis Polk
XXVIII. Volcker Rule

03/12/2012
3:30 PM
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Americans for Financial Reform
II. Definitions

XIII. SEF Registration

XXVIII. Volcker Rule

03/07/2012
4:00 PM
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Goldman Sachs
XXVIII. Volcker Rule

03/06/2012
1:00 PM
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TIAA-CREF

Porterfield & Lowenthal
XXVIII. Volcker Rule

02/17/2012
9:00 AM
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MetLife;

Financial Services Roundtable;

Debevoise & Plimpton;

American Council of Life Insurers;

Principal Financial Group;

Nationwide Insurance and Financial Services
XXVIII. Volcker Rule

02/10/2012
1:45 PM
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Eaton Vance
XXVIII. Volcker Rule

02/10/2012
1:30 PM
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Bank of America Merrill Lynch
XXVIII. Volcker Rule

02/08/2012
1:00 PM
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Davis Polk;

SIFMA
XXVIII. Volcker Rule

02/08/2012
12:00 AM
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Commodity Markets Oversight Council Coalition:

New England Fuel Institute

Maryknoll

Better Markets

American Public Gas Association

Petroleum Marketers Association of America

American Feed Industry Association

National Farmers Union

Airlines for America

National Council of Chain Restaurants

Americans for Financial Reform

Institute for Agriculture & Trade Policy

Clark & Weinstock

Consumer Federation of America

New York Oil Heating Association

University of Maryland

American Bakers' Association

National Association of Shell Marketrs

American Trucking Association

Institute for Agriculture & Trade Policy
III. Business Conduct Standards w/ Counterparties

XXVI. Position Limits

XXVIII. Volcker Rule

General

02/07/2012
1:30 PM
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Morgan Stanley

Promontory Financial Group
XXVIII. Volcker Rule

01/24/2012
12:30 PM
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U.S. Chamber of Commerce;

Siff & Associates;

Loews Corporation;

Dominion Resources;

Gibson Dunn;

Financial Executives International
XXVIII. Volcker Rule

01/09/2012
1:30 PM
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Morgan Stanley
XXVIII. Volcker Rule

01/04/2012
4:00 PM
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Goldman Sachs
XXVIII. Volcker Rule

10/12/2011
12:30 PM
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AFL-CIO
XXVI. Position Limits

XXVIII. Volcker Rule

04/14/2011
3:00 PM
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SIFMA
XXVIII. Volcker Rule

04/14/2011
11:00 AM
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Washington Analysis
XXVIII. Volcker Rule

04/04/2011
3:00 PM
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SVB Financial Group
XXVIII. Volcker Rule

03/29/2011
3:30 PM
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SIFMA
XXVIII. Volcker Rule

03/16/2011
4:00 PM
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Americans for Financial Reform
XXVIII. Volcker Rule

03/14/2011
4:30 PM
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SIFMA

J.P. Morgan

Bank of America

Davis Polk

Societe Generale

Wells Fargo

Credit Suisse

Morgan Stanley

Goldman Sachs

BNY Mellon

State Street
XXVIII. Volcker Rule

03/03/2011
5:30 PM
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XXVIII. Volcker Rule

02/15/2011
10:00 AM
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Barclays Capital
XXVIII. Volcker Rule

10/21/2010
3:00 PM
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Paul Volcker
XXVIII. Volcker Rule

09/22/2010
2:00 PM
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Sullivan & Cromwell

BNP Paribas Commodities
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
1:00 PM
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BNP Paribas
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
12:00 PM
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BNP Paribas

Sullivan & Cromwell
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/01/2010
8:00 AM
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Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/18/2010
2:00 PM
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FIA
All
08/05/2010
2:00 PM
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BlackRock
All
08/03/2010
2:00 PM
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ISDA

SIFMA
II. Definitions

IX. Governance & Possible Limits

VII. DCO Core Principles

VIII. Process for Review of Swaps

X. Systemically Important DCO Rules

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXI. Joint Rules w/ SEC

XXVIII. Volcker Rule
07/30/2010
10:00 AM
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National Futures Association (NFA)
All

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions