Cross-Border Application of Swaps Provisions

The Commission has issued proposed guidance and a final exemptive order regarding the cross-border application of the swap provisions of the CEA as added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Related Federal Register Releases

Final Order: 78 FR 858 // PDF Version
1/7/2013
17 CFR Chapter 1
Final Exemptive Order Regarding Compliance With Certain Swap Regulations
Effective Date: Friday, December 21, 2012

Further Proposed Guidance: 78 FR 909 // PDF Version
1/7/2013
17 CFR Chapter I
Further Proposed Guidance Regarding Compliance With Certain Swap Regulations
Comment File - Closing Date: 2/6/2013

Notice of Proposed Exemptive Order: 77 FR 41110 // PDF Version
7/12/2012
17 CFR Chapter I
Exemptive Order Regarding Compliance With Certain Swap Regulations
Comment File - Closing Date: 8/13/2012

Proposed Interpretive Guidance and Policy Statement: 77 FR 41213 // PDF Version
7/12/2012
17 CFR Chapter I
Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act
Comment File - Closing Date: 8/27/2012

Additional Information

CFTC Approves Exemptive Order on Cross-Border Application of the Swaps Provisions of Dodd-Frank
CFTC Approves Proposed Interpretive Guidance on Cross-Border Application of the Swaps Provisions of the Dodd-Frank Act
Event: CFTC and SEC Staffs Public Roundtable Discussion on International Issues relating to the Implementation of Title VII of the Dodd-Frank Act