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Cross-Border Application of Swaps Provisions

Date
MEETING WITH
REGARDING RULEMAKING
01/24/2014
11:30 AM
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BGC Partners

Tullett Prebon

ICAP

Tradition

GFI

WMBA
Cross-Border

01/24/2014
9:00 AM
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UK Financial Conduct Authority
Cross-Border

01/23/2014
4:00 PM
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European Commission
Cross-Border

01/13/2014
9:30 AM
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Goldman Sachs
Cross-Border

01/07/2014
2:00 PM
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UK Financial Conduct Authority
Cross-Border

09/26/2013
2:30 PM
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Institute of International Bankers (IIB)

Cleary, Gottlieb, Steen & Hamilton (CGSH)
Cross-Border

09/11/2013
11:30 AM
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Better Markets
XXVI. Position Limits

XXVIII. Volcker Rule

Cross-Border

08/02/2013
3:00 PM
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State Street

State Street Global Markets
Cross-Border

08/02/2013
11:00 AM
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Citigroup (Citi)
Cross-Border

08/01/2013
4:30 PM
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Citigroup
Cross-Border

07/29/2013
4:30 PM
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Americans for Financial Reform (AFR)
Cross-Border

07/24/2013
1:00 PM
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International Swaps and Derivatives Association (ISDA)

Mayer Brown
Cross-Border

07/08/2013
2:00 PM
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IIB
Cross-Border

06/28/2013
5:00 PM
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Bafin
Cross-Border

06/28/2013
3:00 PM
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Bundesbank
Cross-Border

06/28/2013
11:30 AM
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Cross-Border

06/28/2013
11:00 AM
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Eurex

Deutsche Boerse
Cross-Border

06/28/2013
10:00 AM
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Cross-Border

06/27/2013
3:00 PM
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Better Markets
Cross-Border

06/27/2013
12:15 PM
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Better Markets
Cross-Border

06/27/2013
11:00 AM
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ESMA
Cross-Border

06/27/2013
8:00 AM
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IOSCO
Cross-Border

06/26/2013
3:30 PM
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Americans for Financial Reform
Cross-Border

06/26/2013
2:30 PM
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Cross-Border

06/26/2013
1:00 PM
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NFA
XIII. SEF Registration

Cross-Border

General

06/26/2013
12:00 PM
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ICE
Cross-Border

06/26/2013
11:30 AM
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UBS
Cross-Border

06/25/2013
4:00 PM
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Futures and Options Association
Cross-Border

06/25/2013
2:00 PM
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FCA
Cross-Border

06/25/2013
11:30 AM
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IIB

Cleary
Cross-Border

06/24/2013
5:00 PM
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City of London
Cross-Border

06/24/2013
3:00 PM
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FMC Corporation

National Association of Manufacturers

Business Roundtable

Ford

GE

GM

Honda

IBM

John Deere

BP

Chatham Financial

Gibson Dunn
Cross-Border

06/24/2013
1:00 PM
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LCH
Cross-Border

06/20/2013
11:00 AM
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Citadel LLC

Tiegland-Hunt LLP
Cross-Border

06/20/2013
9:30 AM
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Prudential
Cross-Border

06/19/2013
4:00 PM
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Linklaters
Cross-Border

06/18/2013
3:00 PM
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JPMorgan Chase

SIFMA

Nomura

Northern Trust

Davis Polk & Wardwell LLP

Credit Suisse

Morgan Stanley

HSBC

UBS Americas Inc.

Barclays
Cross-Border

06/18/2013
11:00 AM
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SIFMA

Barclays

UBS Americas Inc.

HSBC

JPMorgan Chase

Nomura

Northern Trust

Davis Polk & Wardwell

Credit Suisse

Morgan Stanley
Cross-Border

06/18/2013
11:00 AM
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AFR

AFL-CIO

Demos
Cross-Border

06/15/2013
12:30 PM
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Tiegland-Hunt LLP
Cross-Border

06/14/2013
4:30 PM
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Tiegland-Hunt LLP
Cross-Border

06/14/2013
3:30 PM
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Delta Strategies

Citadel

Teigland-Hunt LLP
Cross-Border

06/12/2013
2:00 PM
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Better Markets
Cross-Border

06/12/2013
9:00 AM
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BBVA Compass
Cross-Border

General

06/11/2013
2:00 PM
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CME
VII. DCO Core Principles

XII. DCM Core Principles

Cross-Border

General

06/11/2013
2:00 PM
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Bank of America
Cross-Border

06/11/2013
9:30 AM
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BOA

Merrill Lynch
III. Business Conduct Standards w/ Counterparties

Cross-Border

06/07/2013
3:00 PM
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International Institute of Bankers (IIB)

Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/07/2013
11:00 AM
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Cleary, Gottlieb, Steen & Hamilton
Cross-Border

06/06/2013
5:00 PM
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Better Markets
Cross-Border

06/06/2013
3:00 PM
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JPMC
Cross-Border

06/06/2013
1:45 PM
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JP Morgan
Cross-Border

06/06/2013
9:30 AM
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IIB

Barclays

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

HSBC Securities (USA), Inc.

Nomura Securities International, Inc.

Svenska Handelsbanken
Cross-Border

06/05/2013
2:00 PM
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CME Group
Cross-Border

06/04/2013
1:00 PM
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Citibank
Cross-Border

06/04/2013
12:00 AM
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Citibank, Cleary Gottlieb
Cross-Border

06/03/2013
10:30 AM
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Citibank
Cross-Border

05/31/2013
11:00 AM
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Better Markets
Cross-Border

05/30/2013
11:00 AM
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Cleary Gottlieb
Cross-Border

05/23/2013
11:00 AM
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Goldman Sachs
Cross-Border

05/22/2013
9:15 AM
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Better Markets
Cross-Border

General

05/01/2013
1:00 PM
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Barclays
Cross-Border

04/30/2013
5:00 PM
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Barclays
Cross-Border

General

04/24/2013
2:30 PM
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Securities Industry
Cross-Border

04/24/2013
11:00 AM
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Fidelity

MFS Investment Management

SIFMA

SIFMS Assest Management Group

BlackRock

Vanguard

Ameriprise

AllianceBernstein

Goldman Sachs Assest Management
Cross-Border

04/15/2013
4:00 PM
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Citigroup

Cleary
Cross-Border

04/15/2013
1:00 PM
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IIB
Cross-Border

General

04/15/2013
10:30 AM
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Institute of International Bankers (IBB)
Cross-Border

04/12/2013
11:00 AM
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State Street Bank

Delta Strategies
Cross-Border

04/10/2013
10:00 AM
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Regis-TR
Cross-Border

04/09/2013
1:00 PM
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Investment Industry Association of Canada

CIBC World Markets Inc.

Canaccord Financial Inc.

National Bank Financial

Raymond James Ltd. 

FirstEnergy Capital Corp. 

Assante Wealth Management Inc.

Macquarie Private Wealth Inc.

GMP Securities L.P.

BMO Capital Markets

TD Bank Group

Desjardins Group

RBC Dominion Securities

Scotiabank Global Banking and Markets 

RBC Capital Markets
Cross-Border

03/15/2013
2:00 PM
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Bluecrest Capital

Brevan Howard US

Winton Capital Management Ltd.

Alternative Investment Mangement Association (AIMA)

Crossroad Strategies
Cross-Border

03/13/2013
12:00 AM
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BP
I. Registration

XXVI. Position Limits

Cross-Border

02/25/2013
3:00 PM
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Davis Polk
Cross-Border

02/21/2013
2:00 PM
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Better Markets
XIII. SEF Registration

XXVI. Position Limits

Cross-Border

02/19/2013
12:00 AM
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Nomura

RBC

Deutsche Bank

Natisis Commodity Markets

Citigroup

BP

Newedge

Goldman Sachs

ICAP

ICE Futures Europe

CME Europe

Nasdaq OMX

LME

LCH Clearnet

UBS

Jefferies

BNP Paribas

Mizuho Securities USA

FOA

US Embassy
VI. Segregation and Bankruptcy

Cross-Border

02/07/2013
2:30 PM
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Ford

Honeywell

National Association of Manufacturers

Financial Executives International

National Association of Real Estate Investment Trusts

Chatham Financial

General Electric

U.S. Chamber of Commerce

Gibson Dunn

Business Roundtable

United Technologies Corp.
XI. End-user Exception

Cross-Border

General

01/30/2013
2:30 PM
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Nomura
V. Capital & Margin

Cross-Border

General

01/30/2013
2:00 PM
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Rabobank
Cross-Border

01/25/2013
3:00 PM
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Alternative Invement Management Association (AIMA)

Managed Funds Association (MFA)

Delta Strategies
Cross-Border

01/23/2013
1:45 PM
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Morrison & Foerster LLP
Cross-Border

01/11/2013
2:00 PM
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Mizuho US

Sumitomo Mitsui Banking Corporation (SMBC)
Cross-Border

01/11/2013
9:30 AM
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Alternative Investment Management Association (AIMA)

Crossroad Strategies
Cross-Border

09/01/2010
8:00 AM
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Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/18/2010
2:00 PM
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FIA
All
08/05/2010
2:00 PM
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BlackRock
All
07/30/2010
10:00 AM
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National Futures Association (NFA)
All

See Also:

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