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External Meetings

Date
MEETING WITH
REGARDING RULEMAKING
04/21/2016
3:30 PM
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American Gas Association (AGA)
II. Definitions

04/14/2016
2:00 PM
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American Gas Association (AGA)
II. Definitions

03/30/2016
10:00 AM
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American Bankers Association (ABA)

BB&T Corporation

BOK Financial

Comerica Bank

Huntington National Bank

Regions Bank
I. Registration

II. Definitions

03/09/2016
1:30 PM
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Morgan Stanley
XXXI. Conforming Amendments

Cross-Border

03/07/2016
1:00 PM
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HSBC
XXXI. Conforming Amendments

Cross-Border

03/01/2016
3:00 PM
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SIFMA; Citigroup Global Markets Inc.; Nomura Securities International Inc.; Cleary Gottlieb Steen and Hamilton LLP; Credit Suisse Group AG; Goldman, Sachs and Company
Cross-Border

03/01/2016
11:00 AM
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Citigroup Global Markets Inc

SIFMA

Nomura Securities International Inc.

Cleary Gottlieb Steen and Hamilton LLP

Credit Suisse Group AG

Goldman, Sachs and Company)
XXXI. Conforming Amendments

Cross-Border

02/24/2016
2:30 PM
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FIA Working Group
XXIV. Disruptive Trading Practices

02/24/2016
2:00 PM
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FIA; Delta Strategies; Deutsche Bank Securities; FIA PTG; RGM Advisors
I. Registration

XXIV. Disruptive Trading Practices

02/22/2016
1:15 PM
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Modern Markets Initiative (MMI); Global Trading Systems; DLA Piper
I. Registration

XXIV. Disruptive Trading Practices

02/19/2016
3:00 PM
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CME
XXVI. Position Limits

02/19/2016
2:30 PM
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Barclays
XXXI. Conforming Amendments

Cross-Border

02/19/2016
10:00 AM
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Goldman Sachs
XXXI. Conforming Amendments

Cross-Border

02/18/2016
2:00 PM
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Morgan Stanley
XXIV. Disruptive Trading Practices

Cross-Border

02/18/2016
10:00 AM
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JP Morgan
XXIV. Disruptive Trading Practices

Cross-Border

02/03/2016
1:00 PM
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EEI
XXXI. Conforming Amendments

01/28/2016
2:30 PM
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Modern Markets Initiative

DLA Piper
I. Registration

XXIV. Disruptive Trading Practices

01/19/2016
3:00 PM
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EPSA

Sutherland

EEI

Southern Co

Gibson Dunn

GE

AGA
I. Registration

XXIV. Disruptive Trading Practices

Automated Trading

01/15/2016
11:00 AM
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ICE
I. Registration

XXIV. Disruptive Trading Practices

01/13/2016
2:00 PM
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ICE
XXVI. Position Limits

01/12/2016
2:00 PM
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NextEra Energy

Delta Strategy Group
I. Registration

II. Definitions

01/12/2016
10:30 AM
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Hudson River Trading
XXIV. Disruptive Trading Practices

12/14/2015
5:15 PM
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ICAP
V. Capital & Margin

12/09/2015
4:00 PM
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ICAP
V. Capital & Margin

11/25/2015
1:05 PM
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ICAP
V. Capital & Margin

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