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External Meetings

Date
MEETING WITH
REGARDING RULEMAKING
09/23/2104
2:00 PM
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Natural Gas Supply Association
XXVI. Position Limits

03/23/2015
12:00 PM
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Ernst & Young (E&Y)

Federal Reserve Board of Governors (FRB)
V. Capital & Margin

03/17/2015
1:00 PM
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Nodal Exchange, LLC
XXXI. Conforming Amendments

03/16/2015
2:30 PM
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Citadel LLC, Convexity Capital Management, D.E. Shaw Group, Delta Strategy Group, King Street Capital Management, L.P., Managed Funds Association, Millennium Management, LLC, Moore Capital Management, Tudor Investment Corp.
Study: Position Limits

03/13/2015
2:00 PM
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Nodal Exchange, LLC
XXXI. Conforming Amendments

03/06/2015
3:00 PM
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Investment Company Institute (ICI)
V. Capital & Margin

03/02/2015
10:30 AM
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CME Group (CME), Skadden, Arps, Slate, Meagher & Flom (Skadden)
XXVI. Position Limits

02/25/2015
3:30 PM
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Southern Company
XXVI. Position Limits

XXXI. Conforming Amendments

02/25/2015
3:00 PM
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ICE Futures U.S., Intercontinental Exchange, The Hershey Company, The J.M. Smucker Co, Louis Dreyfus Commodities, Noble Americans Corp.
XXVI. Position Limits

02/20/2015
11:00 AM
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Securities Industry and Financial Markets Association (SIFMA)
V. Capital & Margin

02/05/2015
10:30 AM
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American Bankers Securities Association
V. Capital & Margin

02/03/2015
4:15 PM
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American Bankers Association
V. Capital & Margin

02/03/2015
3:00 PM
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Global Pension Coalition
V. Capital & Margin

02/03/2015
2:00 PM
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Global Pension Coalition
V. Capital & Margin

01/08/2015
2:00 PM
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American Council of Life Insurers (ACLI)
V. Capital & Margin

01/08/2015
10:30 AM
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Voitrax Corporation, LLC, Winning Strategies Washington
XXXI. Conforming Amendments

01/08/2015
10:00 AM
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Goldman Sachs
V. Capital & Margin

XXVI. Position Limits

12/11/2014
12:00 PM
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SIFMA AMG Group
V. Capital & Margin

XXXI. Conforming Amendments

10/23/2014
3:30 PM
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Cargill
XXVI. Position Limits

10/21/2014
4:00 PM
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Coalition of Physical Energy Companies
XXVI. Position Limits

10/14/2014
1:30 PM
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Noble Americas
XXVI. Position Limits

10/10/2014
10:00 AM
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BP
XXVI. Position Limits

10/02/2014
11:00 AM
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NRG Energy
XXVI. Position Limits

09/25/2014
2:30 PM
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BG Group
XXVI. Position Limits

09/24/2014
2:30 PM
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Vitol
XXVI. Position Limits

09/22/2014
3:00 PM
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Private Equity Growth Council
XXVI. Position Limits

09/22/2014
2:30 PM
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American Gas Association
XXVI. Position Limits

09/19/2014
11:30 AM
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Commodity Markets Council
XXVI. Position Limits

09/16/2014
2:30 PM
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Commodity Market Oversight Coalition
XXVI. Position Limits

09/12/2014
1:15 PM
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Commercial Working Energy Group
XXVI. Position Limits

09/12/2014
11:30 AM
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Coalition for Derivative End Users
V. Capital & Margin

09/08/2014
5:00 PM
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National Rural Electric Cooperative Association
XXVI. Position Limits

08/20/2014
11:00 AM
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Cadwalader, Wickersham & Taft
XXVI. Position Limits

08/19/2014
10:30 AM
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Chatham Financial
V. Capital & Margin

08/15/2014
11:30 AM
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Edison Electrical Institute
XXVI. Position Limits

07/24/2014
2:00 PM
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Natural Gas Supply Association
XXVI. Position Limits

07/23/2014
1:00 PM
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Morgan Stanley
V. Capital & Margin

XXVI. Position Limits

07/16/2014
4:00 PM
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BP
XXVI. Position Limits

07/15/2014
11:00 AM
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Delta Strategy Group
V. Capital & Margin

XXVI. Position Limits

07/07/2014
4:00 PM
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Americans for Financial Reform (AFR), Public Citizen, The Other 98%, Institute for Agriculture and Trade Policy (IATP), Demos, American Federation of Labor and Congress of Industrial Organizations (AFL-CIO)
XXVI. Position Limits

05/15/2014
3:00 PM
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Intercontinental Exchange

Noble Americas Corp.

Louis Dreyfus Commodities

Cargill
Position Limits for Derivatives

09/27/2013
10:00 AM
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Futures Industry Association (FIA)
General

09/25/2013
12:00 AM
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The Commercial Energy Working Group (CEWG)

Hess Corporation

NextEra Energy Resources

Vitol Inc.

Shell Trading (US) Company

Sutherland Asbill & Brennan LLP
XXVI. Position Limits

09/20/2013
10:00 AM
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Futures Industry Association (FIA)
General

07/08/2013
2:00 PM
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IIB
Cross-Border

03/12/2013
3:15 PM
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List of attendees attached
General

03/01/2013
11:30 AM
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PIMCO, SIFMA, Goldman Sachs, Vanguard
XIII. SEF Registration

01/17/2013
11:30 AM
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ICAP
XIII. SEF Registration

General

11/20/2012
1:00 PM
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INTL Handley
V. Capital & Margin

10/18/2012
3:00 PM
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WSPP, Inc. (WSPP)

Wright & Talisman, PC
XXI. Joint Rules w/ SEC

09/17/2012
1:30 PM
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Noble Energy Inc.
V. Capital & Margin

09/06/2012
9:00 AM
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ICAP, TriOptima
XIII. SEF Registration

07/16/2012
4:00 PM
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INFX 

Latham & Watkins LLP
XIII. SEF Registration

05/14/2012
4:00 PM
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XIII. SEF Registration

05/11/2012
1:30 AM
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BBVA
I. Registration

05/08/2012
11:00 AM
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AmCham EU
I. Registration

05/03/2012
11:00 AM
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TriOptima
General

05/02/2012
2:00 PM
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U.S. Chamber of Commerce End-Users Group
VIII. Process for Review of Swaps

XI. End-user Exception

04/19/2012
1:00 PM
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Kinetix Trading Solutions
XVIII. Real Time Reporting

04/16/2012
3:00 PM
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Institute of International Bankers
General

03/14/2012
7:00 PM
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List of attendees attached.
VIII. Process for Review of Swaps

XIII. SEF Registration

XVI. Swap Data Repositories Registration

03/12/2012
3:30 PM
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Americans for Financial Reform
II. Definitions

XIII. SEF Registration

XXVIII. Volcker Rule

03/09/2012
9:15 AM
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EIB

Arnold & Portner
II. Definitions

XXI. Joint Rules w/ SEC

03/07/2012
8:25 AM
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FIA
VIII. Process for Review of Swaps

03/01/2012
2:00 PM
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Arbor Research

BONY Mellon

Brevan Howard

Citadel

Alliance Bernstein

ING

Jefferies

Eris Exchange

Javelin

DRW

Delta Strategy Group
VIII. Process for Review of Swaps

02/29/2012
12:00 AM
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The Business Council for Sustainable Energy (BCES)

Sempra Energy

Solar City

American Wind Energy Association (AWEA)

Pacific Gas & Electric (PGE)

Calpine

Sacramento Municipal Utilities District (SMUD)
II. Definitions

02/14/2012
12:30 PM
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Swaps and Derivatives Market Association
XVIII. Real Time Reporting

02/09/2012
12:00 PM
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Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group
IV. Business Conduct Standards – Internal

General

02/02/2012
3:30 PM
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Covington & Burling LLP

American Gas Association
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

02/02/2012
2:00 PM
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Delta Strategies

Citadel
General

12/15/2011
9:00 AM
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CIEGA

American Benefits Council

The European Pension Federation

Franklin Advisors, Inc.

General Motors Pension Fund

NISA Investment Advisors
VI. Segregation and Bankruptcy

12/01/2011
11:00 AM
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Mayer Brown

Deutsche Bank

Morgan Stanley

ISDA
XXI. Joint Rules w/ SEC

11/03/2011
2:00 PM
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Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

11/02/2011
1:00 PM
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Working Group of Commercial Energy Firms
II. Definitions

Report: Improving Clearing Oversight

10/20/2011
1:00 PM
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American Council of Life Insurers (ACLI)

ING

MetLife

Prudential Financial
V. Capital & Margin

10/19/2011
11:30 AM
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BlackRock
VII. DCO Core Principles

10/12/2011
9:30 AM
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Kreditanstalt für Wiederaufbau (KfW)

Sullivan & Cromwell LLP
II. Definitions

10/06/2011
10:00 AM
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Independent Community Bankers of America (ICBA)
V. Capital & Margin

10/05/2011
12:00 PM
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National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell & Barron
II. Definitions

XI. End-user Exception

XXI. Joint Rules w/ SEC

10/05/2011
10:45 AM
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Califiornia Public Employees' Retirement System (CalPERS)

Colorado Public Employees' Retirement Association (Colorado PERA)

Missouri State Employees' Retirement System (MOSERS)

State of Wisconsin Investment Board (SWIB)

Teacher Retirement System of Texas (TRS)
III. Business Conduct Standards w/ Counterparties

10/05/2011
9:00 AM
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JP Morgan Chase & Co.
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

10/04/2011
2:20 PM
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The Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

10/04/2011
12:00 PM
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Senator Johnson and Representative Frank
III. Business Conduct Standards w/ Counterparties

09/28/2011
9:00 AM
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Barclays Capital Inc.
General

09/19/2011
4:00 PM
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Teacher Retirement System of Texas (TRS)

Missouri State Employees' Retirement System (MOSERS)

California Public Employees' Retirement System (CalPERS)

State of Wisconsin Investment Board (SWIB)

Lussier, Gregor, Vienna & Assoc.

NISA Investment Advisers (NISA)

Delta Strategy Group (DSG)
III. Business Conduct Standards w/ Counterparties

09/16/2011
12:00 PM
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Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
III. Business Conduct Standards w/ Counterparties

09/15/2011
2:30 PM
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American Benefits Council (ABC)

Committee on Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

09/09/2011
1:30 PM
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Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

09/09/2011
10:30 AM
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Church Alliance
III. Business Conduct Standards w/ Counterparties

09/07/2011
3:00 PM
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Andrew Kalotay Associates, Inc.
III. Business Conduct Standards w/ Counterparties

08/30/2011
2:30 PM
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Consumer Federation of America (CFA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
12:30 PM
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BlackRock
III. Business Conduct Standards w/ Counterparties

08/30/2011
11:30 AM
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American Benefits Council (ABC)

The Committee on the Investment of Employee Benefit Assets (CIEBA)
III. Business Conduct Standards w/ Counterparties

08/30/2011
10:50 AM
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Senator Carl Levin
III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

08/29/2011
7:30 PM
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Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)
III. Business Conduct Standards w/ Counterparties

08/08/2011
11:00 AM
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Regions Bank

Fifth Third Bank

M&T Bank

Nossaman Law Firm
II. Definitions

08/02/2011
10:00 AM
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Chicago Mercantile Exchange
XII. DCM Core Principles

XXVI. Position Limits

07/22/2011
3:00 PM
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National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell Barron
XI. End-user Exception

07/22/2011
1:00 PM
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Commodity Markets Coalition
XXVI. Position Limits

07/21/2011
1:30 PM
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Futures Industry Association (FIA)
XXIX. Alternatives to Credit Ratings

07/20/2011
1:00 PM
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Equinox Fund Management, LLC

Dechert LLP
XXVII. Investment Adviser Reporting

07/19/2011
10:00 AM
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AQR Capital Management
XXVII. Investment Adviser Reporting

07/18/2011
2:00 PM
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European Bank for Reconstruction and Development (EBRD)
XXI. Joint Rules w/ SEC

07/07/2011
10:30 AM
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UBS AG

UBS Americas LLC

UBS Securities LLC
V. Capital & Margin

07/06/2011
10:00 AM
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American Securitzation Forum (ASF)

Credit Suisse Securities USA LLC (Credit Suisse)

Dewey & LeBoeuf LLP (Dewey & LeBoeuf)

RBC Capital Markets (RBCCM)
V. Capital & Margin

06/28/2011
10:00 AM
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Ford Motor Company (Ford)
V. Capital & Margin

06/22/2011
9:30 AM
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BG Americas & Global LNG (BG Americas)

Alpine Group

Hunton & Williams
II. Definitions

XVII. Data Recordkeeping

XXI. Joint Rules w/ SEC

06/17/2011
9:00 AM
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FIX

ISDA

BofA

Department of Treasury

FDIC
XVII. Data Recordkeeping

06/14/2011
12:00 PM
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Ogilvy Government Relations and the National Bank of Canada
XXVI. Position Limits

06/08/2011
10:30 AM
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JM Smucker Co.

GS1

Financial InterGroup
XVII. Data Recordkeeping

06/07/2011
4:00 PM
More Info
Presentation on TriReduce and TriResolve.
XVII. Data Recordkeeping

06/06/2011
8:00 PM
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American Benefits Counsel (ABC)

Davis Harman
III. Business Conduct Standards w/ Counterparties

05/26/2011
11:00 AM
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FXAll
XIII. SEF Registration

05/20/2011
1:00 PM
More Info
Chatham Financial (Chatham) 

Susquehanna Bancshares, Inc. (Susquehanna)
II. Definitions

XI. End-user Exception

05/20/2011
9:00 AM
More Info
Gibson Dunn

Chatham Financial
V. Capital & Margin

05/19/2011
2:00 PM
More Info
Javelin
IV. Business Conduct Standards – Internal

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

05/18/2011
10:00 AM
More Info
JWG
XVII. Data Recordkeeping

05/17/2011
3:00 PM
More Info
IV. Business Conduct Standards – Internal

05/11/2011
2:00 PM
More Info
Gavilon LLC

Delta Strategy Group
II. Definitions

XIX. Agricultural Swaps

05/09/2011
5:30 PM
More Info
FpML
XVII. Data Recordkeeping

05/09/2011
3:00 PM
More Info
Nodal Exchange
General

05/04/2011
2:00 PM
More Info
The Prudential Insurance Company of America (Prudential)

Sullivan & Cromwell (S&C)

U.S. Securities and Exchange Commission (SEC)
II. Definitions

XI. End-user Exception

05/02/2011
1:00 PM
More Info
Farr Financial
XXIX. Alternatives to Credit Ratings

04/28/2011
2:00 PM
More Info
Conoco Phillips

Hess

Shell Trading

Constellation

Vitol Inc.

Luminant

AGL Resources

BP

NextEra Energy

DTE Energy

Hunton
II. Definitions

04/27/2011
11:00 AM
More Info
SEC

Treasury

GS1

Financial InterGroup Holdings
XVII. Data Recordkeeping

04/26/2011
10:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
VII. DCO Core Principles

04/26/2011
10:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
XXVI. Position Limits

04/22/2011
9:30 AM
More Info
Riverside Risk Advisors
II. Definitions

V. Capital & Margin

XI. End-user Exception

04/21/2011
4:00 PM
More Info
ISDA
XVII. Data Recordkeeping

04/21/2011
4:00 PM
More Info
Securities and Exchange Commission ("SEC")

International Swaps and Derivatives Association ("ISDA")
XVIII. Real Time Reporting

04/19/2011
10:00 AM
More Info
National Council of Farmer Coops
II. Definitions

General

04/18/2011
11:00 AM
More Info
National Introducing Broker Association (NIBA)
XXVI. Position Limits

04/15/2011
1:00 PM
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Blue Mountain Capital Management LLC (Blue Mountain)

Citadel, Delta Strategy Group (Delta)

D.E. Shaw Group (D.E. Shaw)

DRW Trading Group (DRW)

Tudor Investment Corporation (Tudor)
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

04/15/2011
11:30 AM
More Info
Goldman Sachs Bank USA
I. Registration

II. Definitions

04/14/2011
3:00 PM
More Info
SIFMA
XXVIII. Volcker Rule

04/12/2011
4:00 PM
More Info
BlackRock
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

IX. Governance & Possible Limits

04/11/2011
10:00 AM
More Info
Institute of International Bankers

Davis Polk & Wardwell

Clearly Gottlieb
II. Definitions

04/08/2011
4:00 PM
More Info
Rabobank

Davis Polk
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

General

04/07/2011
10:30 AM
More Info
MFX Solutions, Inc. (MFX)
II. Definitions

04/04/2011
3:00 PM
More Info
SVB Financial Group
XXVIII. Volcker Rule

03/23/2011
4:30 PM
More Info
Next Era Energy Power Marketing, LLC

Next Era Energy Resources, LLC

Delta Strategy Group

Cadwalader, Wickersham & Taft LLP
II. Definitions

03/21/2011
2:00 PM
More Info
Northland Energy Trading LLC

Sutherland
II. Definitions

03/14/2011
5:00 PM
More Info
Futures Industry Association (FIA)
VII. DCO Core Principles

X. Systemically Important DCO Rules

03/14/2011
4:30 PM
More Info
SIFMA

J.P. Morgan

Bank of America

Davis Polk

Societe Generale

Wells Fargo

Credit Suisse

Morgan Stanley

Goldman Sachs

BNY Mellon

State Street
XXVIII. Volcker Rule

03/10/2011
3:00 PM
More Info
See attached list.
V. Capital & Margin

General

02/23/2011
11:30 AM
More Info
Getco LLC (Getco)
IX. Governance & Possible Limits

02/22/2011
2:00 PM
More Info
Federated Investors, Inc.

Arnold & Porter, LLP
XXIX. Alternatives to Credit Ratings

02/17/2011
2:00 PM
More Info
Loan Syndications and Trading Association (LSTA)

Wilmer Hale

Richards Kibbe & Orbe

Nappi & Hoppe
XXI. Joint Rules w/ SEC

02/16/2011
2:00 PM
More Info
Kraft Foods

Russell & Barron

Sutherland Asbill & Brennan LLP
II. Definitions

XI. End-user Exception

02/11/2011
12:00 PM
More Info
Noble Energy (Noble)

Venable LLP (Venable)
V. Capital & Margin

02/09/2011
3:55 PM
More Info
Skadden
III. Business Conduct Standards w/ Counterparties

02/09/2011
10:15 AM
More Info
Better Markets, Inc. (Better Markets)
XI. End-user Exception

02/08/2011
1:00 PM
More Info
ELX
IX. Governance & Possible Limits

02/08/2011
1:00 PM
More Info
ICE Clear U.S.
VII. DCO Core Principles

02/04/2011
4:30 PM
More Info
Citadel Group
VII. DCO Core Principles

02/02/2011
8:30 AM
More Info
American Public Power Association

National Rural Electric Association

New York Power Authority

Large Public Power Association

ACES Power Marketing

National Rural Electric Cooperative Association

Schiff Hardin
XVII. Data Recordkeeping

01/28/2011
9:00 AM
More Info
Public roundtable
XVII. Data Recordkeeping

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

01/18/2011
9:00 AM
More Info
Barclays Capital
IV. Business Conduct Standards – Internal

01/14/2011
2:00 PM
More Info
Sullivan and Cromwell, LLP
I. Registration

II. Definitions

01/14/2011
10:00 AM
More Info
Barclays Bank plc

BNP Paribas S.A.

Deutsche Bank AG

Societe Generale

The Royal Bank of Scotland Group plc

UBS AG

The Royal Bank of Canada

Davis, Polk, and Wardwell, LLP
I. Registration

II. Definitions

IV. Business Conduct Standards – Internal

01/13/2011
2:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRUCFC)

Russell Barron

Hogan Lovells
II. Definitions

XI. End-user Exception

01/12/2011
10:30 AM
More Info
National Association of Regulatory Utility Commissioners (NARUC)
II. Definitions

12/16/2010
12:00 PM
More Info
Ron Eliason (Individual)
II. Definitions

XIX. Agricultural Swaps

12/06/2010
6:00 PM
More Info
Blackbird Holdings, Inc. (Blackbird)
XIII. SEF Registration

11/30/2010
3:00 PM
More Info
BlackRock
XVII. Data Recordkeeping

11/23/2010
12:30 AM
More Info
Bank of America Merrill Lynch (BoA/ML)

Goldman Sachs (GS)

JP Morgan Chase (JP)
V. Capital & Margin

11/17/2010
2:00 PM
More Info
NASDAQ OMX
XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/16/2010
10:00 AM
More Info
State Street Corporation
VI. Segregation and Bankruptcy

11/15/2010
2:00 PM
More Info
Peabody Energy (Peabody)

K&L Gates LLP (K&L Gates)
II. Definitions

11/12/2010
11:00 AM
More Info
Evolution Markets

Hunton & Williams

JP Morgan Chase & Co.

Morgan Stanley

VanNess Feldman

The Melby Group
General

11/12/2010
10:30 AM
More Info
Apache Corporation (Apache)

Bracewell and Giuliani (Bracewell)

Competitive Power Ventures, Inc (Competitive Power)

El Paso Corporation (El Paso)

Iberdrola Renewables, Inc. (Iberdorola)

Markwest Energy Partners, L.P. (Markwest)

Noble Energy, Inc. (Noble)

Shell Energy North America (Shell)
V. Capital & Margin

XI. End-user Exception

11/08/2010
1:00 PM
More Info
Tudor Investment Corporation

Sullivan & Cromwell LLP
II. Definitions

11/08/2010
11:00 AM
More Info
Prudential Global Funding (Prudential Global)

Genworth Financial (Genworth)

Prudential Financial (Prudential)

Genworth Financial (Genworth)

John Hancock Financial Services Inc. (John Hancock)

MetLife (MetLife)

American Council of Life Insurers (ACLI)

Lincoln Financial Group (Lincoln)

The Northwestern Mutual Life Insurance Co. (Northwestern Mutual)
II. Definitions

XXI. Joint Rules w/ SEC

11/03/2010
9:00 AM
More Info
DTCC Derivatives Repository Ltd, DTCC Warehouse Trust Company, Regis-TR, TriOptima, Xtrakter Limited
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

11/02/2010
9:00 AM
More Info
CME, Eurex, ICE Clear Europe, ICE Trust US, International Derivatives Clearing Group, Japan Securities Clearing Corporation, LCH.Clearnet Ltd/SwapClear, LCH.Clearnet SA, SGX Asiaclear
VI. Segregation and Bankruptcy

VII. DCO Core Principles

10/27/2010
3:30 PM
More Info
The Options Clearing Corporation
IX. Governance & Possible Limits

10/26/2010
4:00 PM
More Info
CME Group (CME)

Delta Strategy Group (DSG)

Skadden, Arps, Slate, Meagher & Flom LLP (S)
XII. DCM Core Principles

10/25/2010
3:00 PM
More Info
Hess Energy

Hess Energy Trading Company LLC (HETCO)

Delta Strategy Group
II. Definitions

10/25/2010
1:00 PM
More Info
Edison Electric Institute (EEI)

American Electric Power (AEP)

Exelon

Florida Power and Light Company (FPL)

NextEra Energy (NextEra)
V. Capital & Margin

XI. End-user Exception

10/21/2010
1:00 PM
More Info
NextEra Energy Resources

Delta Strategy Group
II. Definitions

XI. End-user Exception

10/20/2010
2:30 PM
More Info
CIEBA

American Benefits Counsel

GM Asset Management

Boeing

NISA Investment Advisors

Winston & Strawn LLP

Skadden, Arps, Slate, Meagher & Flom LLP
XVIII. Real Time Reporting

10/19/2010
1:00 PM
More Info
BlackRock (BR)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/14/2010
11:30 AM
More Info
Morgan Stanley
III. Business Conduct Standards w/ Counterparties

10/13/2010
2:30 PM
More Info
Financial Services Forum
V. Capital & Margin

XIII. SEF Registration

10/12/2010
2:00 PM
More Info
Fidelity

ING

JPMorgan

Fidelity Investments

McDermott

SEC

Stable Value Investment Association
II. Definitions

10/08/2010
1:00 PM
More Info
CLS Bank (CLS)
II. Definitions

XXI. Joint Rules w/ SEC

10/07/2010
10:00 AM
More Info
Morgan Stanley
XXVI. Position Limits

10/06/2010
2:30 PM
More Info
Bank of America

Sullivan & Cromwell
II. Definitions

10/06/2010
1:00 PM
More Info
Javelin (J)

Venable LLP (V)
XIII. SEF Registration

10/05/2010
9:30 AM
More Info
Bloomberg (B)

Williams & Jensen, PLLC (WJ)
XIII. SEF Registration

10/04/2010
12:00 PM
More Info
Morgan Stanley
II. Definitions

09/30/2010
2:00 PM
More Info
Commodity Markets Council

Louis Dreyfus

Gavilon
II. Definitions

09/29/2010
1:00 PM
More Info
Natural Gas Supply Association
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XI. End-user Exception

XXVI. Position Limits

09/28/2010
1:30 PM
More Info
MarkitSERV

Depository Trust & Clearing Corporation (DTCC)

Winston & Strawn
XVIII. Real Time Reporting

09/28/2010
11:30 AM
More Info
Black Rock

 Vanguard

 Chicago Mercantile Exchange

 London Clearinghouse

 Barclays Capital

 JP Morgan

 Morgan Stanley

 BNY Mellon
VI. Segregation and Bankruptcy

09/28/2010
11:00 AM
More Info
The Goldman Sachs Group, Inc. (GS)

Winston & Strawn LLP (WS)
XIII. SEF Registration

09/28/2010
11:00 AM
More Info
Coalition for Derivatives End-Users

US Chamber of Commerce

National Association of Manufacturers

American Petroleum Institute

National Association of Real Estate Investment Trusts

Chatham Financial

Conoco Phillips

Occidental

Ford Motor Co

Forest City Enterprises

Walt Disney

GE

Gibson Dunn
II. Definitions

09/23/2010
11:00 AM
More Info
BlackRock
VI. Segregation and Bankruptcy

09/22/2010
11:00 AM
More Info
Assured Gauranty

Patton Boggs

Davis Polk
II. Definitions

09/21/2010
2:00 PM
More Info
Goldman Sachs
VII. DCO Core Principles

IX. Governance & Possible Limits

X. Systemically Important DCO Rules

09/20/2010
11:30 AM
More Info
Goldman Sachs
XVIII. Real Time Reporting

09/20/2010
10:00 AM
More Info
Goldman Sachs
XXVI. Position Limits

09/17/2010
1:00 PM
More Info
American Benefits Council

General Dynamics

GM Asset Management

NISA Investment Advisors LLC

CIEBA

Davis & Harman LLP

Skadden
II. Definitions

III. Business Conduct Standards w/ Counterparties

IX. Governance & Possible Limits

XI. End-user Exception

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

09/16/2010
9:30 AM
More Info
International Swaps and Derivatives Association's Regional Conference
II. Definitions

V. Capital & Margin

VIII. Process for Review of Swaps

XIII. SEF Registration

09/15/2010
2:00 PM
More Info
Futures Industry Association
VI. Segregation and Bankruptcy

09/15/2010
1:00 PM
More Info
Shiff Hardin

The Energy Authority

National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)

ACES Power Marketing

American Public Gas Association (APGA)
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXVI. Position Limits

09/15/2010
12:30 PM
More Info
Morgan Stanley
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

09/14/2010
4:00 PM
More Info
Air Transport Association (ATA)

Delta Air Lines
XXVI. Position Limits

09/14/2010
1:00 PM
More Info
CHS, Inc.,

Dairy Farmers of America (DFA),

Growmark/ Agrivisor,

LandO'Lakes,

National Council of Farmer Cooperatives (NCFC)
II. Definitions

V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

09/14/2010
10:00 AM
More Info
National Council of Farmer Cooperatives

Land O'Lakes

Growmark

Dairy Farmers of America

CHS, Inc.
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

09/01/2010
11:30 AM
More Info
National Futures Association (NFA)

U.S. Securities and Exchange Commission (SEC)
XXVII. Investment Adviser Reporting

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions