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External Meetings

Date
MEETING WITH
REGARDING RULEMAKING
05/15/2013
12:00 AM
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Javelin
XIII. SEF Registration

05/14/2013
1:00 PM
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Investment Company Institute
General

05/14/2013
12:00 AM
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Javelin
XIII. SEF Registration

05/13/2013
2:00 PM
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American Securitization Forum (ASF)

Latham & Watkins

Credit Suisse Securities

BMO Capital Markets

RBC

Honda
Clearing Requirement

05/10/2013
1:30 PM
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WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
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Delta Strategies
XIII. SEF Registration

05/10/2013
12:00 AM
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WMBAA
XIII. SEF Registration

05/09/2013
2:00 PM
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Topics of discussion: clearing requirements; SEFs
XIII. SEF Registration

05/09/2013
12:00 AM
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Javelin
XIII. SEF Registration

05/09/2013
12:00 AM
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Better Markets
XIII. SEF Registration

05/07/2013
12:00 AM
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XIII. SEF Registration

05/03/2013
11:30 AM
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FMC Corporation
Clearing Requirement

General

05/01/2013
12:00 PM
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BlackRock
III. Business Conduct Standards w/ Counterparties

General

05/01/2013
11:00 AM
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BlackRock
XIII. SEF Registration

General

04/30/2013
5:00 PM
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Barclays
Cross-Border

General

04/26/2013
3:00 PM
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American Farm Bureau Federation
VI. Segregation and Bankruptcy

General

04/24/2013
5:00 PM
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State Street
XIII. SEF Registration

04/24/2013
3:30 PM
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State Street
XX. Foreign Exchange

General

04/24/2013
3:00 PM
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LCH
General

04/24/2013
2:30 PM
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SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

General

04/24/2013
11:00 AM
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Fidelity

MFS Investment Management

SIFMA

SIFMS Assest Management Group

BlackRock

Vanguard

Ameriprise

AllianceBernstein

Goldman Sachs Assest Management
Cross-Border

04/24/2013
10:00 AM
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Javelin
XIII. SEF Registration

04/19/2013
10:45 AM
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State Street
III. Business Conduct Standards w/ Counterparties

General

04/18/2013
11:00 AM
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American Public Power Association (APPA)
General

04/17/2013
12:30 PM
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Futures Industry Association (FIA)

National Futures Association (NFA)

Bank of America Merrill Lynch

Barclays

BlackRock

BMO Harris

BNY Mellon

Brown Brothers

CitiGroup

CME Group

Credit Suisse

JP Morgan

Mizuho

State Street
General

04/15/2013
4:00 PM
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Citigroup

Cleary
Cross-Border

04/15/2013
1:00 PM
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IIB
Cross-Border

General

See Also:

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