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External Meetings

Date
MEETING WITH
REGARDING RULEMAKING
05/12/2015
2:00 PM
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none, individual citizens
V. Capital & Margin

05/08/2015
10:30 AM
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Morgan Stanley
V. Capital & Margin

04/28/2015
3:00 PM
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Copperwood Asset Management LP (Copperwood), Vectra Capital LLC (Vectra)
XXVI. Position Limits

04/28/2015
1:00 PM
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XXVI. Position Limits

04/21/2015
2:00 PM
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Structured Finance Industry Group (SFIG)
V. Capital & Margin

04/15/2015
3:00 PM
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Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
Position Limits for Derivatives

04/15/2015
2:30 PM
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Commercial Energy Working Group, Shell, ConocoPhillips, Vitol Inc.,  Sutherland Asbill & Brennan
XXVI. Position Limits

04/14/2015
2:00 PM
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State Street, The Bank of New York Mellon, Northern Trust
V. Capital & Margin

04/08/2015
4:00 PM
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Nomura
V. Capital & Margin

04/08/2015
11:30 AM
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Nodal Exchange and Nodal Clear (Nodal)
XXXI. Conforming Amendments

04/01/2015
4:30 PM
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Cargill, Inc. (Cargill)
XXVI. Position Limits

XXXI. Conforming Amendments

03/31/2015
2:00 PM
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Investment Company Institute (ICI)
V. Capital & Margin

03/24/2015
2:00 PM
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Securities Industry and Financial Markets Association - Asset Management Group
V. Capital & Margin

03/19/2015
2:45 PM
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Edison Electric Institute (EEI)
II. Definitions

03/17/2015
8:10 AM
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Perdue AgriBusiness, The Andersons Inc., Nidera US LLC, Advance Trading Inc.,  ABN AMRO Chicago Clearing LLC, Grain Service Corp., Cargill Inc., The Linn Group, INTL FCStone, The Scoular Co., CGB Enterprises Inc., Bunge North America Inc., Archer Daniels Midland Co., Lansing Trade Group
XXVI. Position Limits

03/16/2015
2:00 PM
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Citadel LLC (Citadel), Convexity Capital Management (Convexity),  Tudor Investment Corporation (Tudor Investment), King Street Capital Management, L.P., Moore Capital Management, LP (Moore Capital),  Millennium Management LLC (Millennium Management), the D.E. Shaw Group, Delta Strategy Group,  Managed Funds Association (MFA)
V. Capital & Margin

XXXI. Conforming Amendments

03/12/2015
3:15 PM
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The Vanguard Group (Vanguard), Goldman Sachs Asset Management (Goldman Sachs), Russell Investments (Russell), Fidelity Investments (Fidelity),  SIFMA Asset Management Group (SIFMA AMG)
V. Capital & Margin

03/10/2015
12:15 PM
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Koch Industries (Koch)
XXXI. Conforming Amendments

03/06/2015
2:30 PM
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The Vanguard Group (Vanguard), T. Rowe Price Group, Inc. (TROW), Harbor Capital Advisors, Inc.,  Investment Company Institute (ICI)
V. Capital & Margin

03/06/2015
10:00 AM
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Edison Electric Institute (EEI), American Public Power Association (APPA)
II. Definitions

02/25/2015
3:30 PM
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Southern Company
II. Definitions

XXVI. Position Limits

02/20/2015
11:00 AM
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Securities Industry and Financial Markets Association (SIFMA)
V. Capital & Margin

02/06/2015
11:00 AM
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Electric Edison Institute, American Gas Association, National Rural Electric Cooperative Association, American Public Power Association
General

02/03/2015
2:00 PM
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Global Pension Coalition
V. Capital & Margin

01/08/2015
2:00 PM
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American Council of Life Insurers (ACLI)
V. Capital & Margin

01/08/2015
10:30 AM
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Voitrax Corporation, LLC, Winning Strategies Washington
XXXI. Conforming Amendments

05/15/2014
3:00 PM
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Intercontinental Exchange

Noble Americas Corp.

Louis Dreyfus Commodities

Cargill
Position Limits for Derivatives

09/27/2013
10:00 AM
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Futures Industry Association (FIA)
General

09/25/2013
12:00 AM
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The Commercial Energy Working Group (CEWG)

Hess Corporation

NextEra Energy Resources

Vitol Inc.

Shell Trading (US) Company

Sutherland Asbill & Brennan LLP
XXVI. Position Limits

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