Swap Data Repository Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC A new fee schedule for DDR is scheduled to be effective on January 1, 2024. 12/14/2023 Certified 12/29/2023 3
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/27/2017 Certified 11/13/2017 1
DTCC DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. 12/15/2016 Certified 12/30/2016 1
DTCC Revisions to DDR's internal procedures. 11/24/2020 Certified 12/09/2020 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 11/17/2022 Certified 12/02/2022 3
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. 12/16/2021 Certified 01/03/2022 4
DTCC DDR P&P Rule Filing - DDR Compliance Manual 05/09/2024 Certified 05/23/2024 1
DTCC Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 08/13/2014 Certified 08/27/2014 8
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/03/2017 Withdrawn 10/11/2017 1
DTCC DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove 11/17/2022 Certified 12/02/2022 1
ICE SDR Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule 12/20/2016 Certified 01/05/2017 11
DTCC DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. 10/05/2017 Certified 10/20/2017 1
ICE SDR Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. 06/21/2013 Certified 06/27/2013 1
DTCC DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. 03/22/2024 Certified 04/05/2024 1
DTCC Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. 06/21/2013 Certified 07/29/2014 1
ICE SDR Fee Schedule Updates 01/12/2018 Certified 01/29/2018 4
DTCC A new fee schedule for DDR is scheduled to be effective on May 1, 2022. 04/14/2022 Certified 04/27/2022 3
ICE SDR Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. 08/21/2013 Certified 07/29/2014 1
BSDR Amendment to Rulebook of BSDR LLC 02/22/2017 Certified 03/09/2017 1
DTCC Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy 11/10/2017 Certified 11/27/2017 1
DTCC Amendments to DTCC Data Repository LLC Annex I to the User Agreement 06/27/2014 Certified 07/29/2014 0
ICE SDR ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 11/13/2014 Certified 11/28/2014 3
DTCC DDR Financial Resources Procedures updates 07/27/2021 Certified 08/10/2021 1
DTCC Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. 09/19/2014 Certified 10/03/2014 3
KOR Update of KOR SDR Fee Schedule 10/07/2022 Certified 10/24/2022 1
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 11/09/2018 Certified 11/26/2018 1
ICE SDR Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. 04/30/2013 Withdrawn 05/13/2013 1
DTCC Amendments to the DDR Rulebook to correct notice provisions. 02/11/2015 Certified 02/25/2015 4
DTCC DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. 05/01/2018 Certified 05/15/2018 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 05/07/2015 Certified 05/21/2015 1
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 04/04/2024 Certified 04/18/2024 3
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 09/07/2021 Certified 09/21/2021 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 12/22/2023 Certified 01/09/2024 3
ICE SDR Updating Rulebook Section 4.7 relating to verification of single-sided trade data 07/22/2016 Certified 08/05/2016 5
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 06/14/2019 Certified 06/28/2019 1
ICE SDR Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". 05/07/2013 Withdrawn 05/14/2013 1
CMESDR Acceptance of Swap Data Submissions for the Equity Asset Class 06/14/2019 Certified 06/28/2019 1
DTCC Revisions to DDR's internal policies and procedures. 11/29/2018 Certified 12/13/2018 2
DTCC A new fee schedule for DDR is scheduled to be effective on July 1, 2020. 06/15/2020 Certified 06/30/2020 3
ICE SDR Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" 05/14/2013 Certified 05/30/2013 1
DTCC Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. 02/17/2015 Certified 03/03/2015 4
DTCC DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. 10/24/2018 Certified 11/07/2018 3
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. 04/10/2019 Certified 04/24/2019 4
DTCC Revisions to DDR's internal Policies and Procedures 08/11/2023 Certified 08/25/2023 1
BSDR Modifications to fees charged by BSDR LLC 02/19/2015 Certified 03/05/2015 1
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 07/13/2017 Certified 07/27/2017 3
DTCC Revisions to DDR's internal procedures. 05/12/2021 Certified 05/26/2021 1
DTCC DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. 03/15/2016 Certified 03/29/2016 1
ICE SDR ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. 07/14/2017 Certified 07/28/2017 6