Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Aleksandar Nikoloski v. Oanda Corporation PDF Image
CFTC Docket No. 26-R030
Nathan Ruark v. AMP Global Clearing LLC PDF Image
CFTC Docket No. 26-R032
Brent White v. Robinhood Derivatives, LLC PDF Image
CFTC Docket No. 26-R007
Bilel Dekhili v. Robinhood Derivatives, LLC PDF Image
CFTC Docket No. 26-R042
Gang Zhou v. Interactive Brokers, LLC PDF Image
CFTC Docket No. 25-R022
AMA Real Estate and Financial Services, LLC v. NinjaTrader Clearing, LLC PDF Image
CFTC Docket No. 25-R015
Edwin Egbobawaye v. Ironbeam, Inc. PDF Image
CFTC Docket No. 24-R002
LSM Companies, LLC v. Thinkorswim PDF Image
CFTC Docket No. 26-R005
Xueyang Shan v. Gain Capital Group, LLC PDF Image
CFTC Docket No. 25-R006
Fintech Investment Group and Alan Friedland PDF Image
CFTC Docket No. SD 22-01