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Interpretative Letters

Interpretative Letters
13-27 PDF Image; Rule 1.73(a)(2)(iv); Interpretation
Interpretation of Commission Regulation 1.73(a)(2)(iv).
14-05 PDF Image; Section 5b(c)(2) of the CEA and Part 39 of CFTC Regulations; Interpretation
North American Derivatives Exchange, Inc. (Nadex) requested interpretative guidance concerning certain provisions of the Commission’s Part 39 regulations applicable to derivatives clearing organizations due to the unique nature of Nadex’s business model.
14-40 PDF Image; Regulation 1.16; Interpretation
Interpretation with respect to certain auditor independence requirements under Commission Regulation 1.16.
14-110 PDF Image; Regulation 30.7; Interpretation
Interpretation of certain aspects of Regulation 30.7.

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