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Breakout of Budget Estimate


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Breakout of $216.0 Million Budget Estimate by Program


Breakout of $216.0 Million Budget Estimate by Program Activity
($ in thousands)
Program Activity FY 2009 FY 2010 FY 2011 FY 2011
Actual FTE Estimated
Actual		 FTE Current
Services		 FTE Budget
Request		 FTE
Market Oversight $30,823 107 $35,121 139 $40,258 139 $47,736 168
Clearing & Intermediary Oversight $22,290 77 $29,105 113 $33,315 113 $34,474 120
Chief Economist $2,927 10 $3,538 13 $4,034 13 $5,115 17
Enforcement $36,168 121 $43,248 161 $49,357 161 $59,620 200
Proceedings $3,220 11 $2,289 10 $2,644 10 $2,860 11
General Counsel $10,539 36 $12,829 47 $14,624 47 $14,242 47
International Affairs $2,049 7 $2,380 9 $2,878 9 $2,946 10
Agency Direction $9,369 32 $9,255 35 $10,414 35 $13,846 47
Administrative Management & Support $28,398 97 $31,035 123 $35,557 123 $35,161 125
Total $145,783 498 $168,800 650 $193,081 650 $216,000 745
Breakout of $216.0 Million Budget Estimate by Program Activity
Program Activity Percentage
Market Oversight 22%
Clearing & Intermediary Oversight 16%
Chief Economist 2%
Enforcement 28%
Proceedings 1%
General Counsel 7%
International Affairs 1%
Agency Direction 7%
Administrative Management & Support 16%

Breakout of $216.0 Million Budget Estimate by Object Class


Breakout of $216.0 Million Budget Estimate by Object Class
($ in thousands)
Object Class FY 2009
Actual		 FY 2010
Estimated
Actual		 FY 2011
Budget
Request1
11.1-11.5 Personnel Compensation $66,601 $92,438 $113,642
11.8 Special Personal Services Payments 0 25 25
11.9 Subtotal, Personnel Compensation 66,601 92,463 113,667
12.1 Personnel Benefits: Civilian 17,093 24,625 30,563
13.0 Benefits for Former Personnel 9 9 52
21.0 Travel & Transportation of Persons 2,029 2,344 2,899
22.0 Transportation of Things 81 100 100
23.2 Rental Payments to Others 13,077 13,149 18,257
23.3 Communications, Utilities & Miscellaneous Charges 3,676 4,103 3,768
24.0 Printing and Reproduction 340 464 457
25.0 Other Services2 23,153 26,892 36,702
26.0 Supplies and Materials 1,023 1,137 1,196
31.0 Equipment 12,916 3,131 6,584
32.0 Building/Fixed Equipment 5,785 383 1,755
42.0 Claims/Indemnities 0 0 0
99.0 Subtotal, Direct Obligations 145,783 168,800 216,000
99.0 Reimbursable 126 175 175
99.0 Total Obligations $145,909 $168,975 $216,175
1 Current Authorization. (back to text)
2 Includes costs for Enforcement investigations, information technology modernizations, operations & maintenance, and advisory & assistance services. (back to text)
Breakout of $216.0 Million Budget Estimate by Object Class
Object Class Percentage
Compensation and Benefits 67%
Travel and Transportation 1%
Space Rental 8%
Communication and Utilities 2%
All Other 17%
Supplies and Printing 1%
Equipment 4%

Crosswalk from FY 2010 to FY 2011


Crosswalk from FY 2010 to FY 2011
($ in thousands)
  FY 2010
Budget		 FY 2011
Request		 Change
Budget Authority ($000) $168,800 $216,000 $47,200
Full-Time Equivalents (FTEs) 650 745 95
 
Explanation of Change FTEs Dollars
Current Services Increases: (Adjustments to FY 2010 Base)    
To provide for the following changes in personnel compensation:    
Estimated July 2011 5.5% merit based pay adjustment   1,206
Estimated July 2010 5.5% merit based pay adjustment (annualization of)   3,868
To provide for increase in incentive awards   47
To provide pay parity with FIRREA agencies in accordance with FSRIA 2002    
Compensation (Classification Review)   241
Benefits (Classification Review)   64
To provide for increased costs of personnel benefits   1,654
To provide for the following changes in non-personnel costs:   17,198
Travel/Transportation ($43)    
Space Rental/Communications/Utilities ($4,771)    
Supplies/Printing ($14)    
All Services ($7,545)    
Equipment ($3,453)    
Building/Fixed Equipment ($1,372)    
Program Increase: (Adjustments to FY 2011 Current Services)    
To provide for salaries and expenses for 95 additional FTEs +95 21,172
To provide for program increases   1,750
Total Increases +95 $47,200

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Last Updated: March 19, 2010