CFTC Federal Register Announcements

SECTION A

Proposed CFTC rules and other announcements requesting comments, including Exchange new contract applications and major rule amendments, posted for six weeks following either the close of the comment period or date of action, with comment file number and closing date.

SECTION B

Final rules, orders, and similar announcements not requesting comments, posted for six weeks following publication, with effective date.

SECTION C

Sunshine Act announcements, posted for four weeks following publication.

SECTION D

CFTC Privacy Act Systems of Records, most recent compilation.


======================== SECTION A ========================


62 FR 67841 (December 30, 1997)

Concept Release on the Denomination of Customer Funds and the Location of Depositories

Comment file 97--041, closing date 03/02/1998


62 FR 67630 (December 29, 1997)

Application of the NYFE for Designation as a Contract Market in Futures on the NYSE Small Composite Index

Comment file 97--040, closing date 01/08/1998, see also 63 FR 924 (January 07, 1998)


62 FR 67630 (December 29, 1997)

Applications of the CME for Designation as a Contract Market in Futures and Options on Frozen Pork Bellies

Comment file 97--039, closing date 01/28/1998


62 FR 66569 (December 19, 1997)

17 CFR Parts 1 and 33 Proposed Rulemaking Permitting Futures-Style Margining of Commodity Options

Comment file 97--038, closing date 02/02/1998, extended to 03/03/1998, see also 63 FR 6112 (February 06, 1998), 63 FR 32726 (June 16, 1998)


62 FR 63532 (December 01, 1997)

Proposed Amendments to Minneapolis Grain Exchange Durum Wheat Futures Contract and an Application for Designation as a Contract Market in Durum Wheat Futures Options

Comment file 97--035, closing date 12/16/1997


62 FR 63529 (December 01, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Draft Proposed Revisions to Delivery Specifications

Comment file 97--034, closing date 01/15/1998, see also 61 FR 67998 (December 26, 1996), 62 FR 12156 (March 14, 1997), 62 FR 14673 (March 27, 1997), 62 FR 19992 (April 24, 1997), 62 FR 29107 (May 29, 1997)62 FR 49474 (September 22, 1997), and 62 FR 51087 (September 30, 1997


62 FR 62566 (November 24, 1997)

Application of FutureCom, LTD. as a Contract Market in Live Cattle Futures and Options

Comment file 97--033, closing date 12/24/1997, extended to 01/26/1998, see also 63 FR 1959 (January 13, 1998)


62 FR 62291 (November 21, 1997)

Coffee, Sugar & Cocoa Exchange: Proposed Amendments to the Nonfat Dry Milk Futures Contract to Change the Contract From Physical Delivery to Cash Settlement

Comment file 97--032, closing date 12/08/1997


62 FR 60066 (November 6, 1997)

Chicago Mercantile Exchange Proposed Amendments to the Termination of Trading Provision for Expiring E-Mini Standard & Poor's 500 Stock Price Index Futures and Futures Option Contracts

Comment file 97--031, closing date 11/21/1997


62 FR 60067 (November 6, 1997)

Proposed Amendments to Minneapolis Grain Exchange Barley Futures Contract

Comment file 97--030, closing date 11/21/1997


62 FR 59660 (November 4, 1997)

Application of the Chicago Board of Trade for Designation as a Contract Market in PCS Catastrophe Single-Event Insurance Options for the Entire U.S. (National) Plus Eight Regional and State-Based Contracts Covering the Northeast, West, California, Texas, East, Southeast, Midwest, and Florida

Comment File 97--029, closing date 11/19/1997


62 FR 59624 (November 4, 1997)

17 CFR Parts 3, 32, and 33 Trade Options on the Enumerated Agricultural Commodities

Comment File 97--028, closing date 12/04/1997, see also 63 FR 18821 (April 16, 1998)


62 FR 58360 (October 29, 1997)

17 CFR Ch. 1 Regulatory Flexibility Agenda


62 FR 56151 (October 29, 1997)

CBT Proposed Amendments to the Circuit Breaker Trading Halt Reopening Provision for the Dow Jones Industrial Average Futures

Comment File 97--027, closing date 11/28/1997


62 FR 51087 (September 30, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Proposed Disapproval of Exchange Listing for Trading of January 1999 Soybean Futures Contract and March 1999 Corn Futures Contract

Comment File 97--024, closing date 10/22/1997, see also 61 FR 67998 (December 26, 1996), 62 FR 12156 (March 14, 1997), 62 FR 14673 (March 27, 1997), 62 FR 19992 (April 24, 1997), 62 FR 29107 (May 29, 1997), and 62 FR 63529 (December 1, 1997)


62 FR 49670 (September 23, 1997)

Chicago Board of Trade Proposed Futures and Option Contrancts on the Dow Jones Utility Average Index and the Dow Jones Transportation Average Index

Comment File 97--025, closing date 10/23/1997


62 FR 49474 (September 22, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Proposed Order To Change and to Supplement Proposal

Comment File 97--024, closing date 10/22/1997, see also 61 FR 67998 (December 26, 1996), 62 FR 12156 (March 14, 1997), 62 FR 14673 (March 27, 1997), 62 FR 19992 (April 24, 1997), and 62 FR 29107 (May 29, 1997), and 62 FR 63529 (December 1, 1997)


62 FR 49499 (September 22, 1997)

Privacy Act of 1974: System of Records

Comment File 97--023, Closing date 10/22/1997


62 FR 48613 (September 16, 1997)

Strategic Plan

Comment File 97--022, closing date 10/16/1997


62 FR 47612 (September 10, 1997)

17 CFR Parts 1, 30, 33 and 190 Distribution of Risk Disclosure Statements by Futures Commission Merchants and Introducing Brokers

Comment File 97--021, closing date 11/10/1997, see also 63 FR 8566 (Feburary 20, 1998)


62 FR 43518 (August 14, 1997)

Applications of the NYMEX for Designation as a Contract Market in Futures and Options on the Hong Kong Stock Index

Comment File 97--020, closing date 08/29/1997, see also 61 FR 58864 (November 19, 1996)


62 FR 43517 (August 14, 1997)

Notice of Availability; Chicago Mercantile Exchange Proposed Amendments to the Standard & Poor's 500 Stock Price Index Futures and Futures Option Contracts and the E-Mini Standard and Poor's 500 Stock Price Index Futures and Options Contracts

Comment File 97--019, closing date 08/29/1997


62 FR 38521 (July 18, 1997)

Chicago Mercantile Exchange Proposed Futures and Options Contracts on Cheddar Cheese Blocks

Comment File 97--018, closing date 08/04/1997


62 FR 36499 (July 8, 1997)

Chicago Board of Trade Futures Contract in Wheat; Request for Public Comment on Delivery Point Specifications

Comment File 97--017, closing date 08/22/1997


62 FR 34693 (June 27, 1997)

Chicago Board of Trade Proposed Futures and Option Contracts on the Dow Jones Industrial Average Index

Comment File 97--016, closing date 07/14/1997


62 FR 33379 (June 19, 1997)

17 CFR Part 32 Public Meetings

Notice of public meetings 07/10/1997 in Bloomington, Illinois, and 07/16/1997 in Memphis, Tennessee, concerning lifing of prohibition on trade options on enumerated agricultural products, see also 62 FR 31375 (June 9, 1997)


62 FR 32082 (June 12, 1997)

Chicago Mercantile Exchange Proposed Futures and Option Contracts on the Mini Standard & Poor's 500 Stock Price Index

Comment File No. 97--015, closing date 06/27/1997


62 FR 31375 (June 9, 1997)

17 CFR Part 32 Trade Options on the Enumerated Agricultural Commodities

Comment File 97--014, closing date 06/24/1997, see also 62 FR 33379 (June 19, 1997)


62 FR 29107 (May 29, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended

Open Commission Meeting 06/12/1997, Comment File 97--008, closing date 06/16/1997, see also 61 FR 67998 (December 26, 1996), 62 FR 12156 (March 14, 1997), 62 FR 14673 (March 27, 1997), 62 FR 19992 (April 24, 1997), 62 FR 49474 (September 22, 1997), 62 FR 51087 (September 30, 1997, and 62 FR 63529 (December 1, 1997)


62 FR 25470 (May 09, 1997)

17 CFR Part 1 Bunched Orders and Account Identification

Comment File 97--013, closing date 06/09/1997, effective 06/09/1997


62 FR 20155 (April 25, 1997)

Applications of the Chicago Board of Trade for Designation as a Contract Market in Futures and Options on Medium Term Inflation Index U.S. Treasury Notes and Inflation Index U.S. Treasury Bonds

Comment File 97--012, closing date 05/12/1997


62 FR 22599 (April 25, 1997)

17 CFR Ch. 1 Regulatory Flexibility Agenda


62 FR 19992 (April 24, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must be Amended

Comment File 97--008, extension of comment period to 06/16/1997, see also 62 FR 12156 (March 14, 1997), 62 FR 14673 (March 27, 1997), 62 FR 29107 (May 29, 1997), 62 FR 49474 (September 22, 1997), 62 FR 51087 (September 30, 1997 and 62 FR 63529 (December 1, 1997)


62 FR 19530 (April 22, 1997)

17 CFR Part 190 Proposed Amendment to Part 190, Appendix B, to Govern the Distribution of Customer Property Related to Trading on the Proposed Chicago Board of Trade -- London International Financial Futures and Options Exchange Trading Link

Comment File 97--011, closing date 05/07/1997


62 FR 14673 (March 27, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended

Comment File 97--008, extension of comment period to 04/15/1997, see also 62 FR 12156 (March 14, 1997), 62 FR 19992 (April 24, 1997), 62 FR 29107 (May 29, 1997), and 62 FR 49474 (September 22, 1997)62 FR 51087 (September 30, 1997, and 62 FR 63529 (December 1, 1997)


62 FR 13564 (March 21, 1997)

17 CFT Part 1 Securities Representing Investment of Customer Funds Held in Segregated Accounts by Futures Commission Merchants

Comment File No. 97--010, closing date 04/21/1997, see also 62 FR 42398 (August 7, 1997)


62 FR 12606 (March 17, 1997)

Applications of the Chicago Board of Trade for Designation as a Contract Market in Futures and Options on Italian Govenment Bonds

Comment File No. 97--009, closing date 04/16/1997


62 FR 12156 (March 14, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended

Comment File No. 97--008, closing date 03/31/1997, extended to 06/16/1997, see also 61 FR 67998 December 26, 1996), 62 FR 14673 (March 27, 1997), 62 FR 19992 (April 24, 1997), 62 FR 29107 (May 29, 1997), 62 FR 49474 (September 22, 1997), 62 FR 51087 (September 30, 1997 and 62 FR 63529 (December 1, 1997)


62 FR 7438 (February 19, 1997)

Chicago Mercantile Exchange Application for Designation as Contract Markets for Futures and Options on the New Zealand Dollar

Comment File No. 97--007, closing date 03/21/1997


62 FR 6224 (February 11, 1997)

Applications of the Chicago Board of Trade as a Contract Market in Long Term Inflation-Indexed U.S. Treasury Note Futures and Options Contracts

Comment file No. 97--006, closing date 03/13/1997


62 FR 4985 (February 3, 1997)

Applications of the New York Cotton Exchange as a Contract Market in the U.S. Dollar - Singapore Dollar, U.S. Dollar - Indonesian Rupiah, U.S. Dollar - Maylaysian Ringgit and U.S. Dollar - Thai Baht Currency Futures and Option Contracts

Comment File No. 97--005, closing date 03/05/1997


62 FR 4730 (January 31, 1997)

Application of Futurecom as a Contract Market in Live Cattle Futures and Options

Comment File No. 97--004, closing date 03/03/1997


62 FR 3874 (January 27, 1997)

Applications of the Chicago Mercantile Exchange for Designation as a Contract Market in Futures and Options on South African Rand

Comment File No. 97--003, closing date 02/26/1997


62 FR 2657 (January 17, 1997)

Chicago Mercantile Exchange: Proposed Amendments Relating to the Delivery Specifications, Quality Standards and Quality Price Differentials, and Speculative Position Limit Specifications for the Live Cattle Futures Contract

Comment File No. 97--002, closing date 02/18/1997


61 FR 67998 (December 26, 1996)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must Be Amended


61 FR 66949 (December 19, 1996)

17 CFR Parts 145 and 147 Commission Records and Information: Open Commission Meetings

Comment File No. 96--050, closing date 02/18/1997, see also 64 FR 24 (January 4, 1999)


61 FR 66241 (December 17, 1996)

17 CFR Part 1 Proposed Rulemaking Concerning Contract Market Rule Review Procedures

Comment File No. 96--049, closing date 01/1/61997, extended to 01/31/1997, see also 62 FR 10427 (March 7, 1997)


61 FR 65940 (December 16, 1996)

17 CFR Part 4  Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Comment File 96--033, delay in effective date of interpretation, see also 61 FR 54731 (October 22, 1996), 61 FR 42146 (August 14, 1996)


61 FR 59386 (November 22, 1996)

17 CFR Parts 1 and 5 Revisred Procedures for Commission Review and Approval of applications for contract market Designation and of Exchange Rules Relating to Contract Terms and Conditions

Comment File 96--045, closing date 12/23/1996, see also 62 FR 10434 (March 7, 1997)


61 FR 58864 (November 19, 1996)

Applications of the New York Mercantile Exchange for Designation as a Contract Market in Futures and Options on the Hong Kong Stock Index

Comment File No. 96--043, closing date 12/19/1996, see also 62 FR 43518 (August 14, 1997)


61 FR 54731 (October 22, 1996)

17 CFR Part 4  Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Comment File 96--033, extension of comment period and effective date of interpretation, see also   61 FR 42146 (August 14, 1996), 61 FR 65940 (December 16, 1996)


61 FR 44009 (August 27, 1996)

17 CFR Part 4  Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Comment File 96--034, closing date 10/28/1996


61 FR 42146 (August 14, 1996)

17 CFR Part 4  Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Comment File 96--033, closing date 10/15/1996, extended to 11/14/1996. see also 61 FR 54731 (October 22, 1996), 61 FR 65940 (December 16, 1996)


61 FR 18571 (April 26, 1996)

Chicago Board of Trade Long-Term U.K. Gilt Futures and Option Contracts

Comment File No. 96--016, closing date 05/28/1996


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==================== SECTION B ====================


Public Information Collection Requirement Submitted to the Office of Management and Budget for Review


62 FR 65203 (December 11, 1997)

17 CFR Part 15 Changes in Reporting Levels for Large Trader Reports

Correction to 62 FR 61226 (November 17, 1997)


62 FR 61226 (November 17, 1997)

17 CFR Part 15 Changes in Reporting Levels for Large Trader Reports

Final rulemaking, effective 12/17/1997, see also 62 FR 65203 (December 11, 1997)


62 FR 60870 (November 13, 1997)

Chicago Mercantile Exchange Petition for Exemption From the Dual Trading Prohibition Set Forth in Section 4j (a) of the Commodity Exchange Act and Commission Regulation 155.5

Order, effective 11/07/1997


62 FR 60865 (November 13, 1997)

Chicago Board of Trade Petition for Exemptions From the Dual Trading Prohibition Set Forth in Section 4j (a) of the Commodity Exchange Act and Commission Regulation 155.5

Notice of Intent to condition and proposed order granting conditional exemptions from the prohibition on dual trading in 13 affected contract markets


62 FR 60860 (November 13, 1997)

Chicago Mercantile Exchange Petition for Exemptions From the Dual Trading Prohibition Set Forth in Section 4j (a) of the Commodity Exchange Act and Commission Regulation 155.5

Notice of intent to condition and proposed order granting conditional exemptions from the prohibition on dual trading in seven affected contract markets


62 FR 60831 (November 13, 1997)

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Order to Change and To Supplement Delivery Specifications

Final order to Chicago Board of Trade to change and to supplement delivery specifications, effective 11/07/1997, see also 63 FR 26575 (May 13, 1998), 63 FR 28363 (May 22, 1998)


62 FR 58708 (October 30, 1997)

Financial Products Advisory Committee; November 13, 1997; 1:00 p.m. - 4:00 p.m.


62 FR 53823 (October 16, 1997)

Agricultural Advisory Committee Meeting


62 FR 53597 (October 15, 1997)

Public Information Collection Requirement


62 FR 52978 (October 10, 1997)

Public Information Collection Requirement


62 FR 52977 (October 10, 1997)

Public Information Collection Requirement


62 FR 52088 (October 06, 1997)

Performance of Certain Functions by National Futures Association with Respect of Commodity Pool Operators and Commodity Trading Advisors

Notice and Order, effective 11/01/1997


62 FR 47797 (September 11, 1997)

Membership of the Commission's Performance Review Board

Membership Change of Performance Review Board, effective 09/05/1997


62 FR 47792 (September 11, 1997)

Performance of Certain Functions by National Futures Association With Respect to Non-U.S. Firms and Non-U.S. Markets

Notice and Order, effective 09/11/1997


62 FR 47651 (September 10, 1997)

Public Information Collection Requirement Submitted to Office of Management and Budget for Review


62 FR 45702 (August 28, 1997)

17 CFR Part 12 Commission's Reparations Jurisdiction Over Commodity Trading Advisors Exempt From Registration Under Section 4m(1) of the Commodity Exchange Act

Correction to 62 FR 43930 (August 18, 1997)


62 FR 44442 (August 21, 1997)

Privacy Act of 1974; Systems of Records; Annual Publication


62 FR 43930 (August 18, 1997)

17 CFR Part 12 Commission's Reparations Jurisdiction Over Commodity Trading Advisors Exempt From Registration Under Section 4m (1) of the Commodity Exchange Act

Advisory, effective 08/18/1997, see also 62 FR 45702 (August 28, 1997)


62 FR 42398 (August 7, 1997)

17 CFR Part 1 Securities Representing Investment of Customer Funds Held in Segregated Accounts by Futrues Commission Merchants

Final Rules, effective 09/08/1997, see also 62 FR 13564 (March 21, 1997)


62 FR 39213 (July 22, 1997)

New York Cotton Exchange Petition for Exemption From the Dual Trading Prohibition In Affected Contract Markets

Order, effective 07/16/1997


62 FR 39104 (July 22, 1997)

17 CFR Part 4 Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors for Delivery of Disclosure Documents and Other Materials

Final Interpretation; Final Rules, effective 08/21/1997


62 FR 37563 (July 14, 1997)

Coffee, Sugar & Cocoa Exchange, Inc. Petition for Exemption From the Dual Trading Prohibition in Affected Contract Markets

Order, effective 07/08/1997


62 FR 36050 (July 3, 1997)

Registration Actions by National Futures Association With Respect to Floor Broker, Floor Traders and Applicants for Registration in Either Category

Notice and order, effective 07/03/1997


62 FR 34165 (June 25, 1997)

17 CFR Part 1 Alternative Method of Compliance With Requirements for Delivery and Retention of Monthly, Confirmation and Purchase-and-Sale Statements; Correction

Correction to an Advisory, effective 06/25/1997, see also 62 FR 32859 (June 17, 1997) and 62 FR 31507 (June 10, 1997)


62 FR 33007 (June 18, 1997)

17 CFR Part 1 Financial Reports of Futures Commission Merchants and Introducing Brokers

Technical amendment, effective 06/18/1997, see also 62 FR 10441 (March 7, 1997)


62 FR 32859 (June 17, 1997)

17 CFR Part 1 Alternative Method of Compliance With Requirements for Delivery and Retention of Monthly, Confirmation and Purchase-and-Sale Statements

Correction, see also 62 FR 34165 (June 25, 1997) and  62 FR 31507 (June 10, 1997)


62 FR 31708 (June 11, 1997)

17 CFR Part 190 Distribution of Customer Property Related to Trading on the Chicago Board of Trade--London International Financial Futures and Options Exchange Trading Link

Final rules, effective 06/11/1997


62 FR 31507 (June 10, 1997)

17 CFR Part 1 Alternative Method of Compliance With Requirements for Delivery and Retention of Monthly, Confirmation and Purchase-and-Sale Statements

Advisory, effective 06/10/1997, see also 62 FR 34165 (June 25, 1997) and 62 FR 32859 (June 17, 1997)


62 FR 31416 (June 9, 1997)

Public Information Requirement Submitted to Office of Management and Budget for Review


62 FR 31084 (June 06, 1997)

Public Information Collection Requirement Submitted to Office of Management and Budget for Review


62 FR 30572 (June 04, 1997)

Public Information Collection Requirement


62 FR 30572 (June 04, 1997)

Public Information Collection Requirement Submitted to Office of Management and Budget for Review


62 FR 30572 (June 04, 1997)

Public Information Collection Requirement Submitted to Office of Management and Budget for Review


62 FR 29108 (May 29, 1997)

Privacy Act of 1974: System of Records


62 FR 27659 (May 20, 1997)

17 CFR Parts 1, 15, 16, and 17 Recordkeeping; Reports by Futures Commission Merchants, Clearing Members, Foreign Brokers, and Large Traders

Final rule; correction to 62 FR 24026 (May 02, 1997) effective 10/01/1997


62 FR 26480 (May 14, 1997)

Comex Division of the New York Mercantile Exchange Petition for Exemption From the Dual Trading Prohibition in Affected Contract Markets

Order, effective 05/06/1997


62 FR 26384 (May 14, 1997)

17 CFR Parts 1, 5 and 31 Fees for Applications for Contract Market Designation, Leverage Commodity Registration and Registered Futures Association and Exchange Rule Enforcement and Financial Reviews

Final schedule of fees, effective as to applications for contract market designation and leverage commodity registration 05/14/1997. Registered futures association and exchange rule enforcement and financial reviews are due 07/14/1997.


62 FR 24425 (May 5, 1997)

Agricultural Advisory Committee Meeting


62 FR 24424 (May 5, 1997)

Public Information Collection Requirement Submitted to Office of Management and Budget for Review


62 FR 24424 (May 5, 1997)

Agricultural Advisory Committee Seventh Renewal


62 FR 24026 (May 2, 1997)

17 CFR Parts 1, 15, 16 and 17 Recordkeeping; Reports by Futures Commission Merchants, Clearing Members, Foreign Brokers, and Large Traders

Final rule, effective 10/01/1997


62 FR 19557 (April 22, 1997)

Financial Products Advisory Committee; Sixth Renewal


62 FR 17179 (April 9, 1997)

Coffee, Sugar & Cocoa Exchange, Inc. Update of Petition for Exemption From the Dual Trading Prohibition in Affected Contract Markets


62 FR 17068 (April 9, 1997)

17 CFR Part 145 Commission Records and Information

Final rule, effective 03/31/1997


62FR 16687 (April 8, 1997)

17 CFR Part 30 Foreign Futures and Option Transactions

Order, MEFF Sociedad Rectora de Productos Financieros Derivados de Renta Variable, effective 05/08/1997


62 FR 15659 (April 2, 1997)

Petition of the Philadelphia Stock Exchange, Inc. for Exemptive Relief To Permit United States Customers To Establish or Offset Positions in Certain Foreign Currency Options on the Hong Kong Futures Exchange Ltd. Through Registered Broker-Dealers

Notice of final order effective 03/28/1997


62 FR 13302 (March 20, 1997)

17 CFR Part 140 Change in Titles of Personnel

Final rule; correction to 61 FR 21955 (May 13, 1996) effective 05/13/1996


62 FR 13301 (March 20, 1997)

17 CFR Parts 15, 18, and 19 Reports by Large Traders; Cash Position Reports in Grains (Including soybeans) and Cotton

Final rules; correction to 62 FR 6112 (February 11, 1997) effective 04/14/1997


62 FR 12605 (March 17, 1997)

Public Information Collection Requirement


62 FR 12605 (March 17, 1997)

Public Information Collection Requirement


62 FR 12604 (March 17, 1997)

Public Information Collection Requirement


62 FR 12604 (March 17, 1997)

Public Information Collection Requirement


62 FR 12604 (March 17, 1997)

Public Information Collection Requirement


62 FR 10449 (March 7, 1997)

Foreign Futures and Option Transactions

Order, Investmet Management Regulatory Organization, effective 03/07/1997


62 FR 10447 (March 7, 1997)

Foreign Futures and Option Transactions

Order, Securities and Futures Association, effective 03/07/1997


62 FR 10445 (March 7, 1997)

Foreign Futures and Option Transactions

Order, Sydney Futures Exchange, effective 03/07/1997


62 FR 10441 (March 7, 1997)

17 CFR Parts 1 and 31 Financial Reports of Futures Commission Merchants, Introducing Brokers and Leverage Transaction Merchants

Final rules, effective 04/07/1997, see also 62 FR 33007 (June 18, 1997)


62 FR 10434 (March 7, 1997)

17 CFR Parts 1 and 5 Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions

Final rulemaking, effective 04/07/1997


62 FR 10427 (March 7, 1997)

17 CFR Part 1 Final Rulemaking Concerning Contract Market Rule Review Procedures

Final rulemaking, effective 04/07/1997


62 FR 8875 (February 27, 1997)

17 CFR Part 30 Foreign Futures and Option Transactions

Order, Montreal Exchange members, effective 02/27/1997


62 FR 7756 (February 20, 1997)

The Comex Division of the New York Mercantile Exchange's Update of Petition for Exemption From the Dual Trading Prohibition in Affected Contract Markets


62 FR 7755 (February 20, 1997)

New York Cotton Exchange Petition for Exemption From the Dual trading Prohibition in Affected Contract Markets


62 FR 7755 (February 20, 1997)

Chicago Mercantile Exchange Update of Petition for Exemption From the Dual trading Prohibition in Affected Contract Markets


62 FR 7754 (February 20, 1997)

Chicago Board of Trade Update of Petition for Exemption From the Dual Trading Prohibition in Affected Contract Markets


62 FR 7675 (February 20, 1997)

Alternative Method of Compliance With the Written Record Requirements


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======================== SECTION C ========================


62 FR 67847 (December 30, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/29/1998, Cancelled, see also 63 FR 2969 (January 20, 1998)


62 FR 67847 (December 30, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/28/1998, Cancelled, see also 63 FR 2969 (January 20, 1998)


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/02/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/05/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/09/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/12/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/16/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/21/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/23/1998


62 FR 67054 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/26/1998


62 FR 67053 (December 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 01/30/1998


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Open Commission Meeting 12/18/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Open Commission Meeting 12/16/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/05/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/08/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/15/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/12/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/19/1997


62 FR 63698 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/17/1997


62 FR 63697 (December 02, 1997)

Sunshine Act Meeting

Closed Commission Meeting 12/22/1997


62 FR 60487 (November 10, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/25/1997


62 FR 54434 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/10/1997


62 FR 54434 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/03/1997


62 FR 54434 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/17/1997


62 FR 54434 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/24/1997


62 FR 54433 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/14/1997


62 FR 54433 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/28/1997


62 FR 54433 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 11/07/1997


62 FR 54433 (October 20, 1997

Sunshine Act Meeting

Closed Commission Meeting 11/21/1997


62 FR 54433 (October 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/23/97, Cancelled, see also 62 FR 52325 (October 7, 1997)


62 FR 52326 (October 7, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/14/1997, Changes In The Date, see also 62 FR 49499 (September 22, 1997)


62 FR 52326 (October 7, 1997)

Sunshine Act Meeting

Open Commission Meeting 10/15/1997


62 FR 52326 (October 7, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/22/1997


62 FR 52326 (October 7, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/17/1997


62 FR 52325 (October 7, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/23/1997 see also 62 FR 54433 (October 20, 1997)


62 FR 49499 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/08/1997


62 FR 49499 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/25/1997, Cancelled, see also 62 FR 46484 (September 3, 1997)


62 FR 49499 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/14/1997 see also 62 FR 52326 (October 7, 1997)


62 FR 49499 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/06/1997


62 FR 49499 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/20/1997


62 FR 49498 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/27/1997


62 FR 49498 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/03/1997


62 FR 49498 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/10/1997


62 FR 49498 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/17/1997


62 FR 49498 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/24/1997


62 FR 49498 (September 22, 1997)

Sunshine Act Meeting

Closed Commission Meeting 10/31/1997


62 FR 46484 (September 03, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/30/1997


62 FR 46484 (September 03, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/24/1997


62 FR 46484 (September 03, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/09/1997


62 FR 46484 (September 03, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/25/1997, see also 62 FR 49499 (September 22, 1997)


62 FR 46484 (September 03, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/02/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Open Commission Meeting 09/03/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/29/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/15/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/05/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/22/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/26/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Clossed Commission Meeting 09/19/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/12/1997


62 FR 44260 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/08/1997


62 FR 44259 (August 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 09/03/1997


62 FR 38981 (July 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 08/29/1997


62 FR 38981 (July 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 08/22/1997


62 FR 38981 (July 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 08/15/1997


62 FR 38981 (July 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 08/08/1997


62 FR 38981 (July 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 08/01/1997


62 FR 37566 (July 14, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/29/1997


62 FR 37566 (July 14, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/29/1997


62 FR 37566 (July 14, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/29/1997


62 FR 37566 (July 14, 1997)

Sunshine Act Meeting

Open Commission Meeting 07/29/1997


62 FR 33604 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/28/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/02/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/07/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/11/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/14/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/18/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/21/1997


62 FR 33605 (June 20, 1997)

Sunshine Act Meeting

Closed Commission Meeting 07/25/1997


62 FR 32588 (June 16, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/24/1997


62 FR 32588 (June 16, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/17/1997


62 FR 30843 (June 5, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/09/1997


62 FR 30843 (June 5, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/30/1997


62 FR 30843 (June 5, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/23/1997


62 FR 30843 (June 5, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/16/1997


62 FR 29714 (June 2, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/27/1997


62 FR 29714 (June 2, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/13/1997


62 FR 29714 (June 2, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/20/1997


62 FR 29714 (June 2, 1997)

Sunshine Act Meeting

Closed Commission Meeting 06/06/1997


62 FR 28450 (May 23, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/29/1997, changed from 05/27/1997, see also 62 FR 19311 (04/21/1997)


62 FR 25590 (May 9, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/22/1997


62 FR 25590 (May 9, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/15/1997


62 FR 19312 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/30/1997


62 FR 19312 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/23/1997


62 FR 19311 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/16/1997


62 FR 19311 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/19/1997


62 FR 19311 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/12/1997


62 FR 19311 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/05/1997


62 FR 19311 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/09/1997


62 FR 19311 (April 21, 1997)

Sunshine Act Meeting

Closed Commission Meeting 05/02/1997


62 FR 19311 (April 21,1997)

Sunshine Act Meeting

Closed Commission Meeting 05/27/1997, changed to 05/29/1997, see 62 FR 28450 (May 23, 1997)


62 FR 16563 (April 7, 1997)

Sunshine Act Meeting

Closed Commission Meeting 04/28/1997


62 FR 16563 (April 7, 1997)

Sunshine Act Meeting

Closed Commission Meeting 04/28/1997


62 FR 16562 (April 7, 1997)

Sunshine Act Meeting

Open Commission Meeting 04/24/1997


62 FR 11160 (March 11, 1997)

Sunshine Act Meeting

Closed Commission Meeting 03/31/1997


62 FR 11160 (March 11, 1997)

Sunshine Act Meeting

Closed Commission Meeting 03/24/1997


62 FR 11160 (March 11, 1997)

Sunshine Act Meeting

Closed Commission Meeting 03/18/1997


62 FR 11160 (March 11, 1997)

Sunshine Act Meeting

Closed Commission Meeting 03/17/1997


62 FR 11160 (March 11, 1997)

Sunshine Act Meeting

Closed Commission Meeting 03/10/1997


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