| COMMENT FILE NUMBER: | 97--021 | 9/30/98 11:17 PM |
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| 17 CFR Parts 1, 30, 33 and 190 Distribution of Risk Disclosure Statements |
| by Futures Commission Merchants and Introducing Brokers |
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| FR CITE: | 62 FR 47612 (September 10, 1997) |
| CLOSES: | 11/10/97 |
| EXTENDED: |
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| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
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| DOCUMENT: | FR | 1 |
| Proposed rules |
| DATE: | 9/10/97 | FR PAGE: | 47612 | PAGES: | 6 |
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| DOCUMENT: | FR | 2 |
| Final rules |
| DATE: | 2/20/98 | FR PAGE: | 08566 | PAGES: | 6 |
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| DOCUMENT: | FR | 3 |
| Correcting amendment |
| DATE: | 9/30/98 | FR PAGE: | 52156 | PAGES: | 2 |
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| DOCUMENT: | NC | 1 |
| Staff Document, Division of Trading and Markets |
| DATE: | 8/19/97 | FR PAGE: | N/A | PAGES: | 28 |
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| DOCUMENT: | NC | 2 |
| Statement of Chairperson Born, Open Commission Meeting 09/03/97 |
| DATE: | 9/3/97 | FR PAGE: | N/A | PAGES: | 2 |
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