Displaying results 31 - 40 of 392
Division of Data (DOD)
… and externally to determine best practice and facilitates training on data topics throughout the Commission. Execute – … and externally to determine best practice and facilitates training on data topics throughout the Commission. Execute – …
Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and Placed Trades Without Proper Authorization
… penalty, requires Tenco to implement compliance and training programs to detect and prevent violations, and …
Keynote of Chairman Rostin Behnam at the 2023 U.S. Treasury Market Conference
… the largest marathon in the world.   Marathons and marathon training—with an estimated 1.1 million finishers worldwide … there was a strong positive correlation between keeping training runs slower and ultimately hitting goal pace on … our Division of Data, and launched a CFTC-wide technical training initiative.   Our goal is the long run: building …
Pathways Program
… paid work opportunities and recent graduates with a dynamic training and mentoring program at the start of their … Plan (IDP). The IDP will define your work assignments, training courses/events, and additional learning … paid work opportunities and recent graduates with a dynamic training and mentoring program at the start of their …
CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures
… impact of BBL’s orders.  Although BBL also conducted annual training, that training did not provide adequate guidance to BBL personnel …
Texas Resident Aden Rusfeldt and Rusfeldt Investments LLP to Pay More Than $3 Million in Penalties in Currency Fraud Case
… the www.easytrading.biz website to purchase a forex trading training course and to speculate in forex futures trading … profits from the market like clockwork.” In addition, some training offered to a “limited” number of clients was …
2016-18212
… Theft Red Flags Rules and related guidelines; and (iii) training of staff to implement the Program. Section 162.32 …
CFTC Sanctions MF Global Inc. $10 Million for Significant Supervision Violations between 2003 and 2008
… and procedures to enhance risk monitoring procedures, training, compliance procedures and compliance audit … MF Global further failed to provide appropriate supervisory training to the Branch Office supervisors in the office …
"Cinema of Uncertainty"
... "Cinema of Uncertainty" Speech of Commissioner Bart Chilton Before the Institute of International Bankers, The Yale Club, New York City June 13, 2013 Introduction—The Yale Club Thanks for the introduction and invitation to spend some time with you this afternoon.  Sally…
2016-12858
… Theft Red Flags Rules and related guidelines; and (iii) training of staff to implement the Program. Section 162.32 …