Displaying results 21 - 30 of 49
CFTC Order Finds that McVean Trading & Investments, LLC; Charles Dow McVean, Sr.; Michael J. Wharton & Samuel C. Gilmore Used a Manipulative or Deceptive Device & Exceeded Position Limits in the Live Cattle Futures Market & Imposes Penalties of $5 Mln
… Reinhart, Allison Passman, Joseph Patrick, Michael Frisch, Brigitte Weyls, Susan Gradman, Scott Williamson, and Rosemary …
CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme
… Jeff LeRiche, Peter Riggs, Jennifer Chapin, Steven Turley, Brigitte Weyls, Joseph Patrick, Susan Gradman, Theodore Glotfelty, …
Federal Court Orders Brookshire Raw Materials Management, LLC, John M. Marshall, Stephen Z. Adams and Other Companies to Pay More than $15.8 Million for Defrauding Pool Participants and Misappropriating Millions of Dollars in a Commodity Pool Scheme
… of Enforcement staff members responsible for this case are Brigitte Weyls, Joy McCormack, John Wilson, Elizabeth Streit, Scott …
CFTC Charges Illinois Traders Richard D. Carter and Mark R. Slobodnik and their Company, Blue Guru Trading, LLC, with Fraud
… for this action are Susan Gradman, Joseph Patrick, Brigitte Weyls, Scott Williamson, and Rosemary Hollinger. * * * * * * …
CFTC Chairman Rostin Behnam Seeks Nominations for Agricultural Advisory Committee Membership and Public Comment on Topics for Discussion
… to [email protected] or sent by hand delivery or courier to Brigitte Weyls, Designated Federal Officer, Commodity Futures Trading …
Federal Court in Illinois Permanently Bans Former Sentinel Management Group, Inc. CEO and President Eric A. Bloom from the Commodities Industry
… Enforcement staff members responsible for this action are Brigitte Weyls, Susan Gradman, Scott Williamson, and Rosemary …
Federal Court in Florida Orders James Burbage, Frank Gaudino, and Their Companies to Pay over $5 Million in Restitution and Penalties to Settle Charges Related to Illegal, Off-Exchange Precious Metals Transactions
… for this case are Carlin Metzger, Heather Johnson, Brigitte Weyls, Jeff Le Riche, Peter Riggs, Thaddeus Glotfelty, …
Federal Court Orders Florida-based Mintco LLC and its Owners, Stuart Rubin and Richard Zimmerman, to Pay $340,000 in Civil Monetary Penalties for Engaging in Illegal Off-Exchange Precious Metals Transactions
… for this case are: Jon J. Kramer, Susan B. Padove, Brigitte Weyls, Joy H. McCormack, David A. Terrell, Scott R. …
CFTC Orders Utah Resident Scott A. Beatty and his Company, Peak Capital Management Group, Inc., to Pay over $1.6 Million for Forex Fraud and Making False Statements to the CFTC During an Investigation
… Enforcement staff members responsible for this matter are Brigitte Weyls, Ava Gould, Scott Williamson, and Rosemary Hollinger. …
CFTC Adds 21 Names to Its List of Foreign Entities that Illegally Solicit U.S. Residents to Trade Binary Options and Forex
… Bodin, Michelle Bougas, Larissa England, Hannah Huynh, Brigitte Weyls, and Rick Glaser. *  *  *  *  *  *  * See CFTC’s …