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Appendix A: Glossary of Acronyms

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BC-DR
Business Continuity and Disaster Recovery
BPAC
Budget Program Activity Code
CEA
Commodity Exchange Act
CFO
Chief Financial Officer
CFTC
Commodity Futures Trading Commission
COO
Chief Operating Officer
CPO
Commodity Pool Operator
CTA
Commodity Trading Advisor
ERDM
Electronic Records Document Management
DCIO
Division of Clearing and Intermediary Oversight (CFTC)
DCM
Designated Contract Market
DCO
Derivatives Clearing Organization
DMO
Division of Market Oversight (CFTC)
Dodd-Frank Act
Dodd-Frank Wall Street Reform and Consumer Protection Act (2010)
DOE
Division of Enforcement (CFTC)
DSRO
Designated Self-Regulatory Organization
FACA
Federal Advisory Committee Act
FCM
Futures Commission Merchant
FILAC
Filings and Actions
FISMA
Federal Information Security Management Act
FIXML
Financial Information eXchange Markup Language
FMFIA
Federal Managers’ Financial Integrity Act
FOIA
Freedom of Information Act
FPL
FIX Protocol Limited
FpML
Financial products Markup Language
GPRA
Government Performance and Results Act
IOSCO
International Organization of Securities Commission
ISO
International Organization for Standardization
ISS
Integrated Surveillance System
IT
Information Technology
MTIPS
Managed Trusted Internet Service Provider
NFA
National Futures Association
OCE
Office of the Chief Economist
OED
Office of the Executive Director
OFR
Office of Financial Research (U.S. Department of the Treasury)
OGC
Office of the General Counsel
OIA
Office of International Affairs
OITS
Office of Information Technology Services
OMB
Office of Management and Budget
OTC
Over-the-Counter
RER
Rule Enforcement Review
RFA
Registered Futures Association
RFED
Retail Foreign Exchange Dealer
RSR
Regulatory Statement Review
SEC
U.S. Securities and Exchange Commission
SEF
Swap Execution Facilities
SDR
Swap Data Repository
SPARK
Stressing Positions at Risk
SRO
Self-Regulatory Organization
TIC
Trusted Internet Connection
TSS
Trade Surveillance System
WebTA
Web-based Time and Attendance System
XBRL
eXtensible Business Reporting Language

 

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