Follow Us:

Appendix A – Enforcement Actions

Table of Contents >

Among the significant and precedent-setting enforcement actions filed by the Commission during FY 2012 are the following:

Cases Involving Manipulation, False Reporting, Wash Trades, and Position Limits

Cases Involving Customer Funds Safeguards and Supervision Obligations

Cases Involving Ponzi and other Fraud Schemes, and False Statements to the CFTC

Photo showing Office of International Affairs staff in a discussion outside of the CFTC Market Watch room. Photo by Clark Day Photography.


< Previous page | Table of Contents | Next Page >