COMMENT FILE NUMBER: 93--009 8/23/98 11:02 PM

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17 CFR Parts 1, 3, 10 and 145 Registration of Floor Traders; Mandatory

Ethics Training for Registrants; Suspension of Registrants Charged With

Felonies
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FR CITE: 57 FR 6748 (February 2, 1993)
CLOSES: 3/4/93
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to [email protected] by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Proposed rules
DATE: 2/2/93 FR PAGE: 06748 PAGES: 19

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DOCUMENT: FR 2

Final rules
DATE: 4/15/93 FR PAGE: 19575 PAGES: 31

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DOCUMENT: FR 3

Correction
DATE: 4/23/93 FR PAGE: 21776 PAGES: 1

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DOCUMENT: FR 4

Final Rules; correction
DATE: 2/8/94 FR PAGE: 05700 PAGES: 2

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DOCUMENT: CL 1

Managed Futures Association
DATE: 3/4/93 FR PAGE: N/A PAGES: 6

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