| COMMENT FILE NUMBER: | 05--005 | 2/24/2006 07:43 AM |
| __________________________________________________________ |
| 17 CFR Part 1 Definition of "Client" of a Commodity Trading Advisor |
|
|
__________________________________________________________ |
|
|
FR CITE: | 70 FR 56608 (September 28, 2005) |
|
|
CLOSES: | 11/28/2005 |
|
|
EXTENDED: |
|
|
__________________________________________________________ |
|
|
FILE CONTENTS |
|
|
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
|
|
Documents which do not have PDF links are available on request to [email protected] by using the electronic |
|
|
request form. Electronic distribution of the documents is possible, depending on the requester's ability to |
|
|
receive them. Paper copies of documents are available within the Washington, D.C., area through the |
|
|
Commission's Public Reading Room and outside the area through use of the electronic request form. Fees of |
|
|
15 cents per page apply to paper copies. |
| There will be a delay of approximately 24 hours between the time at which a comment is received and the time at |
| which it appears on this web site. |
|
|
REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
| __________________________________________________________ |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 2 |
|
|
Final regulations |
| DATE: | 2/24/2006 | FR PAGE: | 09442 | PAGES: | 5 | PDF SIZE: | 74 KB | PDF LINK: | /files/foia/fe |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 1 |
|
|
Proposed rules |
| DATE: | 9/28/2005 | FR PAGE: | 56608 | PAGES: | 4 | PDF SIZE: | 65 KB | PDF LINK: | /files/foia/fe |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 5 |
|
|
Davies, Gail |
| DATE: | 12/2/2005 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 14 KB | PDF LINK: | /files/foia/co |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 4 |
|
|
New York City Bar Association, Committee on Futures Regulation |
| DATE: | 11/21/2005 | FR PAGE: | N/A | PAGES: | 3 | PDF SIZE: | 39 KB | PDF LINK: | /files/foia/co |
|
|
-------------------------------------------------------------------------------------------------------------------- |