| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 6 |
|
|
National Futures Association (NFA) |
| DATE: |
|
12/5/01 | FR PAGE: |
|
N/A | PAGES: | 8 | PDF SIZE: | 202 KB | PDF LINK: | /files/foia/ |
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|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 5 |
|
|
SunGard Futures Systems |
| DATE: |
|
12/5/01 | FR PAGE: |
|
N/A | PAGES: | 3 | PDF SIZE: | 108 KB | PDF LINK: | /files/foia/ |
|
|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 4 |
|
|
Peregrine Financial Group, Inc. |
| DATE: |
|
12/5/01 | FR PAGE: |
|
N/A | PAGES: | 2 | PDF SIZE: | 55 KB | PDF LINK: | /files/foia/ |
|
|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 3 |
|
|
The American Stock Exchange, Chicago Board Options Exchange, International |
|
|
Securities Exchange, The Options Clearing Corporation, Pacific Exchange, |
|
|
Philadelphia Stock Exchange |
| DATE: |
|
12/5/01 | FR PAGE: |
|
N/A | PAGES: | 7 | PDF SIZE: | 240 KB | PDF LINK: | /files/foia/ |
|
|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 2 |
|
|
Partnoy, Frank (Professor of Law, University of San Diego School of Law) |
| DATE: |
|
10/29/01 | FR PAGE: |
|
N/A | PAGES: | 15 | PDF SIZE: | 575 KB | PDF LINK: | /files/foia/ |
|
|
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| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 1 |
|
|
Futures Industry Association (FIA) and Securities Industry Association (SIA), |
|
|
Requesting Extension of Comment Period |
| DATE: |
|
10/16/01 | FR PAGE: |
|
N/A | PAGES: | 4 | PDF SIZE: | 74 KB | PDF LINK: | /files/foia/ |
|
|
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