External Meetings: Meeting with Chatham Financial
This brief discussion concerned the ECP definition: the scope of the issues raised in comments about the application of the swaps policy statement to the ECP definition, and whether persons could gain ECP status by being advised with respect to swaps by an introducing broker or commodity trading adviser.
When
Rulemaking(s)
II. Definitions
CFTC Staff
Mark Fajfar
Visitor(s)
Sam Peterson (Chatham Financial)
Organization(s)
Chatham Financial