External Meetings: Meeting w/MFA Members

Participants discussed: (i) implementation phase-in; (ii) extraterritoriality and cross border coordination; (iii) SEF and block rules issues; (iv) straight-through processing; (v) documentation; (vi) segregation of collateral (LSOC); and (vii) how contingent SEFs must be included in the de minimis exception calculation for determining whether an entity must register as a swap dealer.
When
Rulemaking(s)
VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff
Gary Gensler


Laura Astrada


Richard Haynes


Andrei Kirilenko


Stephen J. Obie


Robert B. Wasserman
Visitor(s)
Trey Beck, D.E. Shaw & Co.


Darcy Bradbury, D.E. Shaw & Co.


Ted MacDonald, D.E. Shaw & Co.


Janna Stern, D.E. Shaw & Co.


Debbie Coleman, Convexity Capital Management


Adam Cooper, Citadel LLC


Rupert Cox, Brevan Howard, Inc.


David Hong, King Street Capital Management, LP


Boris Liberman, AQR Capital Management, LLC


Kim Rozman, HBK Capital Management


Serge Todorovich, Eton Park Capital Management, LP


Stuart Kaswell, MFA


Carlotta King, MFA
Organization(s)
AQR Capital Management, LLC


Brevan Howard, Inc.


Citadel LLC


Convexity Capital Management


D.E. Shaw & Co.


Eton Park Capital Management, LP


HBK Capital Management


King Street Capital Management, LP


MFA