| DOCUMENT NUMBER: | 12 |
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Questions Nasdaq LIFFE Concerning Compliance with Designation Criterion 5 |
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(Financial Integrity of Transactions) and Core Principle 11 ( Financial Integrity of |
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Contracts) |
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7/13/01 | PAGES: |
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2 | PDF SIZE: |
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38 KB | PDF LINK: |
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/files/foia/repfoia/foirf01 |
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| DOCUMENT NUMBER: | 13 |
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Questions Pending as of July 13, 2001, Regarding the Nasdaq LIFFE, LLC, |
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Contract Market Application |
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7/13/01 | PAGES: |
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7 | PDF SIZE: |
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77 KB | PDF LINK: |
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/files/foia/repfoia/foirf01 |
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| DOCUMENT NUMBER: | 14 |
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Nasdaq LIFFE, LLC, Contract Market Application Status as of July 20, 2001 |
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7/20/01 | PAGES: |
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5 | PDF SIZE: |
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96 KB | PDF LINK: |
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/files/foia/repfoia/foirf01 |
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| DOCUMENT NUMBER: | 15 |
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S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J. Lawton, Division |
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of Trading and Markets, re: Application of Nasdaq LIFFE, LLC, Futures Exchange |
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for Designation as a Contract Market, Executed Binding Term Sheet for Services |
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between NASD, Inc., and the Nasdaq LIFFE Futures Exchanges, Dated July 20, |
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7/24/01 | PAGES: |
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1 | PDF SIZE: |
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22 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 16 |
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Questions Nasdaq LIFFE Concerning Compliance with Designation Criterion 5 |
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(Financial Integrity of Transactions) and Core Principle 11 ( Financial Integrity of |
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Contracts) |
| DATE: | PAGES: |
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1 | PDF SIZE: |
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30 KB | PDF LINK: |
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/files/foia/repfoia/foirf01 |
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| DOCUMENT NUMBER: | 17 |
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S.C. Ervin, Dechert, to J. Lawton, Division of Trading and Markets, re: Application |
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of Nasdaq LIFFE, LLC, Futures Exchange for Designation as a Contract Market, |
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Documents Relating to the Application |
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7/26/01 | PAGES: |
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18 | PDF SIZE: |
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521 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 18 |
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S.C. Ervin, Dechert, to J. Lawton, Division of Trading and Markets, re: Application |
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of Nasdaq LIFFE, LLC, Futures Exchange for Designation as a Contract Market, |
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Documents Relating to the Application |
| DATE: |
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7/30/01 | PAGES: |
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45 | PDF SIZE: |
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821 KB | PDF LINK: |
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