[Federal Register: October 14, 2003 (Volume 68, Number 198)]
[Rules and Regulations]
[Page 59113-59114]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]



17 CFR Part 4

RIN 3038-AB97

Additional Registration and Other Regulatory Relief for Commodity
Pool Operators and Commodity Trading Advisors; Past Performance Issues;

AGENCY: Commodity Futures Trading Commission.

ACTION: Final rules; correction.


SUMMARY: The Commodity Futures Trading Commission (Commission)
published in the Federal Register of August 8, 2003, a document
providing additional relief for certain persons excluded from the
commodity pool operator (CPO) definition, providing exemptions from
registration as a CPO or commodity trading adviser (CTA), and
facilitating communications by CPOs and CTAs (Final Rules). This
document contains corrections to the Final Rules.

DATES: Effective October 14, 2003.

FOR FURTHER INFORMATION CONTACT: Barbara S. Gold, Associate Director,
or Christopher W. Cummings, Special Counsel, Division of Clearing and
Intermediary Oversight, Commodity Futures Trading Commission, 1155 21st
Street, NW., Washington, DC 20581, telephone numbers: (202) 418-5450 or
(202) 418-5445, respectively; facsimile number: (202) 418-5528; and electronic mail: [email protected] or [email protected], respectively.

SUPPLEMENTARY INFORMATION: The Commission published in the Final Rules
in the Federal Register of August 8, 2003 (68 FR 47221), The Final
Rules affect CPOs and CTAs and persons excluded or exempted from
registering as such. As published, however, the Final Rules contain
errors that may be misleading and need clarification. By this release,
the Commission is making typographical and technical corrections, none
of which directly affect the rights and obligations of persons under
the Commission's regulations.

    In Rule FR Doc. 03-20094 published on August 8, 2003, make the
following corrections:

Sec.  4.13  [Corrected]

    1. On page 47231, in the second column, in Sec.  4.13 introductory
text, in the fourteenth line, delete ``and'', and in the twentieth
line, before the period, insert the following text: ``; and paragraph
(f) of this section specifies the effect of this section on Sec.  4.5
of this chapter''.

[[Page 59114]]

Sec.  4.14  [Corrected]

    2. On page 47233, in the third column, in Sec.  4.14(a)(8)(i)(D),
in the eighth line, after the semicolon, insert ``and''.

Sec.  4.31  [Corrected]

    3. On page 47235, in the third column, in Sec.  4.31(a), in the
tenth line, delete ``direct'' and insert ``guide''.

    Issued in Washington, DC., on October 7, 2003 by the Commission.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 03-25944 Filed 10-10-03; 8:45 am]