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DOCUMENT: NC 3

Statement of Commissioner Holum, Open Commission Meeting 09/03/97
DATE: 9/3/97 FR PAGE: N/A PAGES: 1

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DOCUMENT: CL 1

Chicago Board of Trade
DATE: 11/6/97 FR PAGE: N/A PAGES: 2

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DOCUMENT: CL 2

Government Finance Officers Association
DATE: 11/10/97 FR PAGE: N/A PAGES: 5

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DOCUMENT: CL 3

Chicago Mercantile Exchange
DATE: 11/4/97 FR PAGE: N/A PAGES: 2

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DOCUMENT: CL 4

Futures Industry Association
DATE: 11/12/97 FR PAGE: N/A PAGES: 5

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DOCUMENT: CL 5

National Futures Asscoiation
DATE: 11/25/97 FR PAGE: N/A PAGES: 4

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DOCUMENT: CL 6

Association of the Bar of the City of New York, Committee on Futures Regulation
DATE: 11/24/97 FR PAGE: N/A PAGES: 3

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DOCUMENT: CL 7

Memorandum of Meeting with Representatives of the Law and Compliance Division of the

Futures Industry Association
DATE: 12/30/97 FR PAGE: N/A PAGES: 2

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