| COMMENT FILE NUMBER: | 01--007 | 8/17/01 08:44 AM |
| __________________________________________________________ |
| 17 CFR Parts 41 and 140 Exemption for Certain Brokers or Dealers |
| from Provisions of the Commodity Exchange Act and CFTC |
| Regulations |
| __________________________________________________________ |
| FR CITE: | 66 FR 20118 (April 19, 2001) |
| CLOSES: | 5/21/01 |
| EXTENDED: |
| __________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
| request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
| them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
| Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
| apply to paper copies. |
| REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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| DOCUMENT: | FR | 2 |
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|
Final rules |
| DATE: |
|
8/17/01 | FR PAGE: |
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43083 | PAGES: |
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5 | PDF SIZE: | 53 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | FR | 1 |
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|
Proposed rules and request for comment |
| DATE: |
|
4/19/01 | FR PAGE: |
|
20118 | PAGES: |
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4 | PDF SIZE: | 49 KB | PDF LINK: | /files/foia/ |
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| DOCUMENT: | CL | 1 |
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|
The American Stock Exchange (Amex) |
| DATE: |
|
5/31/01 | FR PAGE: |
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N/A | PAGES: |
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7 | PDF SIZE: | 271 KB | PDF LINK: | /files/foia/ |
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