| COMMENT FILE NUMBER: | 00--018 | 8/24/00 10:52 AM |
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| 17 CFR Part 1 Minimum Financial Requirements for Futures Commission |
| Merchants and Introducing Brokers; Amendments to the Provisions |
| Governing Subordination Agreements Included in the Net Capital of a |
| Futures Commission Merchant or Independent Introducing Broker |
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| FR CITE: | 65 FR 35304 (June 2, 2000) |
| CLOSES: | 7/3/00 |
| EXTENDED: |
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| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
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| DOCUMENT: | FR | 2 |
| Final rules |
| DATE: | 8/24/00 | FR PAGE: | 51529 | PAGES: | 4 | PDF SIZE: | 128 KB | PDF LINK: | /foia/fedreg00 |
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| DOCUMENT: | FR | 1 |
| Proposed rules |
| DATE: | 6/2/00 | FR PAGE: | 35304 | PAGES: | 4 | PDF SIZE: | 117 KB | PDF LINK: | /foia/fedreg00 |
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| DOCUMENT: | CL | 1 |
| National Futures Association (NFA) |
| DATE: | 6/29/00 | FR PAGE: | N/A | PAGES: | 1 | PDF SIZE: | 37 KB | PDF LINK: | cf0018c001.p |
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