Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PALLADIUM - NEW YORK MERCANTILE EXCHANGE   (CONTRACTS OF 100 TROY OUNCES)                                      :
CFTC Code #075651                                                    Open Interest is    10,792                :
: Positions                                                                                                    :
:      288     4,839     2,107     1,514       228     5,648     1,535       533       364       978         4 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:       18       178        56      -102       148       134       179        52         3       -92        -1 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      2.7      44.8      19.5      14.0       2.1      52.3      14.2       4.9       3.4       9.1       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   100                     :
:        5        17        11        10         7        30        14         8         6        11         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PLATINUM - NEW YORK MERCANTILE EXCHANGE   (CONTRACTS OF 50 TROY OUNCES)                                        :
CFTC Code #076651                                                    Open Interest is    53,370                :
: Positions                                                                                                    :
:    1,938    23,587    11,594     5,888       850    15,642    14,961     2,730    11,667     2,370       855 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:     -154       691      -820       364       174     1,632    -1,274      -274      -535       100       176 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      3.6      44.2      21.7      11.0       1.6      29.3      28.0       5.1      21.9       4.4       1.6 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   201                     :
:        9        20        20        13        11        45        21        15        56        17        10 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
SILVER - COMMODITY EXCHANGE INC.   (CONTRACTS OF 5,000 TROY OUNCES)                                            :
CFTC Code #084691                                                    Open Interest is   197,981                :
: Positions                                                                                                    :
:   10,619    62,256    38,527    49,930    11,756    63,021    21,248     4,587    15,116     9,685    25,300 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      202        65       262       601      -102     1,093      -614       678    -1,008        88    -5,000 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      5.4      31.4      19.5      25.2       5.9      31.8      10.7       2.3       7.6       4.9      12.8 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   228                     :
:       15        27        19        21        27        49        16        29        53        30        45 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
GOLD - COMMODITY EXCHANGE INC.   (CONTRACTS OF 100 TROY OUNCES)                                                :
CFTC Code #088691                                                    Open Interest is   886,856                :
: Positions                                                                                                    :
:   56,478   149,787    71,615   274,137   117,681   179,925    48,316    58,969   146,548    31,800   179,466 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:   -6,632    -6,753    -1,949    -2,929    -5,472    -5,653    -1,951    -6,275    -3,194    -2,397   -24,431 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      6.4      16.9       8.1      30.9      13.3      20.3       5.4       6.6      16.5       3.6      20.2 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   397                     :
:       20        23        19        29        40       107        24        59       129        50        90 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.   (CONTRACTS OF 25,000 POUNDS)                                       :
CFTC Code #085692                                                    Open Interest is   243,678                :
: Positions                                                                                                    :
:   19,759   113,896    42,223    19,459     6,683   113,284    25,027    21,652    13,435    34,606     9,081 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:     -901     1,340      -455      -231      -707    -4,205      -885    -2,790       417    -2,877    -2,708 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      8.1      46.7      17.3       8.0       2.7      46.5      10.3       8.9       5.5      14.2       3.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   289                     :
:       32        48        21         9        14        92        18        41        41        50        35 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.   (55,116 US Pounds-25 MT)                                  :
CFTC Code #191693                                                    Open Interest is    35,515                :
: Positions                                                                                                    :
:   10,424    31,424    18,853       482       184         0     1,566         0     5,821     1,765        43 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      305       643       313        37        -3         0        14         0        60        -7         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     29.4      88.5      53.1       1.4       0.5       0.0       4.4       0.0      16.4       5.0       0.1 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    36                     :
:       10        15        11         .         4         0         .         0         4         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINIUM EURO PREM DUTYUNPAID - COMMODITY EXCHANGE INC.   (25 METRIC TONS)                                    :
CFTC Code #191694                                                    Open Interest is    13,674                :
: Positions                                                                                                    :
:    9,804    11,334     3,577         0         0         0         0         0       240     2,160         0 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     71.7      82.9      26.2       0.0       0.0       0.0       0.0       0.0       1.8      15.8       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    20                     :
:        9         7         4         0         0         0         0         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINIUM EURO PREM DUTY-PAID - COMMODITY EXCHANGE INC.   (25 METRIC TONS)                                     :
CFTC Code #191696                                                    Open Interest is    11,298                :
: Positions                                                                                                    :
:    5,846     9,832     5,053       105         0         0       381         0         0       900        80 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      195       195         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     51.7      87.0      44.7       0.9       0.0       0.0       3.4       0.0       0.0       8.0       0.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        5        11         4         .         0         0         .         0         0         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
US MIDWEST DOMESTIC HOT-ROLL  - COMMODITY EXCHANGE INC.   (CONTRACTS OF 20 SHORT TONS)                         :
CFTC Code #192651                                                    Open Interest is    24,081                :
: Positions                                                                                                    :
:   10,333    19,049     6,216       184       705     2,979       763     1,965     1,467     1,156       152 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      264       604     1,000         0         0      -689       296       -15       444       179       -48 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     42.9      79.1      25.8       0.8       2.9      12.4       3.2       8.2       6.1       4.8       0.6 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    37                     :
:       15        14         .         .         .         4         .         .         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF 110,000 BOARD FEET)                         :
CFTC Code #058643                                                    Open Interest is     3,312                :
: Positions                                                                                                    :
:    1,400     2,122        54       162         0       273       142         0       256       124       150 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:     -118      -196         0        44        -4        10         0         0        -5        -7       -35 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     42.3      64.1       1.6       4.9       0.0       8.2       4.3       0.0       7.7       3.7       4.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    35                     :
:       13        15         .         .         0         5         .         0         5         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                    :
CFTC Code #0063A2                                                    Open Interest is    11,695                :
: Positions                                                                                                    :
:    8,283     3,187         0     6,795       500       885         0         0     2,024     1,213         0 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     70.8      27.3       0.0      58.1       4.3       7.6       0.0       0.0      17.3      10.4       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    23                     :
:        9         4         0         4         .         .         0         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                    :
CFTC Code #0063AS                                                    Open Interest is    29,801                :
: Positions                                                                                                    :
:   19,752    12,162       710    12,221        61     8,447     1,628         0       800     3,729         0 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:       14        14      -100       121         0       200         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     66.3      40.8       2.4      41.0       0.2      28.3       5.5       0.0       2.7      12.5       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       12         8         .         5         .         .         .         0         .         4         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                        :
CFTC Code #0063CA                                                    Open Interest is   133,655                :
: Positions                                                                                                    :
:   68,292    63,796    12,408    12,154    12,377    18,783        10     7,944     7,042    30,588     6,698 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:     -264       524        92       138       126      -248         0       158       350      -734       726 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     51.1      47.7       9.3       9.1       9.3      14.1       0.0       5.9       5.3      22.9       5.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    71                     :
:       23        20         4         4         7        13         .         5        14        10        10 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
NJ SRECS - ICE FUTURES ENERGY DIV   (10 SRECs)                                                                 :
CFTC Code #0063CC                                                    Open Interest is   141,339                :
: Positions                                                                                                    :
:   97,607   118,321     1,664     4,340        56       100         0         0    40,012    16,722     1,900 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:     -700         0         0         0         0         0         0         0       700         0       100 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     69.1      83.7       1.2       3.1       0.0       0.1       0.0       0.0      28.3      11.8       1.3 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       14        13         .         .         .         .         0         0         6         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of renewable energy certificates                      :
CFTC Code #0063CH                                                    Open Interest is   137,469                :
: Positions                                                                                                    :
:  102,279   111,860     9,875       518     1,519     1,657         0       408    19,026    20,459     2,705 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:    2,205     2,855         0      -400       300       150         0      -100        99         0        51 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     74.4      81.4       7.2       0.4       1.1       1.2       0.0       0.3      13.8      14.9       2.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       16        10         .         .         .         .         0         .         6         4         4 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                        :
CFTC Code #0063CJ                                                    Open Interest is    64,871                :
: Positions                                                                                                    :
:   26,699    28,347     5,027    18,700     4,145    12,616         0     2,848    10,435     7,959     2,848 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:    1,300       743      -681       678       -56       988         0         3       610       800       191 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     41.2      43.7       7.7      28.8       6.4      19.4       0.0       4.4      16.1      12.3       4.4 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    50                     :
:       18        14         .         4         4         9         0         .        11         .         5 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063CL                                                    Open Interest is    27,263                :
: Positions                                                                                                    :
:   17,995     7,470     3,643    18,943         0     2,590         0         0     3,035       850         0 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:     -335      -835      -500         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     66.0      27.4      13.4      69.5       0.0       9.5       0.0       0.0      11.1       3.1       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       11         5         .         .         0         .         0         0         4         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063D9                                                    Open Interest is    33,373                :
: Positions                                                                                                    :
:   22,400    22,489     2,050     5,961        75       850         0         0     4,266     1,116     3,732 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      127       127         0         0         0         0         0         0         0         0       200 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     67.1      67.4       6.1      17.9       0.2       2.5       0.0       0.0      12.8       3.3      11.2 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    32                     :
:       13         8         .         4         .         .         0         0         5         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON CURRENT AUCTION - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063DB                                                    Open Interest is    22,596                :
: Positions                                                                                                    :
:   14,451     6,842     7,795         0         0       125         0         0        25    15,554       200 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      175    -1,055       550         0      -405         0         0         0         0     1,780         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     64.0      30.3      34.5       0.0       0.0       0.6       0.0       0.0       0.1      68.8       0.9 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    20                     :
:       11         5         .         0         0         .         0         0         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2020 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063DJ                                                    Open Interest is    25,041                :
: Positions                                                                                                    :
:   14,934    13,189     4,118     6,710     1,819     3,189        53       133       225     2,784       306 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:       60       177       250        30        -3       -98         6        15         0       -10        12 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     59.6      52.7      16.4      26.8       7.3      12.7       0.2       0.5       0.9      11.1       1.2 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    29                     :
:       12        11         4         .         4         .         .         .         .         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of Class 1 Renewable Energy Certificates                   :
CFTC Code #0063DK                                                    Open Interest is    16,120                :
: Positions                                                                                                    :
:   13,280    12,610       975        50         0         0     1,410         0     1,815     2,000        50 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      405       205         0         0         0         0       200         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     82.4      78.2       6.0       0.3       0.0       0.0       8.7       0.0      11.3      12.4       0.3 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       10         7         .         .         0         0         .         0         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of Class 1 Renewable Energy Certifi           :
CFTC Code #0063DL                                                    Open Interest is    19,616                :
: Positions                                                                                                    :
:   14,919    12,159     2,009         0        97       821         0       100     1,305     6,920       340 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      300       300      -100         0        50       100         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     76.1      62.0      10.2       0.0       0.5       4.2       0.0       0.5       6.7      35.3       1.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    24                     :
:        9        10         .         0         .         .         0         .         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MARYLAND COMPLIANCE REC TIER1 - ICE FUTURES ENERGY DIV   (100 Tier 1 RECs)                                     :
CFTC Code #0063DM                                                    Open Interest is    12,690                :
: Positions                                                                                                    :
:    6,311    11,814         0       522        14         0       250         0     6,365        90         0 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:        .         .         .         .         .         .         .         .         .         .         . :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     49.7      93.1       0.0       4.1       0.1       0.0       2.0       0.0      50.2       0.7       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    20                     :
:        8         7         0         .         .         0         .         0         4         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV   (10 SRECs)                                                       :
CFTC Code #0063DN                                                    Open Interest is    48,775                :
: Positions                                                                                                    :
:   21,103    30,183         0       791       230         0         0         0    23,191    13,320     4,251 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      800       800         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     43.3      61.9       0.0       1.6       0.5       0.0       0.0       0.0      47.5      27.3       8.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       13        11         0         .         .         0         0         0         6         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2021 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063DW                                                    Open Interest is    22,987                :
: Positions                                                                                                    :
:   11,246    20,164     7,757     2,823         0       916         0         0     2,575         0         0 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:      200       392       300         0         0        83         0         0      -200         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     48.9      87.7      33.7      12.3       0.0       4.0       0.0       0.0      11.2       0.0       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        8         .         .         .         0         .         0         0         5         0         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of October 27, 2020  
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALLOWANCE V2023 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063DX                                                    Open Interest is    11,176                :
: Positions                                                                                                    :
:    6,196     4,315     1,175     5,321         4       175        85       615     2,521       346       465 :
:                                                                                                              :
: Changes from:     October 20, 2020                                                                           :
:       50        50         0       125         0         0         0         0       125         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     55.4      38.6      10.5      47.6       0.0       1.6       0.8       5.5      22.6       3.1       4.2 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        6         7         .         .         .         .         .         .         .         .         . :
----------------------------------------------------------------------------------------------------------------



Updated October 30, 2020