Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PALLADIUM - NEW YORK MERCANTILE EXCHANGE   (CONTRACTS OF 100 TROY OUNCES)                                      :
CFTC Code #075651                                                    Open Interest is     9,148                :
: Positions                                                                                                    :
:      245     4,260     1,977     1,237        14     4,568     1,026       389       344     1,237         4 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:       11       -94        37      -121        -9      -579      -152        10         1       -18       -25 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      2.7      46.6      21.6      13.5       0.2      49.9      11.2       4.3       3.8      13.5       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    98                     :
:        5        16        10        10         4        30        10         8         6        15         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PLATINUM - NEW YORK MERCANTILE EXCHANGE   (CONTRACTS OF 50 TROY OUNCES)                                        :
CFTC Code #076651                                                    Open Interest is    56,493                :
: Positions                                                                                                    :
:    2,507    24,111    11,958     5,239     3,072    14,313    14,487     3,101    12,404     2,693     1,779 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:      593    -2,384      -794      -269       307    -2,511      -717       -56      -985    -2,217     1,257 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      4.4      42.7      21.2       9.3       5.4      25.3      25.6       5.5      22.0       4.8       3.1 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   199                     :
:       11        22        16        16        17        42        26        18        52        15         8 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
SILVER - COMMODITY EXCHANGE INC.   (CONTRACTS OF 5,000 TROY OUNCES)                                            :
CFTC Code #084691                                                    Open Interest is   198,138                :
: Positions                                                                                                    :
:   10,725    60,903    39,200    46,399    11,662    59,582    23,810     4,533    17,193     9,330    27,000 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:   -1,047       -74       257        37      -508    -1,388    -1,577    -1,300     2,121      -356    -6,420 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      5.4      30.7      19.8      23.4       5.9      30.1      12.0       2.3       8.7       4.7      13.6 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   235                     :
:       12        29        19        20        24        48        20        27        63        28        44 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
GOLD - COMMODITY EXCHANGE INC.   (CONTRACTS OF 100 TROY OUNCES)                                                :
CFTC Code #088691                                                    Open Interest is   911,902                :
: Positions                                                                                                    :
:   60,075   148,920    73,201   273,089   132,993   174,793    45,840    66,478   143,646    28,422   188,396 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:  -19,817   -21,284     1,070      -250   -21,775    -3,826    -1,690   -24,580     6,082     1,613   -47,986 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:      6.6      16.3       8.0      29.9      14.6      19.2       5.0       7.3      15.8       3.1      20.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   403                     :
:       20        27        23        27        37       110        25        64       132        48        90 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.   (CONTRACTS OF 25,000 POUNDS)                                       :
CFTC Code #085692                                                    Open Interest is   239,254                :
: Positions                                                                                                    :
:   26,280   111,397    42,181    13,569     6,356   102,316    25,580    25,758    11,772    34,241     9,297 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:   -2,205   -14,371      -398      -950    -2,110    -7,233     3,341    -1,196    -2,216     1,064    -3,387 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     11.0      46.6      17.6       5.7       2.7      42.8      10.7      10.8       4.9      14.3       3.9 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:   277                     :
:       28        40        19        11        14        80        29        42        31        56        31 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.   (55,116 US Pounds-25 MT)                                  :
CFTC Code #191693                                                    Open Interest is    36,389                :
: Positions                                                                                                    :
:   11,847    32,416    19,003       478       150         0     1,545         0     5,153     1,706        30 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:    1,109     2,267     1,152        -5         0         0       288         0       314         0        30 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     32.6      89.1      52.2       1.3       0.4       0.0       4.2       0.0      14.2       4.7       0.1 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    37                     :
:       13        16        11         .         4         0         .         0         4         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINIUM EURO PREM DUTYUNPAID - COMMODITY EXCHANGE INC.   (25 METRIC TONS)                                    :
CFTC Code #191694                                                    Open Interest is    11,323                :
: Positions                                                                                                    :
:    7,690     9,603     3,402         0         0         0         0         0       160     1,480         0 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:        .         .         .         .         .         .         .         .         .         .         . :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     67.9      84.8      30.0       0.0       0.0       0.0       0.0       0.0       1.4      13.1       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    20                     :
:       10         6         4         0         0         0         0         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
ALUMINIUM EURO PREM DUTY-PAID - COMMODITY EXCHANGE INC.   (25 METRIC TONS)                                     :
CFTC Code #191696                                                    Open Interest is    12,368                :
: Positions                                                                                                    :
:    6,542    10,983     5,451       140         0         0       440         0        80       800         0 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:        .         .         .         .         .         .         .         .         .         .         . :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     52.9      88.8      44.1       1.1       0.0       0.0       3.6       0.0       0.6       6.5       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        6        11         4         .         0         0         .         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
US MIDWEST DOMESTIC HOT-ROLL  - COMMODITY EXCHANGE INC.   (CONTRACTS OF 20 SHORT TONS)                         :
CFTC Code #192651                                                    Open Interest is    23,796                :
: Positions                                                                                                    :
:    6,297    20,037     5,777       206       927     8,589       461       731     1,089     1,033       248 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:      219       152       -26       -19        19       -26         0       -51       -31        28       -32 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     26.5      84.2      24.3       0.9       3.9      36.1       1.9       3.1       4.6       4.3       1.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    39                     :
:       14        13         4         .         .         .         .         .         5         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE   (CONTRACTS OF 110,000 BOARD FEET)                         :
CFTC Code #058643                                                    Open Interest is     3,836                :
: Positions                                                                                                    :
:    1,667     2,318        35       142         0       358       167        94       386       162       250 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:       86        31         0         4         0       -12         0         8        75         4       -21 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     43.5      60.4       0.9       3.7       0.0       9.3       4.4       2.5      10.1       4.2       6.5 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    46                     :
:       15        16         .         .         0         9         .         .         9         .         6 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                    :
CFTC Code #0063A2                                                    Open Interest is    11,695                :
: Positions                                                                                                    :
:    8,283     3,837         0     6,145       500       885         0         0     2,024     1,213         0 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:     -375      -100      -728      -225         0         0         0         0       400      -375         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     70.8      32.8       0.0      52.5       4.3       7.6       0.0       0.0      17.3      10.4       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    23                     :
:        9         4         0         4         .         .         0         0         .         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                    :
CFTC Code #0063AS                                                    Open Interest is    27,776                :
: Positions                                                                                                    :
:   16,342    12,333       841    10,035        30    10,247     1,628         0       300     3,729         0 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:   -1,087        31       281      -570       -31         0      -100         0       -75      -261         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     58.8      44.4       3.0      36.1       0.1      36.9       5.9       0.0       1.1      13.4       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       13         8         4         .         .         .         .         0         .         4         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                        :
CFTC Code #0063CA                                                    Open Interest is   128,748                :
: Positions                                                                                                    :
:   66,264    56,978    11,602    13,571    11,483    19,911       100     7,915     6,332    33,469     5,157 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:   -1,455    -8,023      -148     1,022    -1,822      -991      -260      -539    -1,832     2,833    -3,380 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     51.5      44.3       9.0      10.5       8.9      15.5       0.1       6.1       4.9      26.0       4.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    70                     :
:       22        20         4         4         6        13         .         5        14         9         9 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
NJ SRECS - ICE FUTURES ENERGY DIV   (10 SRECs)                                                                 :
CFTC Code #0063CC                                                    Open Interest is   141,714                :
: Positions                                                                                                    :
:   99,232   117,832     1,570     4,490       100       100         0         0    38,142    16,722     2,570 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:   -4,600    -7,010         0         0         0         0         0         0    -2,810      -400         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     70.0      83.1       1.1       3.2       0.1       0.1       0.0       0.0      26.9      11.8       1.8 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       14        13         .         .         .         .         0         0         6         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of renewable energy certificates                      :
CFTC Code #0063CH                                                    Open Interest is   128,028                :
: Positions                                                                                                    :
:   98,590   104,701     9,875       838       778     1,689         0       594    14,479    19,094     2,023 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:    1,210     1,143         0        72      -106       266         0      -266      -461      -200        -4 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     77.0      81.8       7.7       0.7       0.6       1.3       0.0       0.5      11.3      14.9       1.6 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    33                     :
:       15         9         .         .         .         .         0         .         6         4         4 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                        :
CFTC Code #0063CJ                                                    Open Interest is    48,806                :
: Positions                                                                                                    :
:   22,429    23,130     4,169    14,726     3,443     6,709         0     2,409     7,935     3,608     1,466 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:      833     2,118         2      -361      -103       903         0       212        14         0         1 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     46.0      47.4       8.5      30.2       7.1      13.7       0.0       4.9      16.3       7.4       3.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    44                     :
:       13        13         .         4         4         7         0         .        10         .         5 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063CL                                                    Open Interest is    29,218                :
: Positions                                                                                                    :
:   19,050     8,680     4,543    19,688         0     2,590         0         0     3,035       850         0 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:     -375         0         0      -375         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     65.2      29.7      15.5      67.4       0.0       8.9       0.0       0.0      10.4       2.9       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       10         5         4         .         0         .         0         0         4         .         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063D9                                                    Open Interest is    33,158                :
: Positions                                                                                                    :
:   22,610    21,974     2,050     6,961        75       650         0         0     4,241       616     3,532 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:      600       500         0       100         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     68.2      66.3       6.2      21.0       0.2       2.0       0.0       0.0      12.8       1.9      10.7 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    32                     :
:       13         8         .         4         .         .         0         0         5         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2020 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063DJ                                                    Open Interest is    29,442                :
: Positions                                                                                                    :
:   14,665    18,430     4,750     2,055     6,083     3,059        38        96       225     2,431       277 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:     -365      -340      -300        32        -3       297         1         3         0       -26         2 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     49.8      62.6      16.1       7.0      20.7      10.4       0.1       0.3       0.8       8.3       0.9 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    27                     :
:       12        11         4         .         4         .         .         .         .         .         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of Class 1 Renewable Energy Certificates                   :
CFTC Code #0063DK                                                    Open Interest is    14,875                :
: Positions                                                                                                    :
:   12,340    12,055       770        50         0         0       970         0     1,715     1,750        50 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:        0        50       100         0         0         0       100         0         0       -50        50 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     83.0      81.0       5.2       0.3       0.0       0.0       6.5       0.0      11.5      11.8       0.3 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       10         8         .         .         0         0         .         0         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV   100 MWh of Class 1 Renewable Energy Certifi           :
CFTC Code #0063DL                                                    Open Interest is    18,986                :
: Positions                                                                                                    :
:   14,744    11,459     2,125         0        47       180         0       220     1,305     6,920       340 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     77.7      60.4      11.2       0.0       0.2       0.9       0.0       1.2       6.9      36.4       1.8 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    24                     :
:        9        10         .         0         .         .         0         .         .         5         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV   (10 SRECs)                                                       :
CFTC Code #0063DN                                                    Open Interest is    47,975                :
: Positions                                                                                                    :
:   20,303    29,383         0       791       230         0         0         0    23,191    13,320     4,251 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     42.3      61.2       0.0       1.6       0.5       0.0       0.0       0.0      48.3      27.8       8.9 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    25                     :
:       13        11         0         .         .         0         0         0         6         4         . :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
RGGI VINTAGE 2021 - ICE FUTURES ENERGY DIV   1,000 RGGI CO2 Allowances                                         :
CFTC Code #0063DW                                                    Open Interest is    24,098                :
: Positions                                                                                                    :
:   14,431    16,415     6,282     7,683         0       733         0         0     2,375         0         0 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:        0         0         0         0         0         0         0         0         0         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     59.9      68.1      26.1      31.9       0.0       3.0       0.0       0.0       9.9       0.0       0.0 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    20                     :
:        8         .         .         .         0         .         0         0         4         0         0 :
----------------------------------------------------------------------------------------------------------------
Disaggregated Commitments of Traders- Options and Futures Combined Positions as of September 29, 2020
:                                             Reportable Positions                                             :
:------------------------------------------------------------------------------------------------------------- :
: Producer/Merchant :                             :                             :                              :
:  Processor/User   :        Swap Dealers         :        Managed Money        :      Other Reportables       :
:   Long  :  Short  :   Long  :  Short  :Spreading:   Long  :  Short  :Spreading:   Long  :  Short  :Spreading :
----------------------------------------------------------------------------------------------------------------
CALIF CARBON ALLOWANCE V2023 - ICE FUTURES ENERGY DIV   1,000 California carbon allowances                     :
CFTC Code #0063DX                                                    Open Interest is    10,651                :
: Positions                                                                                                    :
:    6,146     4,165       950     5,146         4       290         0       500     2,271       346       465 :
:                                                                                                              :
: Changes from:     September 22, 2020                                                                         :
:     -345        50         0      -320         0         0         0         0        75         0         0 :
:                                                                                                              :
: Percent of Open Interest Represented by Each Category of Trader                                              :
:     57.7      39.1       8.9      48.3       0.0       2.7       0.0       4.7      21.3       3.2       4.4 :
:                                                                                                              :
: Number of Traders in Each Category                                  Total Traders:    22                     :
:        6         7         .         4         .         .         0         .         .         .         . :
----------------------------------------------------------------------------------------------------------------



Updated October 02, 2020