PALLADIUM - NEW YORK MERCANTILE EXCHANGE                                                                                                         Code-075651
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :     9,914:       138      4,701      1,981      1,471         15      5,222      1,330        383        391      1,131         26:    1,758       857
Old  :     9,914:       138      4,701      1,981      1,471         15      5,222      1,330        383        391      1,131         26:    1,758       857
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       386:       -54       -248       -116        447        -22        538        141        -40        -17         66        -41:      138        83
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       1.4       47.4       20.0       14.8        0.2       52.7       13.4        3.9        3.9       11.4        0.3:     17.7       8.6
Old  :     100.0:       1.4       47.4       20.0       14.8        0.2       52.7       13.4        3.9        3.9       11.4        0.3:     17.7       8.6
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       105:         .         18         10         11          .         37          8          6          6         13          4:
Old  :       105:         .         18         10         11          .         37          8          6          6         13          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 22.6       42.6       37.6       55.5       22.6       41.1       37.6       54.0
Old  :                 22.6       42.6       37.6       55.5       22.6       41.1       37.6       54.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PLATINUM - NEW YORK MERCANTILE EXCHANGE                                                                                                          Code-076651
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 50 TROY OUNCES)                                                                                           :
     :          :    Positions                                                                                                           :
All  :    61,778:     1,470     30,207     11,274      8,623      2,424     22,865     12,153      2,436     12,302      3,577        371:    8,636     1,987
Old  :    61,778:     1,470     30,207     11,274      8,623      2,424     22,865     12,153      2,436     12,302      3,577        371:    8,636     1,987
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :     2,067:       106      2,436        120      1,600       -372      3,555     -1,293        -93       -948       -266       -106:     -195       161
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       2.4       48.9       18.2       14.0        3.9       37.0       19.7        3.9       19.9        5.8        0.6:     14.0       3.2
Old  :     100.0:       2.4       48.9       18.2       14.0        3.9       37.0       19.7        3.9       19.9        5.8        0.6:     14.0       3.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       213:         8         23         17         18         12         60         17         16         53         17          7:
Old  :       213:         8         23         17         18         12         60         17         16         53         17          7:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 17.9       39.2       28.4       50.6       15.3       38.3       25.7       49.4
Old  :                 17.9       39.2       28.4       50.6       15.3       38.3       25.7       49.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
SILVER - COMMODITY EXCHANGE INC.                                                                                                                 Code-084691
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 5,000 TROY OUNCES)                                                                                        :
     :          :    Positions                                                                                                           :
All  :   162,397:     7,659     59,226     41,255     45,695      2,504     63,247     23,982      2,421     13,757     14,673      3,838:   27,716    10,058
Old  :   162,397:     7,659     59,226     41,255     45,695      2,504     63,247     23,982      2,421     13,757     14,673      3,838:   27,716    10,058
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :     3,406:      -857      2,713     -1,629      1,689        228      3,296       -145        263        689       -739        167:    1,249      -770
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       4.7       36.5       25.4       28.1        1.5       38.9       14.8        1.5        8.5        9.0        2.4:     17.1       6.2
Old  :     100.0:       4.7       36.5       25.4       28.1        1.5       38.9       14.8        1.5        8.5        9.0        2.4:     17.1       6.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       220:        12         31         17         21         12         49         15         18         44         32         21:
Old  :       220:        12         31         17         21         12         49         15         18         44         32         21:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 25.0       31.9       35.5       44.8       24.9       31.1       35.4       44.0
Old  :                 25.0       31.9       35.5       44.8       24.9       31.1       35.4       44.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
GOLD - COMMODITY EXCHANGE INC.                                                                                                                   Code-088691
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 100 TROY OUNCES)                                                                                          :
     :          :    Positions                                                                                                           :
All  :   578,925:    19,681    121,622     81,024    264,269     25,585    166,571     55,473     26,898    157,941     28,062     32,688:   68,537    24,328
Old  :   578,925:    19,681    121,622     81,024    264,269     25,585    166,571     55,473     26,898    157,941     28,062     32,688:   68,537    24,328
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :    21,468:     1,915      2,679      1,243      4,625      1,082     11,043      4,237      3,691        296      2,598        946:    1,252     1,610
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:       3.4       21.0       14.0       45.6        4.4       28.8        9.6        4.6       27.3        4.8        5.6:     11.8       4.2
Old  :     100.0:       3.4       21.0       14.0       45.6        4.4       28.8        9.6        4.6       27.3        4.8        5.6:     11.8       4.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       379:        16         24         18         26         29        105         26         40        124         42         53:
Old  :       379:        16         24         18         26         29        105         26         40        124         42         53:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 17.4       28.9       26.5       43.6       17.2       26.6       26.3       40.0
Old  :                 17.4       28.9       26.5       43.6       17.2       26.6       26.3       40.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
COPPER-GRADE #1 - COMMODITY EXCHANGE INC.                                                                                                        Code-085692
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 25,000 POUNDS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :   244,071:    26,234    117,421     43,364     14,515      6,510     96,924     20,265     26,887     13,405     31,457     14,261:   16,486    12,755
Old  :   244,071:    26,234    117,421     43,364     14,515      6,510     96,924     20,265     26,887     13,405     31,457     14,261:   16,486    12,755
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :     7,922:       -76      1,346        574        981        715      7,125       -533         50     -2,281      2,520      1,635:      180     1,208
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      10.7       48.1       17.8        5.9        2.7       39.7        8.3       11.0        5.5       12.9        5.8:      6.8       5.2
Old  :     100.0:      10.7       48.1       17.8        5.9        2.7       39.7        8.3       11.0        5.5       12.9        5.8:      6.8       5.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :       281:        27         38         19         12         11         94         22         37         34         46         29:
Old  :       281:        27         38         19         12         11         94         22         37         34         46         29:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 18.7       33.4       30.1       48.0       17.1       30.5       27.2       40.1
Old  :                 18.7       33.4       30.1       48.0       17.1       30.5       27.2       40.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
ALUMINUM MW US TR PLATTS - COMMODITY EXCHANGE INC.                                                                                               Code-191693
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(55,116 US Pounds-25 MT)                                                                                                :
     :          :    Positions                                                                                                           :
All  :    32,155:     9,715     28,573     17,253        453        101          0      1,257          0      4,889      1,706          0:      197        65
Old  :    32,155:     9,715     28,573     17,253        453        101          0      1,257          0      4,889      1,706          0:      197        65
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       130:        56        -32         51         -8          3          0        127          0         20          0          0:        0        40
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      30.2       88.9       53.7        1.4        0.3        0.0        3.9        0.0       15.2        5.3        0.0:      0.6       0.2
Old  :     100.0:      30.2       88.9       53.7        1.4        0.3        0.0        3.9        0.0       15.2        5.3        0.0:      0.6       0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        38:        12         16         11          .          .          0          .          0          4          .          0:
Old  :        38:        12         16         11          .          .          0          .          0          4          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 42.7       58.5       68.2       86.3       42.7       52.5       68.1       79.9
Old  :                 42.7       58.5       68.2       86.3       42.7       52.5       68.1       79.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
US MIDWEST DOMESTIC HOT-ROLL  - COMMODITY EXCHANGE INC.                                                                                          Code-192651
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 20 SHORT TONS)                                                                                            :
     :          :    Positions                                                                                                           :
All  :    23,074:     5,581     19,789      5,773        255        748      8,634        461        784      1,223        656        255:       76       126
Old  :    23,074:     5,581     19,789      5,773        255        748      8,634        461        784      1,223        656        255:       76       126
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :      -504:       838         47       -251          0        -43       -553         10       -443        -44        -89          9:      -17         5
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      24.2       85.8       25.0        1.1        3.2       37.4        2.0        3.4        5.3        2.8        1.1:      0.3       0.5
Old  :     100.0:      24.2       85.8       25.0        1.1        3.2       37.4        2.0        3.4        5.3        2.8        1.1:      0.3       0.5
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        40:        15         13          4          .          .          .          .          .          6          .          .:
Old  :        40:        15         13          4          .          .          .          .          .          6          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 61.8       60.9       87.9       81.6       58.4       60.1       77.3       75.1
Old  :                 61.8       60.9       87.9       81.6       58.4       60.1       77.3       75.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE                                                                                               Code-058643
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(CONTRACTS OF 110,000 BOARD FEET)                                                                                       :
     :          :    Positions                                                                                                           :
All  :     3,513:     1,451      2,218         35         97          0        458        187         86        378        126         89:    1,016       710
Old  :     3,513:     1,451      2,218         35         97          0        458        187         86        378        126         89:    1,016       710
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :      -378:       192         73         -3         21         -9       -307        -45         14       -137        -81        -18:     -110      -333
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      41.3       63.1        1.0        2.8        0.0       13.0        5.3        2.4       10.8        3.6        2.5:     28.9      20.2
Old  :     100.0:      41.3       63.1        1.0        2.8        0.0       13.0        5.3        2.4       10.8        3.6        2.5:     28.9      20.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        48:        11         15          .          .          0         11          .          .          9          .          .:
Old  :        48:        11         15          .          .          0         11          .          .          9          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 39.1       47.0       47.5       58.7       39.1       46.5       46.5       57.7
Old  :                 39.1       47.0       47.5       58.7       39.1       46.5       46.5       57.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV                                                                                           Code-0063A2
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    12,395:     8,583      3,937        728      6,370        500        960          0          0      1,624      1,588          0:        0         0
Old  :    12,395:     8,583      3,937        728      6,370        500        960          0          0      1,624      1,588          0:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :      -200:      -200       -125          0          0          0          0          0          0          0        -75          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      69.2       31.8        5.9       51.4        4.0        7.7        0.0        0.0       13.1       12.8        0.0:      0.0       0.0
Old  :     100.0:      69.2       31.8        5.9       51.4        4.0        7.7        0.0        0.0       13.1       12.8        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:         9          4          .          4          .          .          0          0          .          .          0:
Old  :        25:         9          4          .          4          .          .          0          0          .          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 65.4       76.1       87.2       95.3       65.4       76.1       86.8       92.9
Old  :                 65.4       76.1       87.2       95.3       65.4       76.1       86.8       92.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALL VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                           Code-0063AS
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    32,704:    16,378     12,115        871     10,202        470     14,846      1,728          0        125      8,189          0:       14         0
Old  :    32,704:    16,378     12,115        871     10,202        470     14,846      1,728          0        125      8,189          0:       14         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :         0:       -25          0          0          0          0          0          0          0         25          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      50.1       37.0        2.7       31.2        1.4       45.4        5.3        0.0        0.4       25.0        0.0:      0.0       0.0
Old  :     100.0:      50.1       37.0        2.7       31.2        1.4       45.4        5.3        0.0        0.4       25.0        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        36:        12          9          .          4          .          5          .          0          .          5          0:
Old  :        36:        12          9          .          4          .          5          .          0          .          5          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 70.0       70.4       86.3       92.1       69.9       70.4       85.8       91.3
Old  :                 70.0       70.4       86.3       92.1       69.9       70.4       85.8       91.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CA
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :   100,200:    52,236     44,491      8,604     13,267      7,211     21,293        542        325      8,194     32,082      2,207:      130        75
Old  :   100,200:    52,236     44,491      8,604     13,267      7,211     21,293        542        325      8,194     32,082      2,207:      130        75
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       376:      -285      1,035       -145     -1,361         74       -195         40        195         -1       -340        733:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      52.1       44.4        8.6       13.2        7.2       21.3        0.5        0.3        8.2       32.0        2.2:      0.1       0.1
Old  :     100.0:      52.1       44.4        8.6       13.2        7.2       21.3        0.5        0.3        8.2       32.0        2.2:      0.1       0.1
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        67:        21         14          .          5          6         10          4          .         11         10          .:
Old  :        67:        21         14          .          5          6         10          4          .         11         10          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 41.8       37.4       64.1       63.4       36.4       37.1       54.3       60.9
Old  :                 41.8       37.4       64.1       63.4       36.4       37.1       54.3       60.9
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
NJ SRECS - ICE FUTURES ENERGY DIV                                                                                                                Code-0063CC
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :   147,664:    94,001    123,782      1,570      4,490        100     10,331          0          0     39,492     17,122      2,170:        0         0
Old  :   147,664:    94,001    123,782      1,570      4,490        100     10,331          0          0     39,492     17,122      2,170:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :        85:       285          0          0          0          0          0          0          0       -285          0         85:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      63.7       83.8        1.1        3.0        0.1        7.0        0.0        0.0       26.7       11.6        1.5:      0.0       0.0
Old  :     100.0:      63.7       83.8        1.1        3.0        0.1        7.0        0.0        0.0       26.7       11.6        1.5:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        32:        13         13          .          .          .          .          0          0          6          5          .:
Old  :        32:        13         13          .          .          .          .          0          0          6          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 60.4       86.2       86.7       94.0       60.1       81.9       85.0       87.5
Old  :                 60.4       86.2       86.7       94.0       60.1       81.9       85.0       87.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
PJM TRI-RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                   Code-0063CH
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of renewable energy certificates                                                                                :
     :          :    Positions                                                                                                           :
All  :   123,691:    93,806    100,684      9,875        939        785      1,864          0        844     14,597     18,519      1,920:        0         0
Old  :   123,691:    93,806    100,684      9,875        939        785      1,864          0        844     14,597     18,519      1,920:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       999:       750        249          0         91        -51        173          0        -73          0        583        200:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      75.8       81.4        8.0        0.8        0.6        1.5        0.0        0.7       11.8       15.0        1.6:      0.0       0.0
Old  :     100.0:      75.8       81.4        8.0        0.8        0.6        1.5        0.0        0.7       11.8       15.0        1.6:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        33:        14          8          .          .          .          .          0          .          6          4          4:
Old  :        33:        14          8          .          .          .          .          0          .          6          4          4:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 49.9       76.9       75.1       95.5       49.7       75.1       74.9       91.2
Old  :                 49.9       76.9       75.1       95.5       49.7       75.1       74.9       91.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                               Code-0063CJ
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    44,100:    19,469     21,858      4,234     13,868      3,486      7,683          0          0      7,906      3,608      1,280:       42         0
Old  :    44,100:    19,469     21,858      4,234     13,868      3,486      7,683          0          0      7,906      3,608      1,280:       42         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       838:      -562       -822        250      1,545        275        750          0          0        225        -60       -100:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      44.1       49.6        9.6       31.4        7.9       17.4        0.0        0.0       17.9        8.2        2.9:      0.1       0.0
Old  :     100.0:      44.1       49.6        9.6       31.4        7.9       17.4        0.0        0.0       17.9        8.2        2.9:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        40:        11         12          .          4          .          4          0          0         10          .          .:
Old  :        40:        11         12          .          4          .          4          0          0         10          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 49.9       59.2       73.3       84.1       48.9       53.0       68.3       72.4
Old  :                 49.9       59.2       73.3       84.1       48.9       53.0       68.3       72.4
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2019 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063CL
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    31,093:    19,425      8,680      6,043     21,563          0      2,590          0          0      3,035        850          0:        0         0
Old  :    31,093:    19,425      8,680      6,043     21,563          0      2,590          0          0      3,035        850          0:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      62.5       27.9       19.4       69.4        0.0        8.3        0.0        0.0        9.8        2.7        0.0:      0.0       0.0
Old  :     100.0:      62.5       27.9       19.4       69.4        0.0        8.3        0.0        0.0        9.8        2.7        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        10          5          4          .          0          .          0          0          4          .          0:
Old  :        25:        10          5          4          .          0          .          0          0          4          .          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 62.4       96.2       88.9      100.0       62.4       96.0       88.9       98.2
Old  :                 62.4       96.2       88.9      100.0       62.4       96.0       88.9       98.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2022 - ICE FUTURES ENERGY DIV                                                                                            Code-0063D9
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    32,533:    21,135     21,224      2,050      7,086         75      1,088          0          0      4,241        616      3,532:      412         0
Old  :    32,533:    21,135     21,224      2,050      7,086         75      1,088          0          0      4,241        616      3,532:      412         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       601:        50        100          0        750       -249        188          0          0        200          0          0:      412         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      65.0       65.2        6.3       21.8        0.2        3.3        0.0        0.0       13.0        1.9       10.9:      1.3       0.0
Old  :     100.0:      65.0       65.2        6.3       21.8        0.2        3.3        0.0        0.0       13.0        1.9       10.9:      1.3       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        32:        12          8          .          4          .          4          0          0          5          .          .:
Old  :        32:        12          8          .          4          .          4          0          0          5          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 50.1       63.6       71.2       90.9       46.3       60.5       65.6       82.2
Old  :                 50.1       63.6       71.2       90.9       46.3       60.5       65.6       82.2
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2020 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063DJ
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    26,355:    14,589     18,510      5,239      1,926      3,274      2,666          0          0        225      2,445        200:      162         0
Old  :    26,355:    14,589     18,510      5,239      1,926      3,274      2,666          0          0        225      2,445        200:      162         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       110:       -32        140        -10        -30          0        150          0          0          0          0          0:        2         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      55.4       70.2       19.9        7.3       12.4       10.1        0.0        0.0        0.9        9.3        0.8:      0.6       0.0
Old  :     100.0:      55.4       70.2       19.9        7.3       12.4       10.1        0.0        0.0        0.9        9.3        0.8:      0.6       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        27:        13         10          4          .          .          .          0          0          .          .          .:
Old  :        27:        13         10          4          .          .          .          0          0          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 53.8       62.0       76.1       85.1       41.4       57.4       58.7       67.0
Old  :                 53.8       62.0       76.1       85.1       41.4       57.4       58.7       67.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CT RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                                        Code-0063DK
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    14,655:    12,340     12,005        600         50          0          0        800          0      1,715      1,800          0:        0         0
Old  :    14,655:    12,340     12,005        600         50          0          0        800          0      1,715      1,800          0:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       100:       250        -20       -150          0          0          0         20          0          0        100          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      84.2       81.9        4.1        0.3        0.0        0.0        5.5        0.0       11.7       12.3        0.0:      0.0       0.0
Old  :     100.0:      84.2       81.9        4.1        0.3        0.0        0.0        5.5        0.0       11.7       12.3        0.0:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        10          8          .          .          0          0          .          0          .          5          0:
Old  :        25:        10          8          .          .          0          0          .          0          .          5          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 75.0       75.7       93.2       91.7       73.7       75.7       91.9       91.7
Old  :                 75.0       75.7       93.2       91.7       73.7       75.7       91.9       91.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MASS COMPLIANCE RECs CLASS 1  - ICE FUTURES ENERGY DIV                                                                                           Code-0063DL
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :100 MWh of Class 1 Renewable Energy Certificates                                                                        :
     :          :    Positions                                                                                                           :
All  :    19,024:    14,744     11,459      2,163          0         47        142          0        258      1,305      6,920        340:       25         0
Old  :    19,024:    14,744     11,459      2,163          0         47        142          0        258      1,305      6,920        340:       25         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :         0:      -100          0          0          0          0        100          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      77.5       60.2       11.4        0.0        0.2        0.7        0.0        1.4        6.9       36.4        1.8:      0.1       0.0
Old  :     100.0:      77.5       60.2       11.4        0.0        0.2        0.7        0.0        1.4        6.9       36.4        1.8:      0.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        24:         9         10          .          0          .          .          0          .          .          5          .:
Old  :        24:         9         10          .          0          .          .          0          .          .          5          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 62.3       70.3       86.6       89.6       60.3       66.9       81.9       86.3
Old  :                 62.3       70.3       86.6       89.6       60.3       66.9       81.9       86.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
MARYLAND SOLAR REC - ICE FUTURES ENERGY DIV                                                                                                      Code-0063DN
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :(10 SRECs)                                                                                                              :
     :          :    Positions                                                                                                           :
All  :    47,961:    20,053     28,133          0        777        230          0        770        480     22,947     13,320      4,251:        0         0
Old  :    47,961:    20,053     28,133          0        777        230          0        770        480     22,947     13,320      4,251:        0         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      41.8       58.7        0.0        1.6        0.5        0.0        1.6        1.0       47.8       27.8        8.9:      0.0       0.0
Old  :     100.0:      41.8       58.7        0.0        1.6        0.5        0.0        1.6        1.0       47.8       27.8        8.9:      0.0       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        25:        12         10          0          .          .          0          .          .          6          4          .:
Old  :        25:        12         10          0          .          .          0          .          .          6          4          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 59.4       61.3       81.4       86.4       54.2       51.8       67.0       72.0
Old  :                 59.4       61.3       81.4       86.4       54.2       51.8       67.0       72.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI VINTAGE 2021 - ICE FUTURES ENERGY DIV                                                                                                       Code-0063DW
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 RGGI CO2 Allowances                                                                                               :
     :          :    Positions                                                                                                           :
All  :    24,098:    14,831     16,415      5,882      7,683          0        733          0          0      2,375          0          0:      277         0
Old  :    24,098:    14,831     16,415      5,882      7,683          0        733          0          0      2,375          0          0:      277         0
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :         0:       250          0        500          0          0          0          0          0       -750          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      61.5       68.1       24.4       31.9        0.0        3.0        0.0        0.0        9.9        0.0        0.0:      1.1       0.0
Old  :     100.0:      61.5       68.1       24.4       31.9        0.0        3.0        0.0        0.0        9.9        0.0        0.0:      1.1       0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        20:         8          .          .          .          0          .          0          0          4          0          0:
Old  :        20:         8          .          .          .          0          .          0          0          4          0          0:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 60.5       97.9       86.2      100.0       60.5       97.9       86.2      100.0
Old  :                 60.5       97.9       86.2      100.0       60.5       97.9       86.2      100.0
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CALIF CARBON ALLOWANCE V2023 - ICE FUTURES ENERGY DIV                                                                                            Code-0063DX
Disaggregated Commitments of Traders - Futures Only, September 15, 2020                                                                                      
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :                                              Reportable Positions                                                      :   Nonreportable
     :          :  Producer/Merchant/ :                                :                                :                                :     Positions
     :   Open   :   Processor/User    :          Swap Dealers          :         Managed Money          :       Other Reportables        :
     : Interest :   Long   :  Short   :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long   :  Short   :Spreading :   Long  :  Short
-------------------------------------------------------------------------------------------------------------------------------------------------------------
     :          :1,000 California carbon allowances                                                                                      :
     :          :    Positions                                                                                                           :
All  :    10,821:     6,491      4,040        950      5,441          4        702          0         88      2,096        346        465:       25       437
Old  :    10,821:     6,491      4,040        950      5,441          4        702          0         88      2,096        346        465:       25       437
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:        0         0
     :          :                                                                                                                        :
     :          :    Changes in Commitments from:       September 8, 2020                                                                :
     :       275:       250        275          0       -500          0        -88          0         88         25          0          0:        0       412
     :          :                                                                                                                        :
     :          :    Percent of Open Interest Represented by Each Category of Trader                                                     :
All  :     100.0:      60.0       37.3        8.8       50.3        0.0        6.5        0.0        0.8       19.4        3.2        4.3:      0.2       4.0
Old  :     100.0:      60.0       37.3        8.8       50.3        0.0        6.5        0.0        0.8       19.4        3.2        4.3:      0.2       4.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0:      0.0       0.0
     :          :                                                                                                                        :
     :          :    Number of Traders in Each Category                                                                                  :
All  :        21:         6          6          .          4          .          .          0          .          .          .          .:
Old  :        21:         6          6          .          4          .          .          0          .          .          .          .:
Other:         0:         0          0          0          0          0          0          0          0          0          0          0:
     :-------------------------------------------------------------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 75.1       79.3       96.5       92.1       70.3       79.3       88.4       87.5
Old  :                 75.1       79.3       96.5       92.1       70.3       79.3       88.4       87.5
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 



Updated September 18, 2020