SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006261
FUTURES ONLY POSITIONS AS OF 11/09/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       15,945
COMMITMENTS
  10,871       67       12    5,041   15,848   15,924   15,927       21       18

CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST:     -1,405)
  -1,122        4        0     -299   -1,409   -1,421   -1,405       16        0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    68.2      0.4      0.1     31.6     99.4     99.9     99.9      0.1      0.1

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       23)
       5        1        1        5       13       11       14
 
 
SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006265
FUTURES ONLY POSITIONS AS OF 11/09/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 25 U.S. EPA SO2 EMMISSION              OPEN INTEREST:       25,021
COMMITMENTS
  18,523       43       40    6,427   24,933   24,990   25,016       31        5

CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST:        543)
      78        0       21      426      522      525      543       18        0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    74.0      0.2      0.2     25.7     99.6     99.9    100.0      0.1      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       35)
      13        1        3       11       13       24       17
 
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE       Code-006268
FUTURES ONLY POSITIONS AS OF 11/09/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 1,000 METRIC TONS CCX C02)             OPEN INTEREST:        2,382
COMMITMENTS
   2,266      396        0        0    1,985    2,266    2,381      116        1

CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST:          0)
       0        0        0        0        0        0        0        0        0

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
    95.1     16.6      0.0      0.0     83.3     95.1    100.0      4.9      0.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       22)
      18        2        0        0        2       18        4
 
 
RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE           Code-00626U
FUTURES ONLY POSITIONS AS OF 11/09/10                         |
--------------------------------------------------------------| NONREPORTABLE
      NON-COMMERCIAL      |   COMMERCIAL    |      TOTAL      |   POSITIONS
--------------------------|-----------------|-----------------|-----------------
  LONG  | SHORT  |SPREADS |  LONG  | SHORT  |  LONG  | SHORT  |  LONG  | SHORT
--------------------------------------------------------------------------------
(CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)              OPEN INTEREST:       12,146
COMMITMENTS
     524       79        9   11,395   11,815   11,928   11,903      218      243

CHANGES FROM 11/02/10 (CHANGE IN OPEN INTEREST:        222)
      16        0        4       15        5       35        9      187      213

PERCENT OF OPEN INTEREST FOR EACH CATEGORY OF TRADERS
     4.3      0.7      0.1     93.8     97.3     98.2     98.0      1.8      2.0

NUMBER OF TRADERS IN EACH CATEGORY (TOTAL TRADERS:       20)
       5        1        2        8        7       13       10
 

Updated November 15, 2010