SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006261
Commitments of Traders - Futures Only, November 17, 2009               
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION                                    :
     :          :                                                                            :
All  :    35,337:    18,375      2,217        651     16,303     32,465     35,329     35,333:         8          4
Old  :    35,337:    18,375      2,217        651     16,303     32,465     35,329     35,333:         8          4
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 9, 2009                     :
     :       686:    -1,801        232        569      1,950       -100        718        701:       -32        -15
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      52.0        6.3        1.8       46.1       91.9      100.0      100.0:       0.0        0.0
Old  :     100.0:      52.0        6.3        1.8       46.1       91.9      100.0      100.0:       0.0        0.0
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        39:        10          7          3         12         17         23         26:
Old  :        39:        10          7          3         12         17         23         26:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 75.8       61.4       93.0       83.8       66.6       54.9       75.9       72.7
Old  :                 75.8       61.4       93.0       83.8       66.6       54.9       75.9       72.7
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE                                          Code-006268
Commitments of Traders - Futures Only, November 17, 2009               
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1,000 METRIC TONS CCX C02)                                   :
     :          :                                                                            :
All  :     2,866:     2,336        538          0        289      2,309      2,625      2,847:       241         19
Old  :     2,866:     2,336        538          0        289      2,309      2,625      2,847:       241         19
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 9, 2009                     :
     :        -6:        69        -13        -13          0         10         56        -16:       -62         10
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:      81.5       18.8        0.0       10.1       80.6       91.6       99.3:       8.4        0.7
Old  :     100.0:      81.5       18.8        0.0       10.1       80.6       91.6       99.3:       8.4        0.7
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        25:        19          2          0          1          4         20          6:
Old  :        25:        19          2          0          1          4         20          6:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 38.9       98.1       65.1       99.3       36.3       88.0       58.8       89.3
Old  :                 38.9       98.1       65.1       99.3       36.3       88.0       58.8       89.3
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE                                                   Code-00626U
Commitments of Traders - Futures Only, November 17, 2009               
-------------------------------------------------------------------------------------------------------------------
     :   Total  :                        Reportable Positions                                :   Nonreportable
     :----------------------------------------------------------------------------------------     Positions
     :   Open   :           Non-Commercial       :     Commercial      :       Total         :
     : Interest :   Long   :  Short   : Spreading:   Long   :  Short   :   Long   :  Short   :   Long   :  Short
-------------------------------------------------------------------------------------------------------------------
     :          : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES)                                    :
     :          :                                                                            :
All  :    21,911:     1,563         59        419     19,877     21,390     21,859     21,868:        52         43
Old  :    21,911:     1,563         59        419     19,877     21,390     21,859     21,868:        52         43
Other:         0:         0          0          0          0          0          0          0:         0          0
     :          :                                                                            :
     :          :          Changes in Commitments from: November 9, 2009                     :
     :     1,082:        80        -82        232        769        896      1,081      1,046:         1         36
     :          :                                                                            :
     :          :    Percent of Open Interest Represented by Each Category of Trader         :
All  :     100.0:       7.1        0.3        1.9       90.7       97.6       99.8       99.8:       0.2        0.2
Old  :     100.0:       7.1        0.3        1.9       90.7       97.6       99.8       99.8:       0.2        0.2
Other:     100.0:       0.0        0.0        0.0        0.0        0.0        0.0        0.0:       0.0        0.0
     :          :                                                                            :
     :# Traders :              Number of Traders in Each Category                            :
All  :        29:         5          2          3         14         12         20         17:
Old  :        29:         5          2          3         14         12         20         17:
Other:         0:         0          0          0          0          0          0          0:
     :----------------------------------------------------------------------------------------------------
     :             Percent of Open Interest Held by the Indicated Number of the Largest Traders
     :                          By Gross Position                       By Net Position
     :               4 or Less Traders     8 or Less Traders     4 or Less Traders     8 or Less Traders
     :                 Long:     Short       Long      Short:      Long      Short       Long      Short
     :----------------------------------------------------------------------------------------------------
All  :                 80.3       74.1       91.4       94.6       80.3       74.0       91.4       94.1
Old  :                 80.3       74.1       91.4       94.6       80.3       74.0       91.4       94.1
Other:                  0.0        0.0        0.0        0.0        0.0        0.0        0.0        0.0
 
 

Updated November 20, 2009