Public Statements & Remarks

Date Public Statements & Remarks
Statement of Chairman Heath P. Tarbert in Support of the Final Rule to Revise the Volcker Rule
Chairman Heath P. Tarbert
Dissenting Statement of Commissioner Rostin Behnam Regarding Revisions to the Volcker Rule
Commissioner Rostin Behnam
Dissenting Statement of Commissioner Dan M. Berkovitz Regarding Volcker Covered Funds Final Rule
Commissioner Dan M. Berkovitz
Statement of Chairman Heath P. Tarbert in Support of the Proposed Rule on Electronic Trading Risk Principles
Chairman Heath P. Tarbert
Statement of Support by Commissioner Brian Quintenz Regarding Proposed Rule on Electronic Trading Risk Principles
Commissioner Brian Quintenz
Dissenting Statement of Commissioner Rostin Behnam Regarding Electronic Trading Risk Principles
Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz on Proposed Rules for Electronic Trading Risk Principles and Withdrawal of Regulation AT
Commissioner Dan M. Berkovitz
Joint Statement of Chairman Heath P. Tarbert, Commissioner Rostin Behnam, and Commissioner Dan M. Berkovitz in Support of Final Rule Restricting Post-Trade Name Give-Up
Chairman Heath Tarbert, Commissioner Rostin Behnam, Commissioner Dan M. Berkovitz
Supporting Statement of Commissioner Brian Quintenz Regarding the Prohibition of Post-Trade Name Give-Up on Swap Execution Facilities
Commissioner Brian Quintenz
Statement of Chairman Heath P. Tarbert in Support of Final Rule on Alternative Compliance for the Inter-Affiliate Swap Clearing Exemption
Chairman Heath P. Tarbert
Statement of Support by Commissioner Brian Quintenz Regarding the Exemption from the Swap Clearing Requirement for Certain Affiliated Entities
Commissioner Brian Quintenz
Concurring Statement of Commissioner Rostin Behnam Regarding Exemption from the Swap Clearing Requirement for Certain Affiliated Entities—Alternative Compliance Frameworks for Anti-Evasionary Measures
Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz on Final Rule to Make Permanent Certain Anti-Evasion Measures for Inter-Affiliate Swaps
Commissioner Dan M. Berkovitz
Statement of Commissioner Rostin Behnam Regarding Notice of Proposed Rulemaking on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz on Proposed Rule Further Extending Swap Margin Deadline for Entities with Smaller Swap Portfolios
Commissioner Dan M. Berkovitz
Statement of Chairman Heath P. Tarbert in Support of Final Rule Preventing Bad Actors from Relying on CPO Exemptions
Chairman Heath P. Tarbert
Statement of Support by Commissioner Brian Quintenz Regarding Amendments Prohibiting CPO Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications – Final Rule
Commissioner Brian Quintenz
Statement of Commissioner Rostin Behnam Regarding Amendments to Registration and Compliance Requirements for CPOs and CTAs: Prohibiting Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications
Commissioner Rostin Behnam
Opening Statement of Commissioner Dawn D. Stump before the Meeting of the Commodity Futures Trading Commission
Commissioner Dawn D. Stump
Statement of Commissioner Dawn D. Stump Regarding Final Rule Prohibiting Exemptions Under Rule 4.13 on Behalf of Persons with Certain Statutory Disqualifications
Commissioner Dawn D. Stump
Opening Statement of Commissioner Dan M. Berkovitz before the Meeting of the Commodity Futures Trading Commission
Commissioner Dan M. Berkovitz
Statement of Commissioner Dan M. Berkovitz Regarding Prohibiting Exemptions from Commodity Pool Operator Registration for Persons Subject to Certain Statutory Disqualifications
Commissioner Dan M. Berkovitz
Remarks of CFTC Director of Enforcement James McDonald at Futures Industry Association Fireside Chat
Enforcement Director James McDonald
Statement of Chairman Heath P. Tarbert in Support of Extending the Phase 5 Initial Margin Compliance Deadline
Chairman Heath P. Tarbert
Statement of Support by Commissioner Brian Quintenz Regarding Amendments to Regulation 23.161 - Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic
Commissioner Brian Quintenz