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Hawaii Court Issues Preliminary Injunction in CFTC Enforcement Action Against Brien Sullivan, 4098-98
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Commodity Futures Trading Commission Seeks Public Comment on Proposed Procedures for Requesting Exemptive, No-Action and Interpretative Letters 4097-98 , January 13, 1998, 4097-98
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RESPONDENTS ORDERED TO PAY $460,000 IN CIVIL FINES FOR ROLE IN INTERNATIONAL COMMODITY SCHEMES AND BARRED FROM THE COMMODITIES INDUSTRY FOR AIDING AND ABETTING FRAUD BY TWO GERMAN-BASED BROKERAGE FIRMS, 4096-98 (CFTC Docket 95-8 and 95-9) , January 12, 1998., 4096-98
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CFTC Appoints Chairperson Born as Chair of its Financial Products Advisory Committee and Commissioner Spears as Chair of its Agricultural Advisory Committee, 4095-98
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CFTC Proposes to Amend its Regulation 1.35(a-1) to Permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis, 4094-98
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Commodity Futures Trading Commission Issues a Concept Release on the Denomination of Customer Funds and the Location of Depositories, 4093-98
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CFTC Seeks Public Comment on Proposed Amendments to Rule 1.12 That Will Require an FCM to notify Immediately the CFTC When it Becomes Undersegregated or Undersecured 4092-98 , January 7, 1998, 4092-98
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Commodity Futures Trading Commission Proposes Repealing Commission Reugulation 33.4(a)(2) in Order to Permit the Futures-Style Margining of Commodity Options Traded on Regulated Futures Exchanges, 4087-97
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CFTC Provides Guidance to NFA Concerning Floor Broker and Floor Trader Cases, 61-97
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Linda J. Ferren Appointed Executive Director of CFTC, 4085-97
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CFTC Requests Public Comment on Draft Proposed Revisions by the CBT to Corn and Soybean Futures Contracts, 4084-97
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Chairperson Born Expresses Appreciation to Commissioner Joseph Dial, 4080-97
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CFTC's Financial Products Advisory Committee to Meet on November 13, 1997, 4078-97
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CFTC Orders the Chicago Board of Trade to Change Delivery Specifications For Its Corn and Soybean Futures Contracts, 4077-97
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CFTC Issues Order Granting CME a Dual Trading Exemption for the S&P 500 Futures Contract Market and A Proposed Order Granting CME Conditional Dual Trading Exemptions for Seven Other High-Volume Contract Markets, 4076-97
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CFTC Issues Proposed Order Granting CBT Conditional Dual Trading Exemptions for 13 High-Volume Contract Markets, 4075-97
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CFTC Notifies the New York Futures Exchange of the Results of A Rule Enforcement Review, 4073-97
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Year 2000 Computer Problem, 55-97
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Commodity Derivatives Regulator Publish Guidance on Strengthening the Supervision of International Markets, 4072-97
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CFTC Proposes Pilot Program for Agricultural Trade Options, 4070-97
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CFTC's Agricultural Advisory Committee to Meet on October 29, 1997, 4069-97
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Memorandum of Understanding Between the SEC, CFTC, Bank of England and Financial Services Authority, 4068-97
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CFTC Make Its Strategic Plan Available, 51-97
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The CFTC and The German Bundesaufsichtsamt Für Den Wertpapierhandel Sign Mou, 4064-97
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CFTC Notifies the Chicago Mercantile Exchange Clearing House of the Results of Its Review of the CME Clearing House's Compliance with the Commission's Segregation and Related Recordkeeping Rules, 4060-97
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CFTC Notifies the Board of Trade Clearing Corporation of the Results of Its Review of the BOTCC's Compliance with the Commission's Segregation and Related Recordkeeping Rules, 4059-97
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CFTC Completes Comprehensive Horizontal Rule Enforcement Review of Exchange Broker Association Programs, 4058-97
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CFTC Announces Availability of the <i>International Regulation of Derivative Markets, Products and Financial Intermediaries</i> and <i>1997 Status Report on Exchange-Traded Derivatives Markets in Emerging and Developing Countries</i>, 4054-97
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CFTC Seeks Comment on Its long-Term Strategic Plan, 4053-97,
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CFTC Notifies the Chicago Board of Trade That Its Proposal to Change Its Corn and Soybean Futures Contracts Does Not Satisfy the Terms of the Statute and Proposes to Change and to Supplement the CBT Proposal , 4051-97
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CFTC Proposes Amending Rules Governing Risk Disclosure Obligations of FCMs and IBs, 4048-97,
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CFTC Announces Appointment of Thomas J. Erickson as Director, Office of Legislative & Intergovernmental Affairs, 4047-97
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I. Michael Greenberger to Head CFTC's Division of Trading and Markets, 4046-97
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Rule Enforcement Review of the National Futures Association's Compliance Program for CPOs and CTA's, 4041-97
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CFTC Issues Guidance Concerning Electronic Delivery of Disclosure Documents by Commodity Pool Operators and Commodity Trading Advisors , #4036-97
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Commissioner Dial and CFTC Staff to Participate in Public Forum on Agricultural Trade Options at National Cattlemen's Beef Association Mid-Year Meeting in Reno , #4035-97
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CFTC SEEKS PUBLIC COMMENT RELATING TO THE DELIVERY SPECIFICATIONS OF THE CBT WHEAT FUTURES CONTRACT , Advisory: 34-97
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